SEC CIK 1281933

BRATTON DOUGLAS K

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
DNLIview stock →9,984,8362021-02-12
AQSTview stock →199,8412024-12-02

Position History — AQST

Reported shares owned immediately after each Form 4 transaction, over time.

01,344,3022,688,6054,032,9072018-072018-072018-072018-072021-032021-032021-032024-12

Recent Filings — AQST

DateActivitySharesPriceOwned After
2024-12-02Gift40,000$0.00199,841
2021-03-12J2,249,077$0.000
2021-03-12J1,783,578$0.001,948,578
2021-03-12J40,404$0.0047,051
2021-03-12J97,598$0.002,657,943
2021-03-12J524,675$0.001,688,639
2021-03-12J564,160$0.003,468,747
2021-03-09Gift62,500$0.0012,585
2020-06-16Grant / award (derivative)14,000$0.0014,000
2019-06-13Grant / award (derivative)13,350$0.0013,350
2018-07-24———2,249,077
2018-07-24———75,085
2018-07-24———2,213,314
2018-07-24———87,455
2018-07-24———4,032,907
2018-07-24———2,755,541
2018-07-24Open-market buy165,000$15.00165,000
2018-07-24Grant / award (derivative)26,700$0.0026,700

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.