SEC CIK 1282997
PETTINGILL RICHARD
Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| ARAYview stock → | 180,394 | 2022-11-21 |
| THCview stock → | 79,836 | 2017-05-09 |
Position History — THC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — THC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2017-05-09 | Option exercise (derivative) | 3,833 | $0.00 | 0 |
| 2017-05-09 | Option exercise | 3,833 | — | 79,836 |
| 2017-05-05 | Option exercise (derivative) | 14,509 | $0.00 | 0 |
| 2017-05-05 | Option exercise | 14,509 | — | 63,139 |
| 2017-05-05 | Grant / award | 12,864 | $0.00 | 76,003 |
| 2016-05-13 | Grant / award | 7,984 | $0.00 | 48,630 |
| 2016-05-06 | Option exercise (derivative) | 3,618 | $0.00 | 0 |
| 2016-05-06 | Option exercise | 3,618 | — | 40,646 |
| 2015-05-11 | Option exercise (derivative) | 8,383 | $0.00 | 0 |
| 2015-05-11 | Option exercise | 8,383 | $0.00 | 37,028 |
| 2015-05-08 | Grant / award | 4,722 | $0.00 | 28,645 |
| 2014-11-04 | Option exercise (derivative) | 7,459 | $0.00 | 0 |
| 2014-11-04 | Option exercise | 7,459 | $0.00 | 23,923 |
| 2014-05-15 | Open-market sale | 10,000 | $45.22 | 16,464 |
| 2014-05-09 | Grant / award (derivative) | 3,833 | $0.00 | 3,833 |
| 2013-12-31 | Grant / award (derivative) | 985 | $42.12 | 22,730 |
| 2013-09-30 | Grant / award (derivative) | 935 | $41.19 | 21,745 |
| 2013-07-03 | Grant / award (derivative) | 900 | $46.10 | 20,810 |
| 2013-05-06 | Grant / award (derivative) | 3,618 | $0.00 | 3,618 |
| 2013-03-28 | Grant / award (derivative) | 856 | $47.58 | 19,910 |
| 2013-01-31 | Option exercise (derivative) | 3,383 | — | 19,054 |
| 2013-01-31 | Option exercise | 3,383 | — | 26,464 |
| 2012-12-31 | Grant / award (derivative) | 1,394 | $32.47 | 22,437 |
| 2012-09-28 | Grant / award (derivative) | 6,738 | $6.27 | 84,173 |
| 2012-06-29 | Grant / award (derivative) | 6,965 | $5.24 | 77,435 |
| 2012-05-11 | Grant / award (derivative) | 33,531 | $0.00 | 33,531 |
| 2012-03-30 | Grant / award (derivative) | 7,485 | $5.31 | 70,470 |
| 2011-12-30 | Grant / award (derivative) | 7,359 | $5.13 | 62,985 |
| 2011-11-04 | Grant / award (derivative) | 29,835 | $0.00 | 29,835 |
| 2011-09-30 | Grant / award (derivative) | 7,725 | $4.11 | 55,626 |
| 2011-06-30 | Grant / award (derivative) | 7,171 | $6.24 | 47,901 |
| 2011-05-09 | Option exercise (derivative) | 22,807 | $0.00 | 0 |
| 2011-05-09 | Option exercise | 22,807 | $0.00 | 92,327 |
| 2011-03-31 | Grant / award (derivative) | 4,799 | $7.45 | 40,730 |
| 2010-12-31 | Grant / award (derivative) | 3,270 | $6.69 | 35,931 |
| 2010-09-30 | Grant / award (derivative) | 2,940 | $4.72 | 32,661 |
| 2010-06-30 | Grant / award (derivative) | 2,297 | $4.34 | 29,721 |
| 2010-05-11 | Option exercise (derivative) | 18,651 | $0.00 | 0 |
| 2010-05-11 | Option exercise | 18,651 | $0.00 | 69,520 |
| 2010-05-06 | Grant / award (derivative) | 23,297 | $0.00 | 23,297 |
| 2010-03-31 | Grant / award (derivative) | 5,026 | $5.72 | 27,424 |
| 2009-12-31 | Grant / award (derivative) | 2,481 | $5.39 | 22,398 |
| 2009-09-30 | Grant / award (derivative) | 2,275 | $5.88 | 19,917 |
| 2009-06-30 | Grant / award (derivative) | 4,388 | $2.82 | 17,642 |
| 2009-05-07 | Grant / award (derivative) | 58,036 | $0.00 | 58,036 |
| 2009-03-31 | Grant / award (derivative) | 13,254 | $1.16 | 13,254 |
| 2009-01-05 | Option exercise (derivative) | 40,869 | — | 0 |
| 2009-01-05 | Option exercise | 40,869 | — | 50,869 |
| 2008-12-31 | Grant / award (derivative) | 14,239 | $1.15 | 40,869 |
| 2008-11-06 | Open-market buy | 10,000 | $2.64 | 10,000 |
| 2008-09-30 | Grant / award (derivative) | 2,229 | $5.55 | 26,630 |
| 2008-06-30 | Grant / award (derivative) | 1,933 | $5.56 | 24,401 |
| 2008-05-09 | Grant / award (derivative) | 22,807 | $0.00 | 22,807 |
| 2008-03-31 | Grant / award (derivative) | 2,125 | $5.66 | 22,468 |
| 2007-12-31 | Grant / award (derivative) | 2,367 | $5.08 | 20,343 |
| 2007-09-30 | Grant / award (derivative) | 3,222 | $3.36 | 17,976 |
| 2007-06-30 | Grant / award (derivative) | 1,686 | $6.51 | 14,754 |
| 2007-05-11 | Grant / award (derivative) | 18,651 | $0.00 | 18,651 |
| 2007-03-31 | Grant / award (derivative) | 1,777 | $6.43 | 13,068 |
| 2006-12-29 | Grant / award (derivative) | 1,725 | $6.97 | 11,291 |
| 2006-09-30 | Grant / award (derivative) | 1,477 | $8.14 | 9,566 |
| 2006-06-30 | Grant / award (derivative) | 1,766 | $6.98 | 8,089 |
| 2006-05-15 | Grant / award (derivative) | 17,264 | $0.00 | 17,264 |
| 2006-03-31 | Grant / award (derivative) | 1,670 | $7.38 | 6,323 |
| 2005-12-30 | Grant / award (derivative) | 1,511 | $7.66 | 4,653 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.