SEC CIK 1307585
Moffitt Charles R
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SMBCview stock → | 10,500 | 2014-09-17 |
Position History — SMBC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SMBC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2014-09-17 | Option exercise (derivative) | 5,000 | $0.00 | 0 |
| 2014-09-17 | Option exercise | 5,000 | $15.30 | 10,500 |
| 2012-06-29 | Grant / award | 2,000 | $21.50 | 5,500 |
| 2011-11-17 | Open-market buy | 500 | $19.00 | 3,500 |
| 2008-08-11 | Open-market buy | 400 | $14.50 | 1,467 |
| 2008-08-11 | Open-market buy | 67 | $14.49 | 1,067 |
| 2008-08-11 | Open-market buy | 1,533 | $14.75 | 3,000 |
| 2004-10-18 | — | — | — | 500 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.