SEC CIK 1466673
Thomas Lux
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LPLAview stock → | 10,378 | 2015-05-18 |
Position History — LPLA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LPLA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2015-05-18 | Option exercise (derivative) | 2,000 | $0.00 | 11,300 |
| 2015-05-18 | Option exercise | 2,000 | $22.08 | 10,378 |
| 2015-04-10 | Option exercise (derivative) | 2,000 | $0.00 | 13,300 |
| 2015-04-10 | Option exercise | 2,000 | $22.08 | 8,378 |
| 2015-03-13 | — | — | — | 6,378 |
| 2014-02-28 | Option exercise (derivative) | 4,000 | $0.00 | 6,843 |
| 2014-02-28 | Option exercise (derivative) | 2,200 | $0.00 | 15,300 |
| 2014-02-28 | Open-market sale | 4,000 | $53.98 | 6,213 |
| 2014-02-28 | Option exercise | 4,000 | $32.26 | 10,213 |
| 2014-02-28 | Option exercise | 2,200 | $22.08 | 8,413 |
| 2014-02-24 | Grant / award (derivative) | 4,924 | $0.00 | 4,924 |
| 2014-02-24 | Grant / award | 1,243 | $0.00 | 6,213 |
| 2014-02-22 | Tax withholding | 230 | $54.25 | 4,970 |
| 2013-11-14 | Open-market sale | 1,000 | $42.31 | 5,200 |
| 2013-02-25 | Grant / award | 1,612 | $0.00 | 6,200 |
| 2013-02-22 | Grant / award (derivative) | 8,291 | $0.00 | 8,291 |
| 2013-02-22 | Grant / award | 2,088 | $0.00 | 4,588 |
| 2012-04-30 | Option exercise (derivative) | 2,500 | $0.00 | 17,500 |
| 2012-04-30 | Option exercise | 2,500 | $22.08 | 2,500 |
| 2012-02-09 | Grant / award (derivative) | 10,843 | $0.00 | 10,843 |
| 2010-12-22 | Open-market buy (derivative) | 20,000 | $0.00 | 20,000 |
| 2009-09-14 | Open-market buy (derivative) | 20,000 | $0.00 | 20,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.