SEC CIK 1487817
SCHWERTNER RAY D.
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CSWCview stock → | 8,600 | 2014-09-18 |
Position History — CSWC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CSWC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2014-09-18 | Option exercise (derivative) | 3,200 | $0.00 | 6,600 |
| 2014-09-18 | Option exercise | 3,200 | $23.95 | 8,600 |
| 2014-08-06 | Option exercise (derivative) | 1,000 | $0.00 | 9,800 |
| 2014-08-06 | Option exercise | 1,000 | $23.95 | 5,400 |
| 2014-06-23 | Open-market sale | 2,000 | $35.31 | 4,400 |
| 2014-03-14 | Option exercise (derivative) | 2,000 | $0.00 | 10,800 |
| 2014-03-14 | Option exercise | 2,000 | $23.95 | 6,400 |
| 2013-12-19 | Option exercise (derivative) | 1,000 | $95.79 | 3,600 |
| 2013-12-19 | Open-market buy | 1,000 | $95.79 | 3,600 |
| 2013-12-19 | Open-market sale | 400 | $34.84 | 2,600 |
| 2013-12-19 | Open-market sale | 600 | $34.80 | 3,000 |
| 2013-12-19 | Open-market sale | 500 | $34.78 | 3,600 |
| 2013-12-19 | Open-market sale | 560 | $34.75 | 4,100 |
| 2013-06-20 | Option exercise (derivative) | 400 | $95.79 | 500 |
| 2013-06-20 | Option exercise | 400 | $95.79 | 500 |
| 2013-06-06 | Open-market sale | 125 | $142.50 | 100 |
| 2013-06-04 | Open-market sale | 75 | $142.50 | 225 |
| 2013-05-20 | Open-market sale | 200 | $137.10 | 300 |
| 2013-05-07 | Open-market sale | 259 | $123.94 | 500 |
| 2013-05-06 | Open-market sale | 158 | $122.00 | 775 |
| 2013-05-06 | Open-market sale | 16 | $123.40 | 759 |
| 2013-05-06 | Open-market sale | 225 | $122.80 | 933 |
| 2013-03-21 | Open-market sale | 200 | $119.20 | 1,158 |
| 2013-03-19 | Option exercise (derivative) | 250 | $95.79 | 1,358 |
| 2013-03-19 | Option exercise | 250 | $95.79 | 1,358 |
| 2013-03-06 | Open-market sale | 200 | $124.00 | 1,108 |
| 2013-03-01 | Option exercise (derivative) | 300 | $95.79 | 300 |
| 2013-03-01 | Option exercise | 300 | $95.79 | 1,308 |
| 2013-02-28 | Open-market sale | 300 | $116.00 | 1,008 |
| 2012-10-26 | Option exercise (derivative) | 300 | $95.79 | 300 |
| 2012-10-26 | Option exercise | 300 | $95.79 | 1,046 |
| 2012-05-21 | Option exercise (derivative) | 300 | $95.79 | 300 |
| 2012-05-21 | Option exercise | 300 | $95.79 | 746 |
| 2012-01-16 | Grant / award | 1,000 | $0.00 | 1,446 |
| 2010-03-22 | — | — | — | 1,755.63 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.