SEC CIK 1488919

Shaffer James P

Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
HALOview stock →54,0252014-02-04

Position History — HALO

Reported shares owned immediately after each Form 4 transaction, over time.

018,00836,01754,0252011-122012-112013-022013-022014-022014-022014-02

Recent Filings — HALO

DateActivitySharesPriceOwned After
2014-02-06Grant / award (derivative)31,500$0.0031,500
2014-02-06Grant / award (derivative)50,000$13.1050,000
2014-02-04Option exercise (derivative)7,500$0.0022,500
2014-02-04Option exercise4,864$0.0054,025
2014-02-02Option exercise (derivative)16,204$0.0048,612
2014-02-02Option exercise (derivative)2,084$0.004,166
2014-02-02Option exercise1,242$0.0049,161
2014-02-02Option exercise10,387$0.0047,919
2013-02-04Grant / award (derivative)30,000$0.0030,000
2013-02-04Grant / award (derivative)50,000$6.5550,000
2013-02-02Option exercise9,993$0.0036,293
2013-02-02Option exercise1,239$0.0037,532
2012-11-14Open-market buy20,000$5.2226,300
2012-02-02Grant / award (derivative)81,019$0.0089,353
2012-02-02Grant / award (derivative)8,334$0.008,334
2012-02-02Grant / award (derivative)16,667$11.2916,667
2011-12-08———6,300

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.