SEC CIK 1512282

Ronin Capital, LLC

Reported ownership across 3 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
XNCRview stock →5,012,4302020-03-20
TOPSview stock →75,3502016-08-31
AWREview stock →02020-06-04

Position History — TOPS

Reported shares owned immediately after each Form 4 transaction, over time.

043,75087,500131,2502016-032016-062016-062016-072016-082016-082016-082016-08

Recent Filings — TOPS

DateActivitySharesPriceOwned After
2016-08-31Open-market sale27,500$3.8775,350
2016-08-30Open-market sale8,400$3.96102,850
2016-08-26Open-market sale20,000$4.61111,250
2016-08-25Option exercise (out-of-money) (derivative)125,000$0.00375,000
2016-08-25Option exercise (out-of-money)111,250$2.80131,250
2016-08-25Open-market sale36,381$4.7920,000
2016-08-24Open-market sale45,000$4.1556,381
2016-08-23Open-market sale9,869$3.82101,381
2016-08-12Option exercise (out-of-money) (derivative)125,000$0.00500,000
2016-08-12Option exercise (out-of-money)111,250$2.80111,250
2016-07-21Open-market sale64,600$3.450
2016-07-20Open-market sale14,700$2.1364,600
2016-06-16Open-market sale300$2.0079,300
2016-06-14Open-market sale3,300$1.9679,600
2016-06-13Open-market sale597$2.0682,900
2016-03-10———83,497
2016-03-10———83,497

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.