SEC CIK 1640522
BRODIE STEVEN G.
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| NEOview stock → | 45,953 | 2018-10-22 |
Position History — NEO
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — NEO
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2018-10-22 | Option exercise (derivative) | 13,334 | $0.00 | 0 |
| 2018-10-22 | Option exercise | 13,334 | $3.45 | 45,953 |
| 2018-02-26 | Grant / award (derivative) | 58,000 | $8.03 | 58,000 |
| 2017-07-05 | Option exercise (out-of-money) (derivative) | 6,666 | $3.45 | 13,334 |
| 2017-07-05 | Option exercise | 6,666 | $3.45 | 32,619 |
| 2017-04-28 | Grant / award (derivative) | 50,000 | $7.52 | 50,000 |
| 2017-03-27 | Option exercise (out-of-money) (derivative) | 10,000 | $3.76 | 0 |
| 2017-03-27 | Option exercise (out-of-money) | 10,000 | $3.76 | 25,953 |
| 2017-03-20 | Open-market sale | 33,450 | $7.90 | 15,953 |
| 2017-03-13 | Open-market sale | 16,550 | $8.00 | 49,403 |
| 2017-03-13 | Open-market sale | 16,550 | $8.00 | 49,403 |
| 2016-12-06 | Option exercise (out-of-money) (derivative) | 10,000 | $1.69 | 0 |
| 2016-12-06 | Option exercise | 10,000 | $1.69 | 65,953 |
| 2016-04-20 | Grant / award (derivative) | 100,000 | $7.15 | 100,000 |
| 2016-03-10 | Option exercise (out-of-money) (derivative) | 50,000 | $1.48 | 0 |
| 2016-03-10 | Option exercise | 50,000 | $1.48 | 55,953 |
| 2015-05-04 | Grant / award (derivative) | 120,000 | $4.78 | 120,000 |
| 2015-04-16 | — | — | — | 4,482 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.