SEC CIK 1740419
Windes Richard
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SMBCview stock → | 5,375 | 2026-06-05 |
Position History — SMBC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SMBC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2026-06-05 | Open-market sale | 2,000 | $69.70 | 5,375 |
| 2026-05-27 | Option exercise (derivative) | 2,000 | $37.40 | 0 |
| 2026-05-27 | Option exercise | 2,000 | $37.40 | 7,375 |
| 2026-05-21 | Open-market sale | 2,000 | $68.47 | 5,375 |
| 2026-05-01 | Option exercise (derivative) | 2,000 | $34.35 | 0 |
| 2026-05-01 | Option exercise | 2,000 | $34.35 | 7,375 |
| 2026-02-24 | Grant / award | 1,050 | $0.00 | 5,375 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.