SEC CIK 1740419
Windes Richard
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SMBCview stock → | 5,375 | 2026-06-05 |
Position History — SMBC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SMBC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2026-06-05 | Open-market sale | 2,000 | $69.70 | 5,375 |
| 2026-05-27 | Option exercise (derivative) | 2,000 | $37.40 | 0 |
| 2026-05-27 | Option exercise | 2,000 | $37.40 | 7,375 |
| 2026-05-21 | Open-market sale | 2,000 | $68.47 | 5,375 |
| 2026-05-01 | Option exercise (derivative) | 2,000 | $34.35 | 0 |
| 2026-05-01 | Option exercise | 2,000 | $34.35 | 7,375 |
| 2026-02-24 | Grant / award | 1,050 | $0.00 | 5,375 |
| 2025-02-18 | Grant / award (derivative) | 1,500 | $0.00 | 1,500 |
| 2025-02-18 | Grant / award | 625 | $0.00 | 4,325 |
| 2024-02-08 | Grant / award (derivative) | 2,500 | $0.00 | 2,500 |
| 2024-02-08 | Grant / award | 750 | $0.00 | 3,700 |
| 2023-02-21 | Grant / award (derivative) | 2,500 | $0.00 | 2,500 |
| 2023-02-21 | Grant / award | 750 | $0.00 | 2,950 |
| 2022-02-03 | Grant / award (derivative) | 1,500 | $0.00 | 1,500 |
| 2022-02-03 | Grant / award | 400 | $0.00 | 2,200 |
| 2021-02-10 | Grant / award (derivative) | 3,000 | $0.00 | 3,000 |
| 2021-02-10 | Grant / award | 600 | $0.00 | 1,800 |
| 2020-02-18 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
| 2020-02-18 | Grant / award | 600 | $0.00 | 1,200 |
| 2019-01-04 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
| 2019-01-04 | Grant / award | 600 | $0.00 | 600 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.