SEC Form 4 · Updated Daily
ADAM
— ADAMAS TRUST, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Schnall Steven B | Director · Officer | 1,650,954 | 2007-06-13 | A |
| JMP Group Inc. | Reporting Owner | 1,179,171 | 2008-02-21 | P |
| Harvest Capital Strategies LLC | Reporting Owner | 844,994 | 2010-12-31 | P |
| Fierro Joseph V | Officer | 773,084 | 2006-03-28 | P |
| Donlon Kevin M. | Officer | 597,842 | 2017-02-08 | A |
| Mumma Steven R | Officer | 491,541 | 2025-01-27 | F |
| Serrano Jason T | Director · Officer | 389,714 | 2026-01-27 | F |
| Reese Nathan R | Officer | 316,867 | 2023-02-04 | F |
| Hainey Alan L | Director | 286,648 | 2021-06-14 | A |
| Mah Nicholas | Officer | 251,456 | 2026-01-27 | F |
| Bock David R | Director | 179,469 | 2021-06-14 | A |
| Nario-Eng Kristine Rimando | Officer | 156,546 | 2026-01-27 | F |
| Akre David A | Director · Officer | 102,903 | 2007-08-31 | P |
| Clement Michael B. | Director | 101,309 | 2026-06-10 | M |
| Norcutt Steven G | Director | 79,688 | 2023-06-13 | A |
| Neal Douglas E | Director | 54,827 | 2016-05-12 | A |
| Pendergast Lisa A | Director | 54,485 | 2023-06-13 | A |
| Wirth Michael I | Officer | 33,990 | 2006-10-31 | J |
| Greenberg Audrey | Director | 28,222 | 2023-06-13 | A |
| Sherman Jerome F | Director | 27,000 | 2007-08-31 | P |
| Fowler James J | Director | 21,903 | 2008-01-18 | — |
| Cheng Gena | Director | 21,599 | 2023-06-13 | A |
| Pembroke Mary Dwyer | Director | 15,900 | 2007-06-13 | A |
| White Thomas William | Director | 15,500 | 2007-06-13 | A |
| Osborne Daniel K | Director | 11,000 | 2011-05-10 | A |
| Abreu Steven M | Director | 7,932 | 2009-07-13 | A |
| HOWE ALAN BRADLEY | Officer | 0 | 2006-03-31 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-06-19 | Mumma Steven R | Grant / award (derivative) | 14,238 | $0.00 | 51,378 |
| 2026-06-19 | Cheng Gena | Grant / award (derivative) | 14,238 | $0.00 | 51,378 |
| 2026-06-19 | Clement Michael B. | Grant / award (derivative) | 14,238 | $0.00 | 14,238 |
| 2026-06-19 | Pendergast Lisa A | Grant / award (derivative) | 14,238 | $0.00 | 51,378 |
| 2026-06-19 | Greenberg Audrey | Grant / award (derivative) | 14,238 | $0.00 | 51,378 |
| 2026-06-19 | Norcutt Steven G | Grant / award (derivative) | 14,238 | $0.00 | 51,378 |
| 2026-06-10 | Clement Michael B. | Option exercise (derivative) | 18,678 | $0.00 | 0 |
| 2026-06-10 | Clement Michael B. | Option exercise | 18,678 | — | 101,309 |
| 2026-01-27 | Mah Nicholas | Tax withholding | 2,237 | $8.41 | 251,456 |
| 2026-01-27 | Nario-Eng Kristine Rimando | Tax withholding | 751 | $8.41 | 156,546 |
| 2026-01-27 | Serrano Jason T | Tax withholding | 5,827 | $8.41 | 389,714 |
| 2026-01-22 | Serrano Jason T | Grant / award (derivative) | 216,711 | $0.00 | 427,216 |
| 2026-01-22 | Mah Nicholas | Grant / award (derivative) | 127,321 | $0.00 | 257,337 |
| 2026-01-22 | Nario-Eng Kristine Rimando | Grant / award (derivative) | 61,989 | $0.00 | 122,543 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Option exercise (derivative) | 24,123 | $0.00 | 60,554 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Option exercise (derivative) | 12,309 | $0.00 | 84,677 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Option exercise (derivative) | 9,765 | $0.00 | 96,986 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Tax withholding | 13,342 | $7.30 | 157,297 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Option exercise | 24,123 | $0.00 | 170,639 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Tax withholding | 7,311 | $7.30 | 146,516 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Option exercise | 12,309 | $0.00 | 153,827 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Tax withholding | 5,769 | $7.30 | 141,518 |
| 2026-01-01 | Nario-Eng Kristine Rimando | Option exercise | 9,765 | $0.00 | 147,287 |
| 2026-01-01 | Serrano Jason T | Option exercise (derivative) | 84,737 | $0.00 | 210,505 |
| 2026-01-01 | Serrano Jason T | Option exercise (derivative) | 41,032 | $0.00 | 295,242 |
| 2026-01-01 | Serrano Jason T | Option exercise (derivative) | 34,179 | $0.00 | 336,274 |
| 2026-01-01 | Serrano Jason T | Tax withholding | 44,640 | $7.30 | 395,541 |
| 2026-01-01 | Serrano Jason T | Option exercise | 84,737 | $0.00 | 440,181 |
| 2026-01-01 | Serrano Jason T | Tax withholding | 21,455 | $7.30 | 355,444 |
| 2026-01-01 | Serrano Jason T | Option exercise | 41,032 | $0.00 | 376,899 |
| 2026-01-01 | Serrano Jason T | Tax withholding | 19,140 | $7.30 | 335,867 |
| 2026-01-01 | Serrano Jason T | Option exercise | 34,179 | $0.00 | 355,007 |
| 2026-01-01 | Mah Nicholas | Option exercise (derivative) | 48,948 | $0.00 | 130,016 |
| 2026-01-01 | Mah Nicholas | Option exercise (derivative) | 32,122 | $0.00 | 178,964 |
| 2026-01-01 | Mah Nicholas | Option exercise (derivative) | 24,414 | $0.00 | 211,086 |
| 2026-01-01 | Mah Nicholas | Tax withholding | 26,784 | $7.30 | 253,693 |
| 2026-01-01 | Mah Nicholas | Option exercise | 48,948 | $0.00 | 280,477 |
| 2026-01-01 | Mah Nicholas | Tax withholding | 17,505 | $7.30 | 231,529 |
| 2026-01-01 | Mah Nicholas | Option exercise | 32,122 | $0.00 | 249,034 |
| 2026-01-01 | Mah Nicholas | Tax withholding | 14,509 | $7.30 | 216,912 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.