SEC Form 4 · Updated Daily

ALCO

— ALICO, INC. Ownership

Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

Financials Ownership

Current Reporting Owners

Owner	Role	Shares Owned	As Of	Last Activity
734 Agriculture, LLC	10%+ Owner · Director	3,180,405	2018-10-03	S
TRAFELET REMY W	10%+ Owner	766,068	2021-03-04	S
GMT CAPITAL CORP	10%+ Owner	735,773	2009-03-31	S
Arlon Valencia Holdings LLC	Director	727,188	2021-10-13	S
Brokaw George R	Director	267,269	2025-04-01	A
Alexander J. D.	Reporting Owner	64,209	2014-01-03	A
Wilson Clayton G	Director · Officer	60,909	2015-12-18	P
KRUSEN W ANDREW JR	Director	43,074	2026-01-02	A
SLACK HENRY R	Director	38,736	2025-08-25	S
Kiernan John E	Director · Officer	37,079	2026-10-01	M
ALEXANDER JOHN R	Director	36,350	2012-08-29	G
Palmer Charles L	Director	32,294	2013-10-04	A
Eisner R. Gregory	Director	30,817	2023-01-03	A
Purse Toby K	Director	21,896	2026-10-01	A
MUTZ GREGORY T	Reporting Owner	19,358	2009-04-07	A
Putnam Adam	Director	19,333	2026-10-01	A
Walker Gordon	Director	18,987	2013-11-15	G
English Katherine	Director	15,905	2026-10-01	A
Viguet Robert	Director	15,189	2013-07-03	A
Fishman Benjamin D	Director	13,495	2026-01-02	A
Sambuco Joseph	Director	11,918	2019-04-06	A
Rood John D	Director	11,604	2013-10-04	A
D An Evelyn	Director	9,380	2010-04-12	A
RALLO RICHARD	Officer	9,293	2022-04-13	M
McAuley Thomas H	Director	7,796	2013-12-10	S
Compton Adam	Director	6,004	2015-01-05	A
Humphrey Mark	Officer	4,134	2014-01-23	A
Sampel James	Officer	3,991	2022-05-24	M
Schrotenboer Donald R	Officer	3,264	2012-10-01	A
RODRIGUEZ RAMON A	Reporting Owner	2,935	2013-03-20	S
Talaga Mike	Officer	2,878	2010-01-22	A
SPERON ERIC H.	Director	2,800	2026-10-01	A
Murphy Patrick	Reporting Owner	2,177	2010-10-11	S
Smith Ken	Reporting Owner	2,172	2015-06-09	S
Saunders Dean	Director	2,165	2010-04-12	A
Everett Dykes	Director	2,156	2013-10-04	A
Bogart Bob	Officer	2,109	2008-01-29	J
Koesters Jerry	Officer	2,000	2012-03-22	P
Sutton Daniel Keith	Officer	1,488	2021-11-05	A
Gunter Dan L	Officer	1,450	2007-11-30	A
DINGLE PHILLIP S	Reporting Owner	1,260	2009-04-16	A
Lewis Steven C	Officer	1,047	2015-02-20	S
SMITH STEVEN M	Reporting Owner	1,000	2010-06-14	S
GRIGSBY B WADE	Officer	938	2006-05-25	M
Del Vecchio Perry	Officer	747	2022-09-06	A
Rockers Dwight	Officer	133	2007-02-08	P
Molina Mary Elizabeth	Officer	31	2024-12-17	—
734 Investors, LLC	10%+ Owner · Director	0	2019-11-12	J
ALICO HOLDINGS LLC	10%+ Owner	0	2013-11-19	S
Atlantic Blue Group, Inc.	10%+ Owner	0	2013-11-19	S
Rosen Michael D	Officer	0	2006-07-10	—
Adams Jason	Reporting Owner	0	2012-04-30	—
Ward Chris	Officer	0	2010-08-16	—
Whitney Scott	Officer	0	2010-09-14	—

Recent Filings

Date	Owner	Activity	Shares	Price	Owned After
2026-10-01	Putnam Adam	Grant / award	849	$0.00	19,333
2026-10-01	English Katherine	Grant / award	523	$0.00	15,905
2026-10-01	Purse Toby K	Grant / award	555	$0.00	21,896
2026-10-01	SPERON ERIC H.	Grant / award	490	$0.00	2,800
2026-10-01	Kiernan John E	Option exercise (derivative)	500	$0.00	159,500
2026-10-01	Kiernan John E	Option exercise	500	$0.00	37,079
2026-08-20	SPERON ERIC H.	Open-market buy	1,250	$39.73	2,310
2026-07-14	Kiernan John E	Grant / award (derivative)	160,000	$0.00	160,000
2026-07-01	Purse Toby K	Grant / award	513	$0.00	21,341
2026-07-01	English Katherine	Grant / award	483	$0.00	15,382
2026-07-01	Putnam Adam	Grant / award	785	$0.00	18,484
2026-07-01	SPERON ERIC H.	Grant / award	453	$0.00	1,060
2026-04-01	Purse Toby K	Grant / award	516	$41.21	20,828
2026-04-01	English Katherine	Grant / award	486	$41.21	14,899
2026-04-01	Putnam Adam	Grant / award	789	$41.21	17,699
2026-04-01	SPERON ERIC H.	Grant / award	607	$41.21	607
2026-01-02	KRUSEN W ANDREW JR	Grant / award	344	$0.00	43,074
2026-01-02	Putnam Adam	Grant / award	859	$0.00	16,910
2026-01-02	Fishman Benjamin D	Grant / award	344	$0.00	13,495
2026-01-02	Purse Toby K	Grant / award	585	$0.00	20,312
2026-01-02	English Katherine	Grant / award	550	$0.00	14,413
2025-10-01	KRUSEN W ANDREW JR	Grant / award	560	$0.00	42,730
2025-10-01	Putnam Adam	Grant / award	933	$0.00	16,051
2025-10-01	Fishman Benjamin D	Grant / award	560	$0.00	13,151
2025-10-01	Purse Toby K	Grant / award	635	$0.00	19,727
2025-10-01	English Katherine	Grant / award	598	$0.00	13,863
2025-08-26	SLACK HENRY R	Open-market sale	3,548	$34.29	35,188
2025-08-25	SLACK HENRY R	Open-market sale	2,913	$34.56	38,736
2025-08-15	SLACK HENRY R	Open-market sale	24,789	$32.83	41,649
2025-07-01	English Katherine	Grant / award	596	$0.00	13,265
2025-07-01	Fishman Benjamin D	Grant / award	558	$0.00	12,591
2025-07-01	Putnam Adam	Grant / award	930	$0.00	15,118
2025-07-01	Purse Toby K	Grant / award	633	$0.00	19,092
2025-07-01	KRUSEN W ANDREW JR	Grant / award	558	$0.00	42,170
2025-04-01	Purse Toby K	Grant / award	724	$0.00	18,459
2025-04-01	Putnam Adam	Grant / award	1,064	$0.00	14,188
2025-04-01	Brokaw George R	Grant / award	681	$0.00	267,269
2025-04-01	Fishman Benjamin D	Grant / award	639	$0.00	12,033
2025-04-01	KRUSEN W ANDREW JR	Grant / award	639	$0.00	41,612
2025-04-01	English Katherine	Grant / award	681	$0.00	12,669

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.