SEC Form 4 · Updated Daily
ASTI
— ASCENT SOLAR TECHNOLOGIES, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Forrest Reynolds T. | Director | 22,214 | 2026-08-27 | S |
| Gulati Bobby | Officer | 328 | 2025-01-01 | F |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-08-27 | Forrest Reynolds T. | Open-market sale | 5,000 | $3.10 | 22,214 |
| 2026-08-25 | Forrest Reynolds T. | Open-market sale | 4,120 | $3.05 | 27,214 |
| 2026-07-02 | Gulati Bobby | Grant / award (derivative) | 175,000 | $0.00 | 175,000 |
| 2026-07-02 | Peterson David Theodore JR | Grant / award (derivative) | 100,000 | $0.00 | 100,000 |
| 2026-07-02 | Warley Paul P. | Grant / award (derivative) | 350,000 | $0.00 | 350,000 |
| 2026-07-02 | Forrest Reynolds T. | Grant / award (derivative) | 95,000 | $0.00 | 95,000 |
| 2026-07-02 | Berezovsky Louis C. | Grant / award (derivative) | 95,000 | $0.00 | 95,000 |
| 2026-07-02 | THOMPSON GREGORY C | Grant / award (derivative) | 95,000 | $0.00 | 95,000 |
| 2026-07-02 | Jo Jin H. | Grant / award (derivative) | 175,000 | $0.00 | 175,000 |
| 2026-06-02 | Forrest Reynolds T. | Open-market sale | 5,000 | $9.45 | 31,334 |
| 2026-05-29 | Forrest Reynolds T. | Option exercise (derivative) | 10,000 | $0.00 | 10,000 |
| 2026-05-29 | Forrest Reynolds T. | Open-market sale | 7,843 | $9.15 | 36,334 |
| 2026-05-29 | Forrest Reynolds T. | Tax withholding | 2,071 | $7.87 | 44,177 |
| 2026-05-29 | Forrest Reynolds T. | Option exercise | 10,000 | $1.63 | 46,248 |
| 2026-05-28 | Forrest Reynolds T. | Option exercise (derivative) | 10,000 | $0.00 | 20,000 |
| 2026-05-28 | Forrest Reynolds T. | Tax withholding | 2,407 | $6.77 | 36,248 |
| 2026-05-28 | Forrest Reynolds T. | Option exercise | 10,000 | $1.63 | 38,655 |
| 2026-05-22 | Forrest Reynolds T. | Conversion (derivative) | 61 | $0.00 | 0 |
| 2026-05-22 | Forrest Reynolds T. | Conversion | 28,343 | $2.50 | 28,655 |
| 2025-12-30 | Forrest Reynolds T. | Open-market sale | 521 | $4.62 | 312 |
| 2025-12-23 | Forrest Reynolds T. | Open-market sale | 38,827 | $5.08 | 833 |
| 2025-12-15 | Forrest Reynolds T. | Conversion (derivative) | 89 | $0.00 | 61 |
| 2025-12-15 | Forrest Reynolds T. | Conversion | 38,827 | $2.50 | 39,660 |
| 2025-06-02 | Gulati Bobby | Grant / award (derivative) | 47,500 | $0.00 | 47,500 |
| 2025-06-02 | Peterson David Theodore JR | Grant / award (derivative) | 32,000 | $0.00 | 32,000 |
| 2025-06-02 | Forrest Reynolds T. | Grant / award (derivative) | 30,000 | $0.00 | 30,000 |
| 2025-06-02 | THOMPSON GREGORY C | Grant / award (derivative) | 30,000 | $0.00 | 30,000 |
| 2025-06-02 | Jo Jin H. | Grant / award (derivative) | 47,500 | $0.00 | 47,500 |
| 2025-06-02 | Berezovsky Louis C. | Grant / award (derivative) | 30,000 | $0.00 | 30,000 |
| 2025-06-02 | Warley Paul P. | Grant / award (derivative) | 105,000 | $0.00 | 105,000 |
| 2025-01-01 | Gulati Bobby | Tax withholding | 49 | $3.10 | 328 |
| 2024-10-17 | Gulati Bobby | Open-market buy (derivative) | 5 | $0.00 | 5 |
| 2024-10-17 | THOMPSON GREGORY C | Open-market buy (derivative) | 35 | $0.00 | 35 |
| 2024-10-17 | Warley Paul P. | Open-market buy (derivative) | 55 | $0.00 | 55 |
| 2024-10-17 | Forrest Reynolds T. | Open-market buy (derivative) | 965 | $0.00 | 965 |
| 2024-10-17 | Peterson David Theodore JR | Open-market buy (derivative) | 35 | $0.00 | 35 |
| 2024-10-17 | Jo Jin H. | Open-market buy (derivative) | 10 | $0.00 | 10 |
| 2024-10-17 | Berezovsky Louis C. | Open-market buy (derivative) | 25 | $0.00 | 25 |
| 2024-08-21 | Warley Paul P. | Grant / award (derivative) | 23,500 | $0.00 | 23,500 |
| 2024-08-21 | Berezovsky Louis C. | Grant / award (derivative) | 9,500 | $0.00 | 9,500 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.