SEC Form 4 · Updated Daily
AUBN
— AUBURN NATIONAL BANCORPORATION, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Spencer Sandra J. | Director | 227,942 | 2025-09-11 | W |
| MAY ANNE M | Director | 15,960 | 2025-09-11 | J |
| Hedges David A | Director · Officer | 14,401 | 2026-05-06 | P |
| HOUSEL DAVID E | Director | 9,317 | 2026-07-02 | P |
| Barrett J Tutt | Director | 9,273 | 2026-07-02 | P |
| HAM WILLIAM F JR | Director | 5,094 | 2026-07-02 | P |
| O'DONNELL SHANNON | Officer | 1,902 | 2026-07-02 | P |
| Conn Walton T Jr. | Director | 1,718 | 2026-04-30 | P |
| Walker William James IV | Officer | 749 | 2026-03-10 | F |
| Smith Robert Lawrence | Officer | 714 | 2026-03-10 | F |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-07-02 | Barrett J Tutt | Open-market buy | 23 | $26.01 | 9,273 |
| 2026-07-02 | Barrett J Tutt | Open-market buy | 51 | $26.90 | 9,250 |
| 2026-07-02 | HAM WILLIAM F JR | Open-market buy | 10 | $26.01 | 5,094 |
| 2026-07-02 | HAM WILLIAM F JR | Open-market buy | 47 | $26.90 | 5,084 |
| 2026-07-02 | HOUSEL DAVID E | Open-market buy | 16 | $26.01 | 9,317 |
| 2026-07-02 | HOUSEL DAVID E | Open-market buy | 37 | $26.90 | 9,301 |
| 2026-07-02 | O'DONNELL SHANNON | Open-market buy | 11 | $26.01 | 1,902 |
| 2026-07-02 | O'DONNELL SHANNON | Open-market buy | 16 | $26.90 | 1,891 |
| 2026-06-05 | Smith Robert Lawrence | Grant / award (derivative) | 1,190 | $0.00 | 1,190 |
| 2026-06-05 | Hedges David A | Grant / award (derivative) | 2,078 | $0.00 | 2,078 |
| 2026-06-05 | Walker William James IV | Grant / award (derivative) | 1,207 | $0.00 | 1,207 |
| 2026-06-05 | O'DONNELL SHANNON | Grant / award (derivative) | 1,084 | $0.00 | 1,084 |
| 2026-05-06 | Hedges David A | Open-market buy | 1,000 | $23.75 | 14,401 |
| 2026-05-05 | HOUSEL DAVID E | Open-market buy | 150 | $23.96 | 9,264 |
| 2026-04-30 | Conn Walton T Jr. | Open-market buy | 150 | $23.90 | 1,718 |
| 2026-04-30 | Conn Walton T Jr. | Open-market buy | 200 | $23.89 | 1,463 |
| 2026-04-14 | Barrett J Tutt | Open-market buy | 26 | $23.46 | 9,199 |
| 2026-04-14 | Barrett J Tutt | Open-market buy | 57 | $23.72 | 9,173 |
| 2026-04-14 | HAM WILLIAM F JR | Open-market buy | 11 | $23.25 | 5,037 |
| 2026-04-14 | HAM WILLIAM F JR | Open-market buy | 53 | $23.72 | 5,026 |
| 2026-04-14 | HOUSEL DAVID E | Open-market buy | 17 | $23.25 | 9,114 |
| 2026-04-14 | HOUSEL DAVID E | Open-market buy | 41 | $23.72 | 9,097 |
| 2026-04-14 | O'DONNELL SHANNON | Open-market buy | 13 | $23.46 | 1,875 |
| 2026-04-14 | O'DONNELL SHANNON | Open-market buy | 17 | $23.72 | 1,862 |
| 2026-03-11 | Conn Walton T Jr. | Open-market buy | 200 | $24.10 | 1,250 |
| 2026-03-10 | O'DONNELL SHANNON | Tax withholding | 114 | $23.85 | 1,457 |
| 2026-03-10 | O'DONNELL SHANNON | Grant / award | 7 | $0.00 | 1,571 |
| 2026-03-10 | Hedges David A | Tax withholding | 169 | $23.85 | 13,401 |
| 2026-03-10 | Hedges David A | Grant / award | 10 | $0.00 | 13,570 |
| 2026-03-10 | Walker William James IV | Tax withholding | 121 | $23.85 | 749 |
| 2026-03-10 | Walker William James IV | Grant / award | 8 | $0.00 | 870 |
| 2026-03-10 | Smith Robert Lawrence | Tax withholding | 122 | $23.85 | 714 |
| 2026-03-10 | Smith Robert Lawrence | Grant / award | 8 | $0.00 | 836 |
| 2026-03-10 | O'DONNELL SHANNON | Tax withholding | 114 | $23.85 | 1,844 |
| 2026-03-10 | O'DONNELL SHANNON | Grant / award | 7 | $0.00 | 1,958 |
| 2026-02-24 | Conn Walton T Jr. | Open-market buy | 100 | $24.75 | 1,050 |
| 2026-02-24 | Conn Walton T Jr. | Open-market buy | 100 | $24.75 | 1,550 |
| 2026-01-29 | Conn Walton T Jr. | Open-market buy | 75 | $25.40 | 850 |
| 2026-01-29 | Conn Walton T Jr. | Open-market buy | 100 | $25.00 | 775 |
| 2026-01-29 | Conn Walton T Jr. | Open-market buy | 100 | $25.00 | 1,450 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.