SEC Form 4 · Updated Daily
AX
— AXOS FINANCIAL, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Garrabrants Gregory | Director · Officer | 1,509,266 | 2026-06-30 | D |
| Bar-Adon Eshel | Officer | 129,378 | 2026-03-20 | D |
| Nick Mosich | Director | 79,942 | 2026-02-17 | S |
| Argalas James S | Director | 71,240 | 2026-05-12 | G |
| Swanson Brian D | Reporting Owner | 58,023 | 2026-03-20 | D |
| Ratinoff Edward James | Director | 46,209 | 2025-12-05 | S |
| MATSUMOTO RAYMOND D | Reporting Owner | 41,633 | 2026-03-20 | D |
| Walsh Derrick | Officer | 40,153 | 2026-03-20 | D |
| COURT JAMES JOHN | Director | 32,169 | 2026-02-06 | S |
| Tolla John Charles | Officer | 29,294 | 2026-03-20 | D |
| Constantine Thomas M | Reporting Owner | 16,195 | 2026-06-08 | S |
| Bohlig Tamara N | Director | 12,919 | 2025-12-08 | S |
| Wardell-Smith Sara | Director | 12,395 | 2025-11-14 | D |
| GILL ANN | Reporting Owner | 10,581 | 2026-03-20 | D |
| Santi Roque A | Director | 7,146 | 2026-08-05 | S |
| Watson Michael James | Reporting Owner | 4,592 | 2026-05-19 | S |
| Crow David M | Reporting Owner | 1,716 | 2026-03-20 | D |
| THIELE CANDACE L | Reporting Owner | 1,008 | 2026-03-20 | D |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-03 | Garrabrants Gregory | Grant / award (derivative) | 61,482 | $0.00 | 454,229 |
| 2026-08-05 | Santi Roque A | Open-market sale | 500 | $105.30 | 7,146 |
| 2026-06-30 | Garrabrants Gregory | Option exercise (derivative) | 202,032 | $0.00 | 392,747 |
| 2026-06-30 | Garrabrants Gregory | Disposition to issuer | 108,995 | $97.39 | 1,509,266 |
| 2026-06-30 | Garrabrants Gregory | Grant / award | 202,032 | $97.39 | 1,618,261 |
| 2026-06-08 | Constantine Thomas M | Open-market sale | 1,994 | $88.55 | 16,195 |
| 2026-05-19 | Watson Michael James | Open-market sale | 1,653 | $83.77 | 4,592 |
| 2026-05-12 | Argalas James S | Gift | 2,100 | $84.66 | 71,240 |
| 2026-05-08 | Santi Roque A | Open-market sale | 500 | $87.77 | 7,646 |
| 2026-03-20 | Bar-Adon Eshel | Option exercise (derivative) | 1,098 | $0.00 | 13,393 |
| 2026-03-20 | Bar-Adon Eshel | Disposition to issuer | 592 | $82.93 | 129,378 |
| 2026-03-20 | Bar-Adon Eshel | Option exercise | 1,098 | $82.93 | 129,970 |
| 2026-03-20 | Constantine Thomas M | Option exercise (derivative) | 1,124 | $0.00 | 13,594 |
| 2026-03-20 | Constantine Thomas M | Disposition to issuer | 606 | $82.93 | 18,189 |
| 2026-03-20 | Constantine Thomas M | Option exercise | 1,124 | $82.93 | 18,795 |
| 2026-03-20 | Crow David M | Option exercise (derivative) | 583 | $0.00 | 4,772 |
| 2026-03-20 | Crow David M | Disposition to issuer | 200 | $82.93 | 1,716 |
| 2026-03-20 | Crow David M | Option exercise | 583 | $82.93 | 1,916 |
| 2026-03-20 | GILL ANN | Option exercise (derivative) | 601 | $0.00 | 8,185 |
| 2026-03-20 | GILL ANN | Disposition to issuer | 323 | $82.93 | 10,581 |
| 2026-03-20 | GILL ANN | Option exercise | 601 | $82.93 | 10,904 |
| 2026-03-20 | MATSUMOTO RAYMOND D | Option exercise (derivative) | 1,621 | $0.00 | 17,113 |
| 2026-03-20 | MATSUMOTO RAYMOND D | Disposition to issuer | 874 | $82.93 | 41,633 |
| 2026-03-20 | MATSUMOTO RAYMOND D | Option exercise | 1,621 | $82.93 | 42,507 |
| 2026-03-20 | Swanson Brian D | Option exercise (derivative) | 1,177 | $0.00 | 20,656 |
| 2026-03-20 | Swanson Brian D | Option exercise (derivative) | 2,943 | $0.00 | 21,833 |
| 2026-03-20 | Swanson Brian D | Disposition to issuer | 634 | $82.93 | 58,023 |
| 2026-03-20 | Swanson Brian D | Disposition to issuer | 1,587 | $82.93 | 58,657 |
| 2026-03-20 | Swanson Brian D | Option exercise | 1,177 | $82.93 | 60,244 |
| 2026-03-20 | Swanson Brian D | Option exercise | 2,943 | $82.93 | 59,067 |
| 2026-03-20 | THIELE CANDACE L | Option exercise (derivative) | 444 | $0.00 | 4,541 |
| 2026-03-20 | THIELE CANDACE L | Disposition to issuer | 217 | $82.93 | 1,008 |
| 2026-03-20 | THIELE CANDACE L | Option exercise | 444 | $82.93 | 1,225 |
| 2026-03-20 | Tolla John Charles | Option exercise (derivative) | 1,177 | $0.00 | 21,804 |
| 2026-03-20 | Tolla John Charles | Option exercise (derivative) | 2,943 | $0.00 | 22,981 |
| 2026-03-20 | Tolla John Charles | Disposition to issuer | 634 | $82.93 | 29,294 |
| 2026-03-20 | Tolla John Charles | Disposition to issuer | 1,587 | $82.93 | 29,928 |
| 2026-03-20 | Tolla John Charles | Option exercise | 1,177 | $82.93 | 31,515 |
| 2026-03-20 | Tolla John Charles | Option exercise | 2,943 | $82.93 | 30,338 |
| 2026-03-20 | Walsh Derrick | Option exercise (derivative) | 1,360 | $0.00 | 178,835 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.