SEC Form 4 · Updated Daily
BANC
— BANC OF CALIFORNIA, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Warburg Pincus (Bermuda) Private Equity GP Ltd. | Director | 2,640,244 | 2026-02-13 | S |
| WP CLIPPER GG 14 L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WP CLIPPER FS II L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS (CALLISTO) GLOBAL GROWTH 14 (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC | Director | 2,640,244 | 2026-02-13 | S |
| Warburg Pincus Partners II (Cayman), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS LLC | 10%+ Owner · Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS (EUROPA) GLOBAL GROWTH 14 (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS GLOBAL GROWTH 14-E (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WP GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN), L.P. | Director | 2,640,244 | 2026-02-13 | S |
| WYCOFF W KIRK | Director | 1,991,231 | 2021-10-18 | A |
| WOLFF JARED M | Director · Officer | 227,367 | 2026-02-27 | F |
| Sugarman Steven | Director · Officer | 213,567 | 2017-01-23 | F |
| EGGEMEYER JOHN M III | Director | 193,772 | 2026-05-06 | A |
| Seabold Jeffrey T | Director | 157,720 | 2017-04-03 | F |
| DIERBERG JAMES F | Reporting Owner | 115,300 | 2010-10-04 | S |
| First Capital America, Inc. | Reporting Owner | 115,300 | 2010-10-04 | S |
| INVESTORS OF AMERICA LIMITED PARTNERSHIP | Reporting Owner | 115,300 | 2010-10-04 | S |
| Turner J. Francisco A. | Officer | 107,748.76 | 2017-06-12 | F |
| Boyle Hugh F | Officer | 99,817.67 | 2019-04-15 | F |
| Hussain Hamid | Officer | 77,460 | 2026-02-27 | F |
| Bogler John A. | Officer | 75,075 | 2019-04-29 | A |
| Sotoodeh John K | Officer | 74,565 | 2024-03-09 | F |
| SCHOLZ KENNETH R | Director | 70,053 | 2011-06-27 | A |
| Bowers Douglas H | Director · Officer | 64,737.8 | 2019-03-04 | D |
| Burke Paul Robert | Director | 64,507 | 2026-05-06 | A |
| Kauder Joseph | Officer | 60,361 | 2026-08-02 | F |
| CORSINI BRYAN M | Officer | 59,045 | 2026-05-26 | S |
| Nicolas Ronald J. Jr. | Officer | 53,887.67 | 2015-11-05 | F |
| LESTER SUSAN E | Director | 53,264 | 2026-05-06 | A |
| GANZ HANS R | Director · Officer | 50,760 | 2010-12-31 | J |
| CHRISMAN TIMOTHY | Director | 50,512.3 | 2014-05-14 | A |
| Barker James Andrew | Director | 48,907 | 2026-05-06 | A |
| McKinney James J. | Officer | 48,674 | 2016-10-03 | F |
| Karish Jeff | Director | 47,012.25 | 2017-07-14 | A |
| Thau Andrew | Director | 46,282 | 2026-05-06 | A |
| Dotan Ido | Officer | 45,702 | 2026-09-10 | S |
| Brownstein Chad T. | Director | 44,722.03 | 2016-07-01 | A |
| Rice Joseph J | Director | 44,531 | 2026-07-08 | A |
| Sullivan Lynn A | Officer | 44,466 | 2022-03-09 | F |
| HILL BONNIE GUITON | Director | 40,162 | 2023-05-11 | A |
| Harris Angelee | Officer | 37,729.39 | 2019-04-03 | F |
| Benett Halle J. | Director | 37,616.37 | 2019-06-12 | A |
| HOPKINS LYNN M | Officer | 37,049 | 2023-03-09 | F |
| LASHLEY RICHARD J | Director | 35,708 | 2025-09-17 | G |
| Grosvenor John C. | Officer | 35,437.83 | 2018-05-17 | S |
| EUSEY SHANNON F | Director | 34,992 | 2026-05-06 | A |
| YAPTANGCO MELANIE M | Officer | 34,790 | 2010-12-31 | J |
| Holoman Eric | Director | 34,755.58 | 2016-07-01 | A |
| Schlogel Vania E | Director | 33,665 | 2026-05-06 | A |
| Kuelbs Brian | Officer | 32,865 | 2017-12-14 | D |
| Lindsay Olivia I | Officer | 32,842 | 2026-08-04 | S |
| FRANKO ROBERT MATTHEW /ADV | Officer | 31,319.58 | 2013-11-06 | D |
| Smith Michael Alan | Officer | 29,060 | 2021-03-09 | A |
| SHEEHY JAMES P | Officer | 28,705 | 2010-12-31 | J |
| Robinson Lonny Duane | Officer | 26,716.4 | 2014-03-17 | F |
| Duda Nathan | Officer | 26,451 | 2015-07-10 | F |
| Rindone Raymond J | Officer | 24,383 | 2025-02-27 | F |
| DYCK ROBERT G | Officer | 22,606 | 2024-03-09 | F |
| Fallon-Walsh Barbara | Director | 22,405.69 | 2021-05-13 | A |
| Anderson Gaylin | Officer | 21,780.58 | 2014-04-01 | A |
| Hon Karen | Officer | 20,740 | 2026-03-31 | F |
| Sparks Monica L | Officer | 20,063 | 2024-02-28 | F |
| Lanfre Melissa | Officer | 18,870 | 2013-04-23 | A |
| Gagnon Kris | Officer | 17,142 | 2019-04-02 | F |
| Mitchell Gregory A | Director · Officer | 16,515 | 2011-12-29 | A |
| CARRILLO RACHEL M | Officer | 16,387 | 2010-12-31 | J |
| GOODWIN LISA R | Officer | 15,622 | 2010-12-31 | J |
| Domingo Marangal I | Officer | 14,903.76 | 2012-10-01 | J |
| Schell Todd | Director | 14,545 | 2025-05-07 | A |
| Naselow Craig | Officer | 14,460.11 | 2014-04-01 | A |
| LAUER REGAN J | Officer | 13,256 | 2012-10-25 | A |
| Kalscheur Denis P | Director | 13,062 | 2023-05-11 | A |
| Bonaccorso Matthew J | Officer | 12,918.27 | 2012-12-29 | F |
| Wang Albert Jen-Wen | Officer | 12,906 | 2017-04-03 | A |
| Herrin Richard | Officer | 11,906.78 | 2014-12-06 | D |
| Schnel Jonah | Director | 10,700 | 2023-05-11 | A |
| Curran Mary A | Director | 10,663 | 2026-05-06 | A |
| Liu Chang | Director · Officer | 10,335.73 | 2013-11-29 | F |
| EVANS ROBB | Director | 10,000 | 2014-06-24 | S |
| PURDY DONALD M | Director | 9,865 | 2009-08-27 | P |
| SZNEWAJS ROBERT D | Director | 8,699 | 2023-08-01 | M |
| Hanson Diana | Officer | 8,145 | 2022-11-03 | F |
| WHITACRE DONALD A | Director | 7,674 | 2011-06-27 | A |
| Nickel Thedora A. | Officer | 5,971.33 | 2017-03-01 | D |
| MATHIS DANIEL ROY | Director | 5,500 | 2013-06-12 | P |
| Dailey Rita H | Officer | 4,843 | 2018-04-02 | — |
| GRAY JAMES H | Director | 4,600 | 2013-08-28 | P |
| March Matthew | Officer | 4,047 | 2015-09-01 | D |
| MAJORS ALVIN L | Director · Officer | 3,442 | 2011-06-27 | A |
| Pendergist Jason | Officer | 3,000 | 2018-10-18 | D |
| Dierberg James Faron II | 10%+ Owner | 1,800 | 2009-05-05 | S |
| Gee Lawrence | Officer | 1,670 | 2018-08-01 | F |
| Krumpoch Jeffrey | Officer | 1,530 | 2024-09-19 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-10 | Dotan Ido | Open-market sale | 10,541 | $18.30 | 45,702 |
| 2026-08-04 | Lindsay Olivia I | Open-market sale | 6,000 | $19.50 | 32,842 |
| 2026-08-02 | Kauder Joseph | Tax withholding | 5,444 | $19.15 | 60,361 |
| 2026-07-08 | Rice Joseph J | Grant / award (derivative) | 50,000 | $0.00 | 50,000 |
| 2026-07-08 | Rice Joseph J | Grant / award | 18,114 | $0.00 | 44,531 |
| 2026-05-26 | CORSINI BRYAN M | Open-market sale | 14,988 | $19.06 | 59,045 |
| 2026-05-09 | CORSINI BRYAN M | Tax withholding | 9,677 | $19.04 | 74,033 |
| 2026-05-06 | Barker James Andrew | Grant / award | 4,780 | $0.00 | 48,907 |
| 2026-05-06 | Burke Paul Robert | Grant / award | 4,780 | $0.00 | 64,507 |
| 2026-05-06 | LESTER SUSAN E | Grant / award | 4,780 | $0.00 | 53,264 |
| 2026-05-06 | Schlogel Vania E | Grant / award | 4,780 | $0.00 | 33,665 |
| 2026-05-06 | EUSEY SHANNON F | Grant / award | 4,780 | $0.00 | 34,992 |
| 2026-05-06 | EGGEMEYER JOHN M III | Grant / award | 4,780 | $0.00 | 193,772 |
| 2026-05-06 | Curran Mary A | Grant / award | 4,780 | $0.00 | 10,663 |
| 2026-05-06 | Thau Andrew | Grant / award | 4,780 | $0.00 | 46,282 |
| 2026-05-06 | Rice Joseph J | Grant / award | 4,780 | $0.00 | 26,417 |
| 2026-04-29 | CORSINI BRYAN M | Open-market sale | 10,399 | $18.52 | 83,710 |
| 2026-04-29 | CORSINI BRYAN M | Open-market sale | 10,399 | $18.52 | 83,710 |
| 2026-03-31 | Hon Karen | Tax withholding | 1,295 | $17.40 | 20,740 |
| 2026-03-01 | Lindsay Olivia I | Tax withholding | 182 | $18.47 | 38,842 |
| 2026-02-28 | Dotan Ido | Tax withholding | 2,348 | $18.47 | 94,656 |
| 2026-02-28 | CORSINI BRYAN M | Tax withholding | 3,692 | $18.47 | 94,109 |
| 2026-02-28 | Hussain Hamid | Tax withholding | 2,552 | $18.47 | 75,026 |
| 2026-02-28 | Lindsay Olivia I | Tax withholding | 1,838 | $18.47 | 38,946 |
| 2026-02-28 | WOLFF JARED M | Tax withholding | 15,195 | $18.47 | 212,172 |
| 2026-02-28 | Kauder Joseph | Tax withholding | 3,329 | $18.47 | 65,805 |
| 2026-02-27 | Dotan Ido | Tax withholding | 2,469 | $19.78 | 95,831 |
| 2026-02-27 | CORSINI BRYAN M | Tax withholding | 2,737 | $19.78 | 97,735 |
| 2026-02-27 | Hussain Hamid | Tax withholding | 2,628 | $19.78 | 77,460 |
| 2026-02-27 | Lindsay Olivia I | Tax withholding | 2,397 | $19.78 | 40,784 |
| 2026-02-27 | WOLFF JARED M | Tax withholding | 15,611 | $19.78 | 227,367 |
| 2026-02-27 | Kauder Joseph | Tax withholding | 3,620 | $19.78 | 75,923 |
| 2026-02-24 | Dotan Ido | Grant / award | 19,549 | $0.00 | 98,300 |
| 2026-02-24 | Hussain Hamid | Grant / award | 20,856 | $0.00 | 80,088 |
| 2026-02-24 | Lindsay Olivia I | Grant / award | 13,222 | $0.00 | 43,181 |
| 2026-02-24 | WOLFF JARED M | Grant / award | 87,923 | $0.00 | 242,978 |
| 2026-02-24 | Kauder Joseph | Grant / award | 19,549 | $0.00 | 79,543 |
| 2026-02-24 | CORSINI BRYAN M | Grant / award | 15,583 | $0.00 | 100,472 |
| 2026-02-24 | Hon Karen | Grant / award (derivative) | 40,000 | $0.00 | 40,000 |
| 2026-02-24 | Hon Karen | Grant / award | 11,215 | $0.00 | 22,035 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.