SEC Form 4 · Updated Daily
CAT
— CATERPILLAR INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Umpleby III Donald J | Officer | 464,199 | 2026-03-04 | F |
| MAGOWAN PETER A | Director | 318,922 | 2014-03-27 | M |
| GALLARDO JUAN | Director | 276,913 | 2021-03-01 | A |
| LEVENICK STUART L | Director | 272,861 | 2014-07-18 | M |
| OBERHELMAN DOUGLAS R | Director · Officer | 267,988 | 2017-01-20 | M |
| OWENS JAMES W | Director | 257,945 | 2010-09-13 | G |
| SHAHEEN GERALD L | Director | 216,616 | 2006-03-01 | M |
| WUNNING STEVEN H | Director | 214,455 | 2014-09-09 | M |
| VITTECOQ GERARD R | Director | 128,883 | 2013-03-01 | M |
| De Lange Bob | Director | 114,134 | 2026-05-06 | M |
| STROUP GARY A | Officer | 103,592 | 2006-01-26 | M |
| BUSSELL RODNEY L | Officer | 100,720 | 2006-02-01 | M |
| LAVIN RICHARD P | Director | 82,609 | 2012-12-17 | S |
| Creed Joseph E | Officer | 78,958 | 2026-08-28 | M |
| BONFIELD ANDREW R J | Officer | 75,989 | 2026-05-06 | M |
| RAPP EDWARD J | Director | 70,850 | 2015-05-02 | M |
| BAHAJ ALI M | Officer | 69,057 | 2006-01-06 | M |
| Fassino Anthony D. | Officer | 67,444 | 2026-05-11 | M |
| Johnson Denise C | Officer | 65,903 | 2026-05-14 | M |
| MURPHY DANIEL M | Officer | 65,103 | 2006-01-31 | M |
| Ainsworth William P | Director | 64,001 | 2020-12-16 | G |
| SCHENA CHRISTIANO V | Officer | 63,933 | 2006-01-31 | M |
| OSBORN WILLIAM A | Director | 54,199 | 2021-03-01 | A |
| Williams Robert T | Officer | 52,997 | 2006-02-02 | M |
| CALHOUN DAVID L | Director | 49,815 | 2023-06-14 | A |
| RUST EDWARD B JR | Director | 47,382 | 2022-06-08 | A |
| BUDA JAMES B | Officer | 43,290 | 2017-05-01 | F |
| FIFE EUGENE V | Director | 37,784 | 2012-12-31 | A |
| Charter Robert B | Officer | 36,922 | 2018-02-13 | A |
| Mayo William D | Officer | 33,057 | 2006-02-02 | M |
| FELLIN PAOLO | Officer | 31,432 | 2006-02-01 | M |
| DILLON JOHN T | Director | 31,429 | 2010-02-04 | M |
| HELLER JOHN S | Officer | 31,368 | 2006-02-03 | M |
| PARKER GORDON R | Director | 29,663 | 2006-04-04 | M |
| Younessi Ramin | Director | 29,312 | 2020-11-02 | M |
| Long Suzette M | Officer | 29,305 | 2023-06-07 | M |
| Curfman Christopher C | Officer | 26,874 | 2006-02-03 | M |
| BURRITT DAVID B | Director | 26,326 | 2010-03-02 | M |
| BLOUNT W FRANK | Director | 26,033 | 2010-02-03 | M |
| PFLEDERER MARK R | Officer | 24,563 | 2006-01-31 | M |
| Bozeman David P | Director · Officer | 24,260 | 2016-05-02 | F |
| Fisher Steven L | Officer | 21,800 | 2006-01-31 | M |
| Halverson Bradley M | Director | 19,774 | 2018-02-13 | A |
| PALMER GERALD | Director | 19,342 | 2006-01-26 | S |
| Epley Kyle Joseph | Officer | 17,705 | 2026-05-08 | A |
| POWELL CHARLES D | Reporting Owner | 17,691 | 2013-12-31 | A |
| GOODE DAVID R | Director | 17,526 | 2013-03-04 | A |
| Adams Kent M | Officer | 17,430 | 2006-02-03 | S |
| Pellette Thomas A | Officer | 16,286 | 2019-02-12 | A |
| Smith Joshua I | Director | 15,957 | 2013-03-04 | A |
| Johnson Cheryl H | Director | 15,255 | 2025-03-04 | F |
| GREENE JESSE J JR | Director | 14,948 | 2017-03-06 | A |
| Bell Mary A | Director | 14,736 | 2006-01-31 | M |
| REED DEBRA L | Director | 13,204 | 2026-06-10 | A |
| Muilenburg Dennis A | Director · Officer | 12,966 | 2019-03-04 | A |
| Kaiser Jason | Officer | 9,300 | 2026-05-06 | G |
| FOSLER GAIL D | Director | 8,515 | 2009-08-05 | M |
| MacLennan David | Director | 8,420 | 2026-06-10 | A |
| WILKINS RAYFORD JR | Director | 8,416 | 2026-06-10 | A |
| WHITE MILES D | Director | 8,382 | 2022-03-01 | F |
| Owens Derek | Officer | 8,203 | 2026-03-04 | F |
| Shurman Rodney Michael | Officer | 8,185 | 2026-05-05 | M |
| Huntsman Jon M Jr | Officer | 6,898 | 2017-03-06 | A |
| SCHWAB SUSAN C | Director | 6,197 | 2026-06-10 | A |
| Ayotte Kelly | Director | 6,113 | 2023-06-14 | A |
| BRAZIL JOHN R | Director | 6,080 | 2011-05-04 | S |
| Copeland Jananne A. | Officer | 5,015 | 2019-02-12 | A |
| DICKINSON DANIEL M | Director | 4,728 | 2024-12-05 | G |
| Johnson Gerald | Director | 3,907 | 2026-06-10 | A |
| Fish James C Jr | Officer | 3,687 | 2026-06-10 | A |
| Pambianchi Christine M | Officer | 3,083 | 2026-05-11 | F |
| Marks Judith Fran | Director | 1,938 | 2026-06-10 | A |
| KEENE NAZZIC S | Director | 728 | 2026-06-10 | A |
| Schaupp William E | Officer | 530 | 2026-05-13 | S |
| GOOD LYNN J | Director | 122 | 2026-08-01 | — |
| Marvel Gary Michael | Officer | 0 | 2022-02-16 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-30 | MacLennan David | Grant / award (derivative) | 28 | $821.01 | 505 |
| 2026-09-30 | GOOD LYNN J | Grant / award (derivative) | 30 | $821.01 | 30 |
| 2026-09-25 | Creed Joseph E | Grant / award (derivative) | 19 | $821.58 | 11,234 |
| 2026-09-25 | Epley Kyle Joseph | Grant / award (derivative) | 7 | $821.58 | 5,846 |
| 2026-09-25 | Epley Kyle Joseph | Grant / award (derivative) | 11 | $821.58 | 5,839 |
| 2026-09-25 | Kaiser Jason | Grant / award (derivative) | 11 | $821.58 | 5,449 |
| 2026-08-28 | Creed Joseph E | Option exercise (derivative) | 44,403 | $219.76 | 0 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 4,831 | $813.72 | 34,555 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 1,280 | $812.09 | 39,386 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 5,035 | $811.31 | 40,666 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 3,041 | $810.31 | 45,701 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 2,137 | $809.08 | 48,742 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 2,639 | $808.20 | 50,879 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 6,135 | $807.41 | 53,518 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 3,382 | $806.31 | 59,653 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 1,351 | $805.36 | 63,035 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 520 | $803.86 | 64,386 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 750 | $803.39 | 64,906 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 280 | $802.10 | 65,656 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 540 | $801.10 | 65,936 |
| 2026-08-28 | Creed Joseph E | Open-market sale | 480 | $800.19 | 66,476 |
| 2026-08-28 | Creed Joseph E | Tax withholding | 12,002 | $812.98 | 66,956 |
| 2026-08-28 | Creed Joseph E | Option exercise | 44,403 | $219.76 | 78,958 |
| 2026-08-26 | Creed Joseph E | Grant / award (derivative) | 19 | $821.93 | 11,291 |
| 2026-08-26 | Kaiser Jason | Grant / award (derivative) | 11 | $821.93 | 5,476 |
| 2026-08-26 | Epley Kyle Joseph | Grant / award (derivative) | 7 | $821.93 | 5,869 |
| 2026-08-26 | Epley Kyle Joseph | Grant / award (derivative) | 11 | $821.93 | 5,862 |
| 2026-08-01 | GOOD LYNN J | — | — | — | 122 |
| 2026-07-24 | Creed Joseph E | Grant / award (derivative) | 18 | $888.73 | 11,483 |
| 2026-07-24 | Kaiser Jason | Grant / award (derivative) | 10 | $888.73 | 5,567 |
| 2026-07-24 | Epley Kyle Joseph | Grant / award (derivative) | 7 | $888.73 | 5,961 |
| 2026-07-24 | Epley Kyle Joseph | Grant / award (derivative) | 5 | $888.73 | 5,954 |
| 2026-06-30 | MacLennan David | Grant / award (derivative) | 22 | $1055.33 | 476 |
| 2026-06-26 | Epley Kyle Joseph | Grant / award (derivative) | 6 | $997.47 | 6,242 |
| 2026-06-26 | Creed Joseph E | Grant / award (derivative) | 16 | $997.47 | 12,028 |
| 2026-06-26 | Kaiser Jason | Grant / award (derivative) | 5 | $997.47 | 5,831 |
| 2026-06-10 | Fish James C Jr | Grant / award | 211 | $0.00 | 3,687 |
| 2026-06-10 | Johnson Gerald | Grant / award | 211 | $0.00 | 3,907 |
| 2026-06-10 | KEENE NAZZIC S | Grant / award | 211 | $0.00 | 728 |
| 2026-06-10 | MacLennan David | Grant / award | 211 | $0.00 | 8,420 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.