SEC Form 4 · Updated Daily
COHN
— COHEN & COMPANY INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| COHEN DANIEL G | 10%+ Owner · Director · Officer | 107,157 | 2026-07-17 | G |
| Pooler Joseph W. Jr. | Officer | 60,278 | 2026-08-06 | S |
| Listman Douglas | Officer | 28,934 | 2026-02-03 | F |
| DiMaio Jack J. Jr. | Director | 23,233 | 2025-12-19 | A |
| DiMaio Jack | Director | 20,933 | 2024-12-20 | A |
| Liberto Diana Louise | Director | 17,938 | 2025-12-19 | A |
| Haraburda Jack | Director | 13,884 | 2025-12-19 | A |
| DAWSON G STEVEN | Director | 2,300 | 2025-12-19 | A |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-08-06 | Pooler Joseph W. Jr. | Open-market sale | 1,500 | $11.50 | 60,278 |
| 2026-08-05 | Pooler Joseph W. Jr. | Open-market sale | 7,295 | $11.75 | 61,778 |
| 2026-07-17 | COHEN DANIEL G | Gift | 17,600 | $0.00 | 107,157 |
| 2026-04-23 | COHEN DANIEL G | Gift | 8,000 | $0.00 | 24,757 |
| 2026-03-30 | COHEN DANIEL G | Gift | 20,000 | $0.00 | 32,757 |
| 2026-03-20 | Pooler Joseph W. Jr. | Open-market sale | 705 | $15.58 | 69,073 |
| 2026-03-19 | Pooler Joseph W. Jr. | Open-market sale | 6,113 | $17.15 | 69,778 |
| 2026-03-06 | COHEN DANIEL G | Grant / award (derivative) | 2,888,000 | $0.00 | 2,888,000 |
| 2026-03-06 | Brafman Lester Raymond | Grant / award (derivative) | 1,605,000 | $0.00 | 1,605,000 |
| 2026-03-06 | Pooler Joseph W. Jr. | Grant / award (derivative) | 160,000 | $0.00 | 160,000 |
| 2026-02-03 | Brafman Lester Raymond | Option exercise (derivative) | 501,455 | $1.95 | 1,097,861 |
| 2026-02-03 | COHEN DANIEL G | Option exercise (derivative) | 463,915 | $1.95 | 22,261,907 |
| 2026-02-03 | Pooler Joseph W. Jr. | Tax withholding | 7,051 | $18.69 | 75,891 |
| 2026-02-03 | Listman Douglas | Tax withholding | 3,252 | $18.69 | 28,934 |
| 2025-12-30 | COHEN DANIEL G | Gift | 30,000 | $0.00 | 52,757 |
| 2025-12-19 | Haraburda Jack | Grant / award | 2,300 | $0.00 | 13,884 |
| 2025-12-19 | Pooler Joseph W. Jr. | Grant / award | 15,500 | $0.00 | 82,942 |
| 2025-12-19 | Listman Douglas | Grant / award | 12,000 | $0.00 | 32,186 |
| 2025-12-19 | Brafman Lester Raymond | Grant / award (derivative) | 211,000 | $0.00 | 1,599,316 |
| 2025-12-19 | Liberto Diana Louise | Grant / award | 2,300 | $0.00 | 17,938 |
| 2025-12-19 | COHEN DANIEL G | Grant / award (derivative) | 211,000 | $0.00 | 22,725,822 |
| 2025-12-19 | DAWSON G STEVEN | Grant / award | 2,300 | $0.00 | 2,300 |
| 2025-12-19 | DiMaio Jack J. Jr. | Grant / award | 2,300 | $0.00 | 23,233 |
| 2025-02-05 | Brafman Lester Raymond | Option exercise (derivative) | 502,053 | $0.99 | 1,388,316 |
| 2025-02-05 | COHEN DANIEL G | Option exercise (derivative) | 460,679 | $0.99 | 22,514,822 |
| 2025-02-04 | Pooler Joseph W. Jr. | Tax withholding | 6,843 | $9.74 | 67,442 |
| 2025-02-04 | Listman Douglas | Tax withholding | 1,811 | $9.74 | 20,186 |
| 2024-12-20 | Brafman Lester Raymond | Grant / award (derivative) | 211,000 | $0.00 | 1,890,309 |
| 2024-12-20 | COHEN DANIEL G | Grant / award (derivative) | 211,000 | $0.00 | 22,975,501 |
| 2024-12-20 | DAWSON G STEVEN | Grant / award | 1,100 | $0.00 | 1,100 |
| 2024-12-20 | DiMaio Jack | Grant / award | 1,100 | $0.00 | 20,933 |
| 2024-12-20 | Haraburda Jack | Grant / award | 1,100 | $0.00 | 11,584 |
| 2024-12-20 | Liberto Diana Louise | Grant / award | 1,100 | $0.00 | 15,638 |
| 2024-12-20 | Listman Douglas | Grant / award | 10,000 | $0.00 | 21,997 |
| 2024-12-20 | Pooler Joseph W. Jr. | Grant / award | 15,500 | $0.00 | 74,285 |
| 2024-07-01 | COHEN DANIEL G | Gift | 20,000 | $0.00 | 4,017 |
| 2024-06-07 | Pooler Joseph W. Jr. | Open-market sale | 10,000 | $11.64 | 58,785 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.