SEC Form 4 · Updated Daily
CREG
— SMART POWERR CORP OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Ku Guohua | Director · Officer | 31,878,409 | 2015-12-15 | S |
| DBD Cayman Holdings, Ltd. | 10%+ Owner | 12,465,938 | 2011-07-21 | C |
| DBD Cayman, Ltd. | 10%+ Owner | 12,465,938 | 2011-07-21 | C |
| TCG HOLDINGS CAYMAN II, L.P. | 10%+ Owner | 12,465,938 | 2011-07-21 | C |
| CAIHUA TAI | 10%+ Owner · Director · Officer | 10,430,963 | 2005-09-08 | G |
| Carlyle Holdings II GP L.L.C. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| Carlyle Group L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| Carlyle Group Management L.L.C. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| TC Group Cayman Investment Holdings Sub L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| CAGP GENERAL PARTNER, L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| TC Group Cayman Investment Holdings, L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| CAGP, LTD. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| CAGP III CO-INVESTMENT, L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| Carlyle Holdings II L.P. | 10%+ Owner | 8,248,233 | 2014-11-06 | S |
| TC GROUP CAYMAN, L.P. | 10%+ Owner | 7,785,415 | 2008-04-29 | C |
| TCG HOLDINGS CAYMAN, L.P. | 10%+ Owner | 7,785,415 | 2008-04-29 | C |
| CARLYLE OFFSHORE PARTNERS II LTD | 10%+ Owner | 7,785,415 | 2008-04-29 | C |
| Wu Guangyu | Director · Officer | 600,000 | 2008-03-07 | G |
| Li Lanwei | Officer | 300,000 | 2013-08-03 | M |
| Chong David Shawcheng | Officer | 200,000 | 2015-02-11 | G |
| Zhu Xiaogang | Officer | 120,000 | 2013-08-03 | M |
| Wu Zhigang | Officer | 120,000 | 2013-08-03 | M |
| He Xiaoshan | Officer | 93,543 | 2015-03-24 | — |
| Wang Geyun | Director | 30,000 | 2017-11-22 | G |
| Driscoll Timothy | Director | 10,000 | 2013-11-21 | M |
| Zhang Bohan | Officer | 1,700 | 2015-03-24 | — |
| Shi Chungui | Director | 0 | 2010-10-07 | — |
| Ma Yilin | Director | 0 | 2010-10-07 | — |
| ZHENG HANQIAO | 10%+ Owner · Director · Officer | 0 | 2008-12-24 | P |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2017-12-18 | Ku Guohua | Gift | 20,000 | $0.00 | 2,644,764 |
| 2017-11-30 | Ku Guohua | Open-market sale | 3,042 | $3.15 | 2,664,764 |
| 2017-11-22 | Wang Geyun | Gift | 30,000 | $0.00 | 30,000 |
| 2017-11-22 | Ku Guohua | Gift | 30,000 | $0.00 | 2,667,806 |
| 2017-11-22 | Ku Guohua | Gift | 30,000 | $0.00 | 2,697,806 |
| 2017-11-22 | Ku Guohua | Gift | 30,000 | $0.00 | 2,727,806 |
| 2017-11-22 | Ku Guohua | Gift | 50,000 | $0.00 | 2,757,806 |
| 2017-11-22 | Ku Guohua | Gift | 360,000 | $0.00 | 2,807,806 |
| 2017-09-13 | Ku Guohua | Open-market sale | 8 | $1.16 | 3,167,806 |
| 2017-04-27 | Gu Binfeng | Grant / award (derivative) | 5,000 | $0.00 | 5,000 |
| 2016-11-08 | Ku Guohua | Gift | 20,000 | $0.00 | 3,167,814 |
| 2016-03-09 | Ku Guohua | Open-market sale | 266 | $0.31 | 31,878,143 |
| 2015-12-15 | Ku Guohua | Open-market sale | 665 | $0.32 | 31,878,409 |
| 2015-10-12 | Huang Cangsang | Grant / award (derivative) | 40,000 | $0.00 | 40,000 |
| 2015-05-04 | Ku Guohua | Gift | 706,943 | $0.00 | 31,879,074 |
| 2015-03-24 | Zhang Bohan | — | — | — | 1,700 |
| 2015-03-24 | He Xiaoshan | — | — | — | 93,543 |
| 2015-02-11 | Chong David Shawcheng | Gift | 200,000 | $0.00 | 200,000 |
| 2014-11-06 | Carlyle Holdings II L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | Carlyle Holdings II GP L.L.C. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | Carlyle Group L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | Carlyle Group Management L.L.C. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | CAGP III CO-INVESTMENT, L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | CARLYLE ASIA GROWTH PARTNERS III, L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | CAGP GENERAL PARTNER, L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | TC Group Cayman Investment Holdings Sub L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | TC Group Cayman Investment Holdings, L.P. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-11-06 | CAGP, LTD. | Open-market sale | 1,142,857 | $1.75 | 8,248,233 |
| 2014-09-25 | Carlyle Holdings II L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | Carlyle Holdings II GP L.L.C. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | Carlyle Group L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | Carlyle Group Management L.L.C. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | CAGP III CO-INVESTMENT, L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | CARLYLE ASIA GROWTH PARTNERS III, L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | CAGP GENERAL PARTNER, L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | TC Group Cayman Investment Holdings Sub L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | TC Group Cayman Investment Holdings, L.P. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-25 | CAGP, LTD. | Open-market sale | 15,854 | $1.50 | 9,391,090 |
| 2014-09-24 | Carlyle Holdings II L.P. | Open-market sale | 897,193 | $1.53 | 9,406,944 |
| 2014-09-24 | Carlyle Holdings II GP L.L.C. | Open-market sale | 897,193 | $1.53 | 9,406,944 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.