SEC Form 4 · Updated Daily
ETD
— ETHAN ALLEN INTERIORS INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| KATHWARI M FAROOQ | Director · Officer | 1,473,503 | 2026-09-11 | M |
| Phillips Amy | Officer | 23,467 | 2026-09-11 | M |
| WHITELY COREY | Officer | 22,972 | 2021-08-26 | M |
| Birkelund John P. | Director | 20,100 | 2010-11-30 | S |
| McNulty Matthew J | Officer | 19,922 | 2026-09-11 | M |
| GAMBLE KRISTIN | Director | 12,800 | 2007-08-14 | S |
| WILSON DON M III | Director | 12,615 | 2013-12-12 | M |
| DOONER JOHN J JR | Director | 11,100 | 2016-03-07 | P |
| Paccione Tracy | Officer | 10,000 | 2015-06-15 | A |
| Stacom Tara I. | Director | 7,606 | 2026-08-05 | A |
| WISNER FRANK G | Director | 6,100 | 2011-07-26 | A |
| Diefenbach Douglas H. | Officer | 5,933 | 2025-08-11 | F |
| CLARK CLINTON A | Director | 5,595 | 2016-08-11 | M |
| Grow Daniel M. | Officer | 5,500 | 2021-05-07 | M |
| MEYER EDWARD H | Director | 4,080 | 2009-07-23 | A |
| ELLEY KHUSRO | Officer | 4,058 | 2006-01-23 | M |
| Thompson Rebecca L | Officer | 3,692 | 2024-08-12 | F |
| Esposito Domenick J. | Director | 3,680 | 2018-03-02 | P |
| STOUT CRAIG | Reporting Owner | 3,523 | 2013-03-22 | M |
| Hutton Rodney A. | Officer | 3,515 | 2021-08-12 | F |
| SANDBERG RICHARD A | Director | 3,500 | 2009-07-24 | A |
| GARRETT DONALD F | Reporting Owner | 3,375 | 2014-11-04 | M |
| Fothergill Ashley | Officer | 2,773 | 2022-08-09 | A |
| Schmotter James W. | Director | 2,700 | 2011-07-26 | A |
| Tsai Cynthia Ekberg | Director | 2,306 | 2026-08-05 | A |
| MCCREARY JAMES D | Reporting Owner | 2,100 | 2013-03-20 | M |
| Callen David R | Officer | 2,000 | 2013-02-07 | S |
| Bliss Kathy | Reporting Owner | 1,700 | 2013-03-20 | M |
| Koster Eric D. | Officer | 1,507 | 2023-03-13 | F |
| BANKS PAMELA A | Officer | 1,450 | 2013-03-13 | M |
| Sable David M. | Director | 1,306 | 2026-08-05 | A |
| Casar Perez Maria Eugenia | Director | 1,306 | 2026-08-05 | A |
| Stout Lynda | Officer | 1,250 | 2014-02-06 | M |
| THORN CLIFFORD | Reporting Owner | 1,182.71 | 2016-08-08 | — |
| Borrey Arne | Officer | 1,000 | 2014-03-20 | M |
| KAPTEINA HENRY C | Officer | 1,000 | 2014-03-12 | P |
| Depasquale Bridget | Officer | 1,000 | 2010-02-04 | A |
| Bemus Pamela | Reporting Owner | 1,000 | 2013-08-21 | — |
| ZACCARIA ANN M | Officer | 1,000 | 2012-11-30 | M |
| LUPTON MARGARET W | Officer | 1,000 | 2007-12-19 | P |
| BEAN KELLY A | Reporting Owner | 1,000 | 2008-01-23 | M |
| MCDONELL HORACE | Director | 1,000 | 2007-11-13 | A |
| Nigro Vincent J | Officer | 750 | 2013-06-19 | M |
| MURPHY NORA BALOGH | Reporting Owner | 750 | 2011-01-18 | M |
| HOYT JEFFREY | Reporting Owner | 750 | 2008-02-01 | M |
| MOLL JOHN H | Reporting Owner | 700 | 2013-03-13 | M |
| Bero Cynthia | Reporting Owner | 603 | 2013-08-21 | — |
| McKernan Anne | Reporting Owner | 380 | 2013-08-21 | — |
| Strickel David | Reporting Owner | 250 | 2013-11-25 | M |
| Garrett Mary | Director | 200 | 2016-12-16 | P |
| Plaisted Catherine A. | Officer | 128 | 2024-11-04 | — |
| Burton David R | Reporting Owner | 123.43 | 2013-08-21 | — |
| Carlson James B. | Director | 0 | 2021-11-01 | S |
| Bedford John S II | Officer | 0 | 2017-09-08 | S |
| De Vault Jamie A. | Reporting Owner | 0 | 2015-03-25 | — |
| Stevenson Andrew E. | Reporting Owner | 0 | 2014-12-01 | — |
| BRADLEY DANIEL R | Officer | 0 | 2014-03-03 | — |
| Durkott John F. | Reporting Owner | 0 | 2013-02-08 | — |
| Moore David S | Officer | 0 | 2013-09-10 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-11 | KATHWARI M FAROOQ | Tax withholding | 7,204 | $21.93 | 1,466,299 |
| 2026-09-11 | KATHWARI M FAROOQ | Option exercise | 7,973 | $21.93 | 1,473,503 |
| 2026-09-11 | Phillips Amy | Tax withholding | 354 | $21.93 | 23,113 |
| 2026-09-11 | Phillips Amy | Option exercise | 990 | $21.93 | 23,467 |
| 2026-09-11 | McNulty Matthew J | Tax withholding | 169 | $21.93 | 19,753 |
| 2026-09-11 | McNulty Matthew J | Option exercise | 677 | $21.93 | 19,922 |
| 2026-09-02 | KATHWARI M FAROOQ | Open-market sale | 265 | $25.04 | 22,077 |
| 2026-09-02 | KATHWARI M FAROOQ | Open-market sale | 266 | $25.04 | 22,081 |
| 2026-09-02 | KATHWARI M FAROOQ | Open-market sale | 22,811 | $25.04 | 1,465,530 |
| 2026-08-10 | KATHWARI M FAROOQ | Tax withholding | 3,272 | $23.51 | 1,488,341 |
| 2026-08-10 | Phillips Amy | Tax withholding | 417 | $23.51 | 22,477 |
| 2026-08-10 | McNulty Matthew J | Tax withholding | 239 | $23.51 | 19,245 |
| 2026-08-07 | McNulty Matthew J | Tax withholding | 284 | $23.71 | 19,484 |
| 2026-08-07 | Phillips Amy | Tax withholding | 496 | $23.71 | 22,894 |
| 2026-08-07 | KATHWARI M FAROOQ | Tax withholding | 3,890 | $23.71 | 1,491,613 |
| 2026-08-06 | McNulty Matthew J | Tax withholding | 288 | $23.51 | 19,768 |
| 2026-08-06 | Phillips Amy | Tax withholding | 504 | $23.51 | 23,390 |
| 2026-08-06 | KATHWARI M FAROOQ | Tax withholding | 3,948 | $23.51 | 1,495,503 |
| 2026-08-05 | Casar Perez Maria Eugenia | Grant / award | 1,306 | — | 1,306 |
| 2026-08-05 | Sable David M. | Grant / award | 1,306 | — | 1,306 |
| 2026-08-05 | Stacom Tara I. | Grant / award | 1,306 | — | 7,606 |
| 2026-08-05 | Tsai Cynthia Ekberg | Grant / award | 1,306 | — | 2,306 |
| 2026-08-05 | Tsai Cynthia Ekberg | Open-market buy | 1,000 | $24.61 | 1,000 |
| 2026-08-05 | McNulty Matthew J | Grant / award | 6,426 | $0.00 | 20,056 |
| 2026-08-05 | Phillips Amy | Grant / award | 7,837 | $0.00 | 23,894 |
| 2026-08-05 | KATHWARI M FAROOQ | Grant / award | 16,223 | $0.00 | 1,499,451 |
| 2026-01-22 | KATHWARI M FAROOQ | Open-market sale | 27 | $25.01 | 22,342 |
| 2026-01-22 | KATHWARI M FAROOQ | Open-market sale | 25 | $25.01 | 22,347 |
| 2026-01-22 | KATHWARI M FAROOQ | Open-market sale | 2,168 | $25.01 | 1,483,228 |
| 2025-12-15 | KATHWARI M FAROOQ | Open-market sale | 6 | $25.05 | 22,369 |
| 2025-12-15 | KATHWARI M FAROOQ | Open-market sale | 3 | $25.05 | 22,372 |
| 2025-12-15 | KATHWARI M FAROOQ | Open-market sale | 303 | $25.05 | 1,485,396 |
| 2025-12-11 | KATHWARI M FAROOQ | Open-market sale | 175 | $25.01 | 22,375 |
| 2025-12-11 | KATHWARI M FAROOQ | Open-market sale | 15,000 | $25.01 | 1,485,699 |
| 2025-12-04 | KATHWARI M FAROOQ | Gift | 82,953 | $24.11 | 1,500,699 |
| 2025-10-15 | KATHWARI M FAROOQ | Open-market sale | 175 | $28.01 | 22,550 |
| 2025-10-15 | KATHWARI M FAROOQ | Open-market sale | 15,000 | $28.01 | 1,583,652 |
| 2025-09-15 | KATHWARI M FAROOQ | Open-market sale | 175 | $29.37 | 22,725 |
| 2025-09-15 | KATHWARI M FAROOQ | Open-market sale | 15,000 | $29.37 | 1,598,652 |
| 2025-08-29 | KATHWARI M FAROOQ | Tax withholding | 44,111 | $29.51 | 1,613,652 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.