SEC Form 4 · Updated Daily
HWBK
— Hawthorn Bancshares, Inc. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| WETZEL GUS S II | Director | 80,506 | 2016-04-05 | P |
| DUDENHOEFFER CHARLES G JR | Director | 36,550 | 2008-05-30 | P |
| SMITH JAMES E/MO | Director | 31,283 | 2013-06-25 | P |
| GILES BRENT M | Director · Officer | 20,143.65 | 2026-05-01 | A |
| Guthrie Stephen Edward | Officer | 12,433.26 | 2021-06-21 | P |
| Schwartz Jason E | Officer | 7,938.81 | 2024-02-29 | P |
| Hettinger Shawna M. | Director | 5,423.609 | 2026-08-27 | P |
| GOLLER DAVID R | Director | 4,901 | 2006-09-15 | G |
| BRUEGENHEMKE KATHLEEN L | Director · Officer | 4,191 | 2020-05-13 | P |
| Hafner Christopher Eugene | Officer | 3,000 | 2025-02-20 | A |
| Bexten Gregg A. | Director · Officer | 1,150.25 | 2024-06-13 | P |
| Wall Julius Fabius IV | Director | 1,000 | 2006-09-30 | — |
| Burcham James Grant | Director | 500 | 2026-06-02 | A |
| States Jonathan L | Director | 500 | 2026-06-02 | A |
| FREEMAN PHILIP D | Director | 500 | 2026-06-02 | A |
| RILEY KEVIN L | Director | 500 | 2026-06-02 | A |
| Wetzel Gus Seitter III | Director | 500 | 2026-06-02 | A |
| TURNER DAVID T | Director | 500 | 2026-06-02 | A |
| Burkhead Frank E. | Director | 500 | 2026-06-02 | A |
| Eden Douglas Todd | Director | 500 | 2026-06-02 | A |
| Holtaway Jonathan | Director | 500 | 2026-06-02 | A |
| Phelps William Bruce | Officer | 0 | 2012-01-30 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-08-27 | Hettinger Shawna M. | Open-market buy | 654.448 | $38.20 | 5,423.609 |
| 2026-08-26 | Hettinger Shawna M. | Open-market buy | 645.161 | $38.75 | 4,769.161 |
| 2026-06-02 | Eden Douglas Todd | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | TURNER DAVID T | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | Holtaway Jonathan | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | Wetzel Gus Seitter III | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | RILEY KEVIN L | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | FREEMAN PHILIP D | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | Hettinger Shawna M. | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | States Jonathan L | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | Burkhead Frank E. | Grant / award | 500 | $0.00 | 500 |
| 2026-06-02 | Burcham James Grant | Grant / award | 500 | $0.00 | 500 |
| 2026-05-01 | GILES BRENT M | Grant / award | 6,849 | $0.00 | 20,143.65 |
| 2025-05-01 | GILES BRENT M | Grant / award | 8,174 | $0.00 | 27,545.388 |
| 2025-03-11 | GILES BRENT M | Open-market buy | 700 | $25.84 | 13,004.983 |
| 2025-02-28 | Holtaway Jonathan | Open-market sale | 19,723 | $31.04 | 342,390 |
| 2025-02-27 | Holtaway Jonathan | Open-market sale | 1,158 | $31.76 | 362,113 |
| 2025-02-26 | Holtaway Jonathan | Open-market sale | 568 | $32.05 | 363,271 |
| 2025-02-21 | Holtaway Jonathan | Open-market sale | 702 | $33.62 | 363,839 |
| 2025-02-20 | Holtaway Jonathan | Open-market sale | 1,941 | $33.75 | 364,541 |
| 2025-02-20 | Hafner Christopher Eugene | Grant / award | 1,000 | $0.00 | 3,000 |
| 2025-02-11 | Holtaway Jonathan | Open-market sale | 116 | $32.90 | 366,482 |
| 2025-02-10 | Holtaway Jonathan | Open-market sale | 2,682 | $32.91 | 366,598 |
| 2025-02-06 | Holtaway Jonathan | Open-market sale | 839 | $32.85 | 369,280 |
| 2025-02-05 | Holtaway Jonathan | Open-market sale | 6,604 | $32.97 | 370,119 |
| 2025-02-04 | Holtaway Jonathan | Open-market sale | 3,707 | $32.90 | 376,723 |
| 2025-02-03 | Holtaway Jonathan | Open-market sale | 1,761 | $32.78 | 380,430 |
| 2024-12-10 | Holtaway Jonathan | Open-market sale | 7,424 | $32.05 | 382,191 |
| 2024-12-09 | Holtaway Jonathan | Open-market sale | 389 | $32.05 | 389,615 |
| 2024-12-06 | Holtaway Jonathan | Open-market sale | 1,015 | $32.25 | 390,004 |
| 2024-12-05 | Holtaway Jonathan | Open-market sale | 5,007 | $31.99 | 391,019 |
| 2024-12-04 | Holtaway Jonathan | Open-market sale | 1,817 | $32.21 | 396,026 |
| 2024-12-04 | Burkhead Frank E. | Open-market sale | 3,000 | $31.87 | 11,476.93 |
| 2024-11-14 | Holtaway Jonathan | Open-market sale | 4,617 | $28.62 | 397,843 |
| 2024-11-13 | Holtaway Jonathan | Open-market sale | 5,053 | $28.57 | 402,460 |
| 2024-09-13 | Hettinger Shawna M. | Open-market buy | 21 | $24.10 | 4,124 |
| 2024-08-22 | Burkhead Frank E. | Open-market buy | 100 | $21.84 | 14,467.271 |
| 2024-06-13 | Bexten Gregg A. | Open-market buy | 1,000 | $19.72 | 1,150.25 |
| 2024-05-10 | Holtaway Jonathan | Open-market buy | 2,000 | $19.72 | 28,500 |
| 2024-05-08 | Hettinger Shawna M. | Open-market buy | 1,000 | $19.64 | 4,103 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.