SEC Form 4 · Updated Daily
JEF
— JEFFERIES FINANCIAL GROUP INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| CUMMING IAN M. | Director | 18,726,054 | 2013-03-01 | A |
| HANDLER RICHARD B | Director · Officer | 12,854,174 | 2026-10-01 | G |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | 10%+ Owner | 8,566,379 | 2026-07-15 | P |
| STEINBERG JOSEPH S | 10%+ Owner · Director · Officer | 2,339,079 | 2024-11-14 | P |
| FRIEDMAN BRIAN P | Director · Officer | 1,216,478 | 2026-10-07 | G |
| DOOLEY RICHARD G | Director | 328,696 | 2013-06-26 | S |
| GLAUBINGER LAWRENCE D | Director | 234,000 | 2009-04-30 | M |
| Sharp Michael J. | Officer | 168,409 | 2026-08-28 | A |
| NICHOLS JESSE CLYDE III | Director | 164,642 | 2011-05-10 | M |
| O Kane Michael T | Director | 133,030 | 2026-08-28 | A |
| JORDAN JAMES E | Director | 128,750 | 2011-04-05 | M |
| CAMPBELL W PATRICK | Director | 120,609 | 2018-11-30 | A |
| BEYER ROBERT D | Director | 113,257 | 2026-08-28 | A |
| JOYAL ROBERT EUGENE | Director | 106,985 | 2020-08-28 | A |
| Larson Matthew Scott | Officer | 99,756 | 2026-08-28 | A |
| Wheeler Justin Rex | Officer | 89,865 | 2014-07-25 | F |
| Adamany Linda | Director | 84,759 | 2026-03-26 | A |
| MARA THOMAS E | Officer | 79,518 | 2011-03-31 | M |
| JONES THOMAS W | Director | 76,701 | 2026-03-26 | A |
| LOWENTHAL BARBARA L | Officer | 74,788 | 2010-11-11 | M |
| BORGES FRANCISCO L | Director | 68,058 | 2021-03-26 | A |
| Katz Jacob M | Director | 57,293 | 2026-03-26 | A |
| Gilmartin MaryAnne | Director | 57,293 | 2026-03-26 | A |
| ALPERIN BARRY J | Director | 53,137 | 2023-03-29 | A |
| KEIL JEFFREY C | Director | 45,165 | 2018-11-30 | A |
| HIRSCHFIELD ALAN J | Director | 44,000 | 2011-03-16 | M |
| Weiler Melissa | Director | 40,147 | 2026-08-28 | A |
| REESE STUART HARRY | Reporting Owner | 38,756 | 2021-04-12 | S |
| ORLANDO JOSEPH A JR | Officer | 37,068 | 2010-11-19 | M |
| SCRUGGS H E | Officer | 36,284 | 2006-12-05 | G |
| Ellis-Kirk Matrice | Director | 32,147 | 2026-08-28 | A |
| O Connor Joseph M | Officer | 32,000 | 2011-04-05 | M |
| Gendron Teresa S | Officer | 30,084 | 2014-09-01 | A |
| DOUGAN PAUL M | Director | 20,750 | 2011-12-19 | G |
| Nittoli Rocco J | Officer | 1,000 | 2022-07-28 | S |
| Cagno Mark Lawrence | Officer | 15 | 2022-11-01 | — |
| Sorkin Michael | Director | 0 | 2010-06-21 | G |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-10-07 | FRIEDMAN BRIAN P | Gift | 100 | $0.00 | 1,216,478 |
| 2026-10-01 | HANDLER RICHARD B | Gift | 842 | $0.00 | 12,854,174 |
| 2026-08-28 | BEYER ROBERT D | Grant / award | 501 | $53.09 | 113,257 |
| 2026-08-28 | O Kane Michael T | Grant / award | 538 | $53.09 | 133,030 |
| 2026-08-28 | Ellis-Kirk Matrice | Grant / award | 165 | $53.09 | 32,147 |
| 2026-08-28 | Weiler Melissa | Grant / award | 165 | $53.09 | 40,147 |
| 2026-08-28 | Sharp Michael J. | Grant / award | 746 | $53.09 | 168,409 |
| 2026-08-28 | Larson Matthew Scott | Grant / award | 746 | $53.09 | 99,756 |
| 2026-08-28 | FRIEDMAN BRIAN P | Grant / award | 29,016 | $53.09 | 2,037,263 |
| 2026-08-28 | HANDLER RICHARD B | Grant / award | 75,531 | $53.09 | 12,625,397 |
| 2026-08-07 | FRIEDMAN BRIAN P | Gift | 81,734 | $0.00 | 2,008,247 |
| 2026-07-15 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Open-market buy | 5,906,542 | $54.86 | 8,566,379 |
| 2026-07-15 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Open-market buy | 5,906,542 | $53.96 | 8,566,379 |
| 2026-07-10 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Option exercise | 3,769,500 | — | 40,579,081 |
| 2026-07-10 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Option exercise | 3,769,500 | — | 2,659,837 |
| 2026-06-30 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Option exercise (derivative) | 55,125 | $0.00 | 0 |
| 2026-06-30 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Option exercise | 27,562,500 | — | 36,809,581 |
| 2026-05-29 | FRIEDMAN BRIAN P | Grant / award | 29,003 | $52.72 | 2,089,981 |
| 2026-05-29 | HANDLER RICHARD B | Grant / award | 97,136 | $52.72 | 12,549,867 |
| 2026-05-29 | HANDLER RICHARD B | Tax withholding | 10,545 | $52.94 | 12,452,731 |
| 2026-05-29 | Weiler Melissa | Grant / award | 165 | $52.72 | 39,982 |
| 2026-05-29 | Larson Matthew Scott | Grant / award | 746 | $52.72 | 99,010 |
| 2026-05-29 | Sharp Michael J. | Grant / award | 746 | $52.72 | 167,663 |
| 2026-05-29 | BEYER ROBERT D | Grant / award | 501 | $52.72 | 112,756 |
| 2026-05-29 | Ellis-Kirk Matrice | Grant / award | 165 | $52.72 | 31,982 |
| 2026-05-29 | O Kane Michael T | Grant / award | 538 | $52.72 | 132,492 |
| 2026-05-28 | FRIEDMAN BRIAN P | Disposition to issuer | 464 | $0.00 | 2,060,978 |
| 2026-05-28 | HANDLER RICHARD B | Disposition to issuer | 487 | $0.00 | 12,463,276 |
| 2026-05-23 | HANDLER RICHARD B | Tax withholding | 1,440,307 | $52.43 | 12,463,763 |
| 2026-05-06 | FRIEDMAN BRIAN P | Open-market sale | 0.74 | $51.91 | 2,061,442 |
| 2026-05-01 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Open-market buy | 6,429,337 | $48.22 | 6,429,337 |
| 2026-05-01 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Open-market buy | 6,429,337 | $54.83 | 6,429,337 |
| 2026-04-27 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Option exercise | 9,247,081 | — | 9,247,081 |
| 2026-04-27 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Option exercise | 9,247,081 | — | 0 |
| 2026-03-26 | Katz Jacob M | Grant / award | 5,461 | $40.28 | 57,293 |
| 2026-03-26 | BEYER ROBERT D | Grant / award | 5,461 | $40.28 | 112,255 |
| 2026-03-26 | O Kane Michael T | Grant / award | 5,461 | $40.28 | 131,954 |
| 2026-03-26 | Adamany Linda | Grant / award | 5,461 | $40.28 | 84,759 |
| 2026-03-26 | JONES THOMAS W | Grant / award | 5,461 | $40.28 | 76,701 |
| 2026-03-26 | Ellis-Kirk Matrice | Grant / award | 5,461 | $40.28 | 31,817 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.