SEC Form 4 · Updated Daily
LOB
— Live Oak Bancshares, Inc. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| MAHAN JAMES S III | 10%+ Owner · Director · Officer | 2,747,844 | 2026-09-10 | S |
| WILLIAMS WILLIAM L. III | Director | 1,105,725.862 | 2026-09-03 | S |
| Losch William C III | Officer | 263,392 | 2026-08-25 | F |
| Petty Miltom Emmett | Director | 130,839 | 2026-05-01 | M |
| Seward Gregory W | Officer | 113,797 | 2026-03-02 | S |
| Cameron William Henderson | Director | 19,850 | 2026-05-01 | M |
| Derraik Renato | Officer | 18,132 | 2026-08-10 | F |
| LUCHT DAVID G | Director | 13,623 | 2026-08-04 | S |
| Lunsford Jeffrey W | Director | 12,640 | 2026-05-01 | M |
| Moroz Mark Michael | Officer | 12,110 | 2026-07-28 | S |
| Phifer Walter J | Officer | 11,723 | 2026-08-18 | F |
| Cairns Michael | Officer | 11,528 | 2026-08-19 | F |
| Valine Yousef A. | Director | 10,401 | 2026-05-01 | M |
| Bradford Tonya Williams | Director | 8,043 | 2026-09-03 | S |
| McHenry Patrick Timothy | Director | 3,080 | 2026-05-01 | M |
| Spencer Courtney | Officer | 0 | 2026-08-04 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-10 | MAHAN JAMES S III | Open-market sale | 10,000 | $38.75 | 2,747,844 |
| 2026-09-09 | MAHAN JAMES S III | Open-market sale | 10,000 | $38.63 | 2,757,844 |
| 2026-09-03 | Bradford Tonya Williams | Open-market sale | 1,600 | $39.89 | 8,043 |
| 2026-09-03 | MAHAN JAMES S III | Open-market sale | 10,000 | $39.75 | 2,767,844 |
| 2026-09-03 | WILLIAMS WILLIAM L. III | Open-market sale | 6,590 | $40.09 | 1,105,725.862 |
| 2026-09-02 | MAHAN JAMES S III | Open-market sale | 258 | $39.88 | 2,777,844 |
| 2026-09-02 | MAHAN JAMES S III | Open-market sale | 9,742 | $39.53 | 2,778,102 |
| 2026-09-02 | WILLIAMS WILLIAM L. III | Open-market sale | 1,810 | $40.00 | 1,112,315.862 |
| 2026-08-27 | MAHAN JAMES S III | Open-market sale | 10,000 | $39.66 | 2,787,844 |
| 2026-08-26 | MAHAN JAMES S III | Open-market sale | 10,000 | $39.99 | 2,797,844 |
| 2026-08-25 | Losch William C III | Option exercise (derivative) | 50,000 | $0.00 | 100,000 |
| 2026-08-25 | Losch William C III | Tax withholding | 22,221 | $39.99 | 263,392 |
| 2026-08-25 | Losch William C III | Option exercise | 50,000 | — | 285,613 |
| 2026-08-20 | MAHAN JAMES S III | Open-market sale | 10,000 | $40.53 | 2,807,844 |
| 2026-08-19 | Cairns Michael | Option exercise (derivative) | 2,420 | $0.00 | 7,260 |
| 2026-08-19 | Cairns Michael | Tax withholding | 1,076 | $40.89 | 11,528 |
| 2026-08-19 | Cairns Michael | Option exercise | 2,420 | — | 12,604 |
| 2026-08-19 | MAHAN JAMES S III | Open-market sale | 1,998 | $41.97 | 2,817,844 |
| 2026-08-19 | MAHAN JAMES S III | Open-market sale | 8,002 | $41.05 | 2,819,842 |
| 2026-08-18 | Phifer Walter J | Option exercise (derivative) | 2,916 | $0.00 | 11,665 |
| 2026-08-18 | Phifer Walter J | Tax withholding | 1,296 | $42.60 | 11,723 |
| 2026-08-18 | Phifer Walter J | Option exercise | 2,916 | — | 13,019 |
| 2026-08-17 | Diffley Matthew S | Grant / award (derivative) | 4,620 | $0.00 | 4,620 |
| 2026-08-13 | MAHAN JAMES S III | Open-market sale | 10,000 | $43.10 | 2,827,844 |
| 2026-08-12 | MAHAN JAMES S III | Open-market sale | 10,000 | $42.75 | 2,837,844 |
| 2026-08-10 | Derraik Renato | Option exercise (derivative) | 25,000 | $0.00 | 0 |
| 2026-08-10 | Derraik Renato | Tax withholding | 11,111 | $42.23 | 18,132 |
| 2026-08-10 | Derraik Renato | Option exercise | 25,000 | — | 29,243 |
| 2026-08-10 | Losch William C III | Option exercise (derivative) | 42,000 | $0.00 | 0 |
| 2026-08-10 | Losch William C III | Tax withholding | 18,665 | $42.23 | 235,613 |
| 2026-08-10 | Losch William C III | Option exercise | 42,000 | — | 254,278 |
| 2026-08-04 | LUCHT DAVID G | Open-market sale | 2,000 | $44.36 | 13,623 |
| 2026-08-04 | Spencer Courtney | Open-market sale | 153.796 | $43.68 | 0 |
| 2026-08-03 | WILLIAMS WILLIAM L. III | Open-market sale | 8,400 | $43.08 | 1,114,125.862 |
| 2026-07-28 | Moroz Mark Michael | Open-market sale | 6,100 | $42.08 | 12,110 |
| 2026-07-27 | LUCHT DAVID G | Open-market sale | 3,000 | $42.13 | 15,623 |
| 2026-07-01 | WILLIAMS WILLIAM L. III | Open-market sale | 5,796 | $41.78 | 1,122,525.862 |
| 2026-07-01 | WILLIAMS WILLIAM L. III | Open-market sale | 2,604 | $41.23 | 1,128,321.862 |
| 2026-06-24 | WILLIAMS WILLIAM L. III | Open-market sale | 8,400 | $40.05 | 1,130,925.862 |
| 2026-06-11 | MAHAN JAMES S III | Open-market sale | 10,000 | $38.19 | 2,847,844 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.