SEC Form 4 · Updated Daily
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— Live Oak Bancshares, Inc. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| MAHAN JAMES S III | 10%+ Owner · Director · Officer | 2,757,844 | 2026-09-09 | S |
| Underwood Neil Lawrence | Director · Officer | 1,367,491 | 2021-12-03 | G |
| WILLIAMS WILLIAM L. III | Director | 1,105,725.862 | 2026-09-03 | S |
| Garriott Huntley | Officer | 484,782 | 2023-02-23 | M |
| Caines S. Brett | Officer | 326,876 | 2021-04-06 | M |
| Losch William C III | Officer | 285,613 | 2026-08-25 | M |
| PULLINS JERALD L | Director | 248,590 | 2019-05-14 | M |
| LANDIS H K | Director | 213,300 | 2020-11-05 | M |
| Smits Steve | Officer | 150,577 | 2024-02-23 | M |
| Hoffsis Glen F. | Director | 134,573 | 2025-05-01 | M |
| Petty Miltom Emmett | Director | 130,839 | 2026-05-01 | M |
| Seward Gregory W | Officer | 113,797 | 2026-03-02 | S |
| Jackson Don | Director | 90,010 | 2017-05-09 | M |
| Custer Scott | Officer | 80,000 | 2017-05-30 | C |
| Glossman Diane Beth | Director | 72,983 | 2025-05-01 | M |
| Davis Micah S | Officer | 48,560 | 2025-02-24 | M |
| Mann Stephanie | Officer | 42,784 | 2025-02-24 | M |
| Janson Susan N | Officer | 30,446 | 2022-02-22 | M |
| Derraik Renato | Officer | 29,243 | 2026-08-10 | M |
| Thompson Gregory Bruce | Officer | 20,000 | 2016-01-06 | — |
| Cameron William Henderson | Director | 19,850 | 2026-05-01 | M |
| SUTHERLAND JOHN W. | Officer | 16,709 | 2026-02-23 | M |
| LUCHT DAVID G | Director | 13,623 | 2026-08-04 | S |
| Phifer Walter J | Officer | 13,019 | 2026-08-18 | M |
| Lunsford Jeffrey W | Director | 12,640 | 2026-05-01 | M |
| Cairns Michael | Officer | 12,604 | 2026-08-19 | M |
| Moroz Mark Michael | Officer | 12,110 | 2026-07-28 | S |
| Valine Yousef A. | Director | 10,401 | 2026-05-01 | M |
| Bradford Tonya Williams | Director | 8,043 | 2026-09-03 | S |
| Hill Thomas A. | Officer | 7,824 | 2018-05-25 | S |
| SALYERS DAVID G | Director | 4,100 | 2020-05-06 | P |
| McHenry Patrick Timothy | Director | 3,080 | 2026-05-01 | M |
| Holt J. William | Officer | 2,800 | 2015-08-05 | S |
| Stasiowska Ewa Maria | Officer | 2,595.23 | 2026-01-26 | P |
| Crawford Casey S | Director | 1,881 | 2023-08-22 | F |
| Diffley Matthew S | Officer | 0 | 2026-07-01 | — |
| Spencer Courtney | Officer | 0 | 2026-08-04 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-10 | MAHAN JAMES S III | Open-market sale | 10,000 | $38.75 | 2,747,844 |
| 2026-09-09 | MAHAN JAMES S III | Open-market sale | 10,000 | $38.63 | 2,757,844 |
| 2026-09-03 | Bradford Tonya Williams | Open-market sale | 1,600 | $39.89 | 8,043 |
| 2026-09-03 | MAHAN JAMES S III | Open-market sale | 10,000 | $39.75 | 2,767,844 |
| 2026-09-03 | WILLIAMS WILLIAM L. III | Open-market sale | 6,590 | $40.09 | 1,105,725.862 |
| 2026-09-02 | MAHAN JAMES S III | Open-market sale | 258 | $39.88 | 2,777,844 |
| 2026-09-02 | MAHAN JAMES S III | Open-market sale | 9,742 | $39.53 | 2,778,102 |
| 2026-09-02 | WILLIAMS WILLIAM L. III | Open-market sale | 1,810 | $40.00 | 1,112,315.862 |
| 2026-08-27 | MAHAN JAMES S III | Open-market sale | 10,000 | $39.66 | 2,787,844 |
| 2026-08-26 | MAHAN JAMES S III | Open-market sale | 10,000 | $39.99 | 2,797,844 |
| 2026-08-25 | Losch William C III | Option exercise (derivative) | 50,000 | $0.00 | 100,000 |
| 2026-08-25 | Losch William C III | Tax withholding | 22,221 | $39.99 | 263,392 |
| 2026-08-25 | Losch William C III | Option exercise | 50,000 | — | 285,613 |
| 2026-08-20 | MAHAN JAMES S III | Open-market sale | 10,000 | $40.53 | 2,807,844 |
| 2026-08-19 | Cairns Michael | Option exercise (derivative) | 2,420 | $0.00 | 7,260 |
| 2026-08-19 | Cairns Michael | Tax withholding | 1,076 | $40.89 | 11,528 |
| 2026-08-19 | Cairns Michael | Option exercise | 2,420 | — | 12,604 |
| 2026-08-19 | MAHAN JAMES S III | Open-market sale | 1,998 | $41.97 | 2,817,844 |
| 2026-08-19 | MAHAN JAMES S III | Open-market sale | 8,002 | $41.05 | 2,819,842 |
| 2026-08-18 | Phifer Walter J | Option exercise (derivative) | 2,916 | $0.00 | 11,665 |
| 2026-08-18 | Phifer Walter J | Tax withholding | 1,296 | $42.60 | 11,723 |
| 2026-08-18 | Phifer Walter J | Option exercise | 2,916 | — | 13,019 |
| 2026-08-17 | Diffley Matthew S | Grant / award (derivative) | 4,620 | $0.00 | 4,620 |
| 2026-08-13 | MAHAN JAMES S III | Open-market sale | 10,000 | $43.10 | 2,827,844 |
| 2026-08-12 | MAHAN JAMES S III | Open-market sale | 10,000 | $42.75 | 2,837,844 |
| 2026-08-10 | Derraik Renato | Option exercise (derivative) | 25,000 | $0.00 | 0 |
| 2026-08-10 | Derraik Renato | Tax withholding | 11,111 | $42.23 | 18,132 |
| 2026-08-10 | Derraik Renato | Option exercise | 25,000 | — | 29,243 |
| 2026-08-10 | Losch William C III | Option exercise (derivative) | 42,000 | $0.00 | 0 |
| 2026-08-10 | Losch William C III | Tax withholding | 18,665 | $42.23 | 235,613 |
| 2026-08-10 | Losch William C III | Option exercise | 42,000 | — | 254,278 |
| 2026-08-04 | LUCHT DAVID G | Open-market sale | 2,000 | $44.36 | 13,623 |
| 2026-08-04 | Spencer Courtney | Open-market sale | 153.796 | $43.68 | 0 |
| 2026-08-03 | WILLIAMS WILLIAM L. III | Open-market sale | 8,400 | $43.08 | 1,114,125.862 |
| 2026-07-28 | Moroz Mark Michael | Open-market sale | 6,100 | $42.08 | 12,110 |
| 2026-07-27 | LUCHT DAVID G | Open-market sale | 3,000 | $42.13 | 15,623 |
| 2026-07-01 | Diffley Matthew S | — | — | — | 0 |
| 2026-07-01 | WILLIAMS WILLIAM L. III | Open-market sale | 5,796 | $41.78 | 1,122,525.862 |
| 2026-07-01 | WILLIAMS WILLIAM L. III | Open-market sale | 2,604 | $41.23 | 1,128,321.862 |
| 2026-06-24 | WILLIAMS WILLIAM L. III | Open-market sale | 8,400 | $40.05 | 1,130,925.862 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.