SEC Form 4 · Updated Daily
PFG
— PRINCIPAL FINANCIAL GROUP, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Houston Daniel Joseph | Director | 271,613 | 2025-06-27 | A |
| ZIMPLEMAN LARRY D | Director | 263,514 | 2016-03-25 | A |
| GELATT DANIEL | Director | 193,824 | 2020-06-26 | A |
| STRABLE-SOETHOUT DEANNA D | Officer | 174,460 | 2026-09-25 | A |
| MCCAUGHAN JAMES P | Officer | 169,329 | 2018-09-04 | M |
| GRISWELL J BARRY | Director | 155,870 | 2010-04-05 | S |
| Halter Patrick Gregory | Director | 140,562 | 2024-03-28 | A |
| Friedrich Amy Christine | Officer | 109,440 | 2026-09-25 | A |
| SHAFF KAREN E | 10%+ Owner · Officer | 102,780 | 2020-06-26 | A |
| Lamarque Natalie | Officer | 100,573 | 2025-06-27 | A |
| Lillis Terrance | Director | 99,715 | 2017-03-31 | A |
| Carter Miller Jocelyn | Director | 91,979 | 2026-09-25 | A |
| ASCHENBRENNER JOHN E | Officer | 88,803 | 2009-12-04 | A |
| SCHOLTEN GARY P | Officer | 86,268 | 2020-02-24 | A |
| LITTLEFIELD CHRISTOPHER J | Officer | 77,279 | 2026-09-25 | A |
| Cheong Wee Yee | Officer | 67,173 | 2026-09-25 | A |
| Bhatia Kamal | Officer | 65,869 | 2026-09-25 | A |
| Eucher Ralph Craig | Officer | 59,916 | 2015-02-23 | A |
| Dunbar Timothy Mark | Reporting Owner | 58,584 | 2021-02-25 | S |
| DAN MICHAEL T | Director | 54,970 | 2023-03-31 | A |
| BERNARD BETSY J | Director | 54,068 | 2020-12-21 | A |
| OKEEFE MARY A | Officer | 53,757 | 2014-02-24 | A |
| Everett Nora Mary | Officer | 49,240 | 2019-03-29 | A |
| LAWLER JULIA M | Reporting Owner | 48,610 | 2021-02-22 | S |
| DRURY DAVID Y | Director | 48,014 | 2007-03-12 | M |
| SORENSEN NORMAN R | Director | 47,798 | 2012-02-27 | F |
| Agrawal Vivek | Officer | 46,762 | 2026-09-25 | A |
| Kay Kathleen B | Officer | 44,683 | 2026-09-25 | A |
| Tallett Elizabeth E | Director | 44,432 | 2021-05-20 | S |
| Pitz Joel | Officer | 44,224 | 2026-09-25 | A |
| HOCHSCHILD ROGER C | Director | 41,762 | 2026-09-25 | A |
| McCullum Kenneth A. | Officer | 41,141 | 2026-09-25 | A |
| Walker Roberto | Officer | 40,433 | 2023-06-30 | A |
| Pickerell Blair | Director | 40,100 | 2026-09-25 | A |
| COSTLEY GARY E | Director | 36,997 | 2016-03-25 | A |
| Mills Scott | Director | 36,386 | 2026-09-25 | A |
| KEYSER RICHARD L | Director | 36,308 | 2015-03-27 | A |
| HELTON SANDRA L | Director | 35,747 | 2022-10-19 | S |
| Schaaf Renee V. | Officer | 32,278 | 2022-08-15 | S |
| Nordin Diane C | Director | 31,548 | 2026-09-25 | A |
| LAMALE ELLEN Z | Officer | 29,242 | 2010-12-03 | A |
| GERSIE MICHAEL H | Officer | 28,440 | 2008-02-28 | F |
| Valdes Luis E. | Officer | 27,668 | 2023-12-20 | A |
| FERRO DENNIS H | Director | 27,228 | 2018-03-29 | A |
| Auerbach Jonathan | Director | 23,112 | 2026-09-25 | A |
| Brown Timothy W. | Officer | 22,442 | 2026-09-25 | A |
| Djurasovic George | Officer | 21,906 | 2026-04-28 | S |
| MATHRANI ARJUN K | Director | 21,654 | 2012-03-30 | A |
| Richer Clare Stack | Director | 21,550 | 2026-09-25 | A |
| Elming Gregory Bernard | Officer | 20,843 | 2017-12-28 | A |
| Beams Mary E. | Director | 17,066 | 2026-09-25 | A |
| RIVERA ALFREDO | Director | 16,624 | 2026-09-25 | A |
| Muruzabal Claudio | Director | 13,699 | 2026-09-25 | A |
| Mitchell H Elizabeth | Director | 13,278 | 2026-09-25 | A |
| KERR WILLIAM T | Reporting Owner | 13,235 | 2009-12-04 | A |
| Maestri Luca | Officer | 12,007 | 2015-03-27 | A |
| Lagomarcino Mark S. | Officer | 10,818 | 2022-06-24 | A |
| Vaughan Therese M | Director | 5,324 | 2008-12-05 | A |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-25 | STRABLE-SOETHOUT DEANNA D | Grant / award | 42 | $0.00 | 53,584 |
| 2026-09-25 | STRABLE-SOETHOUT DEANNA D | Grant / award | 593 | $0.00 | 174,460 |
| 2026-09-25 | HOCHSCHILD ROGER C | Grant / award (derivative) | 218 | $114.77 | 29,892 |
| 2026-09-25 | HOCHSCHILD ROGER C | Grant / award | 285 | $0.00 | 41,762 |
| 2026-09-25 | Mills Scott | Grant / award (derivative) | 150 | $114.75 | 20,643 |
| 2026-09-25 | Mills Scott | Grant / award | 246 | $0.00 | 36,386 |
| 2026-09-25 | Friedrich Amy Christine | Grant / award | 577 | $0.00 | 109,440 |
| 2026-09-25 | Kay Kathleen B | Grant / award | 383 | $0.00 | 44,683 |
| 2026-09-25 | Bhatia Kamal | Grant / award | 415 | $0.00 | 65,869 |
| 2026-09-25 | Pitz Joel | Grant / award | 2 | $0.00 | 2,930 |
| 2026-09-25 | Pitz Joel | Grant / award | 226 | $0.00 | 44,224 |
| 2026-09-25 | McCullum Kenneth A. | Grant / award | 71 | $0.00 | 41,141 |
| 2026-09-25 | LITTLEFIELD CHRISTOPHER J | Grant / award | 538 | $0.00 | 77,279 |
| 2026-09-25 | Cheong Wee Yee | Grant / award | 354 | $0.00 | 67,173 |
| 2026-09-25 | Agrawal Vivek | Grant / award | 226 | $0.00 | 46,762 |
| 2026-09-25 | Brown Timothy W. | Grant / award | 163 | $0.00 | 22,442 |
| 2026-09-25 | RIVERA ALFREDO | Grant / award (derivative) | 24 | $114.77 | 3,303 |
| 2026-09-25 | RIVERA ALFREDO | Grant / award | 113 | $0.00 | 16,624 |
| 2026-09-25 | Carter Miller Jocelyn | Grant / award | 648 | $0.00 | 91,979 |
| 2026-09-25 | Mitchell H Elizabeth | Grant / award | 78 | $0.00 | 13,278 |
| 2026-09-25 | Richer Clare Stack | Grant / award | 138 | $0.00 | 21,550 |
| 2026-09-25 | Pickerell Blair | Grant / award | 273 | $0.00 | 40,100 |
| 2026-09-25 | Nordin Diane C | Grant / award | 211 | $0.00 | 31,548 |
| 2026-09-25 | Muruzabal Claudio | Grant / award | 97 | $0.00 | 13,699 |
| 2026-09-25 | Beams Mary E. | Grant / award | 105 | $0.00 | 17,066 |
| 2026-09-25 | Auerbach Jonathan | Grant / award | 161 | $0.00 | 23,112 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Option exercise (derivative) | 18,380 | $63.98 | 0 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Disposition to issuer | 55,140 | $120.60 | 173,867 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Grant / award | 18,380 | $63.98 | 229,007 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Grant / award | 18,380 | $63.98 | 210,627 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Grant / award | 18,380 | $63.98 | 192,247 |
| 2026-08-07 | Friedrich Amy Christine | Option exercise (derivative) | 11,893 | $63.98 | 0 |
| 2026-08-07 | Friedrich Amy Christine | Disposition to issuer | 35,680 | $113.80 | 108,863 |
| 2026-08-07 | Friedrich Amy Christine | Grant / award | 35,680 | $63.98 | 144,543 |
| 2026-06-26 | McCullum Kenneth A. | Grant / award | 73 | $0.00 | 41,070 |
| 2026-06-26 | STRABLE-SOETHOUT DEANNA D | Grant / award | 44 | $0.00 | 53,542 |
| 2026-06-26 | STRABLE-SOETHOUT DEANNA D | Grant / award | 612 | $0.00 | 173,867 |
| 2026-06-26 | Agrawal Vivek | Grant / award | 234 | $0.00 | 46,536 |
| 2026-06-26 | Cheong Wee Yee | Grant / award | 368 | $0.00 | 66,819 |
| 2026-06-26 | Friedrich Amy Christine | Grant / award | 599 | $0.00 | 108,863 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.