SEC Form 4 · Updated Daily
RBB
— RBB BANCORP OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Kao James | Director | 566,724 | 2026-05-21 | M |
| Kao Christina | Director | 226,014 | 2026-05-21 | M |
| Yeh Jeffrey | Officer | 59,973 | 2026-05-08 | F |
| Wong Lee Joyce | Director | 53,887 | 2026-05-21 | M |
| LIN CHUANG I | Director | 52,047 | 2026-05-21 | M |
| Morris David Richard | Director | 43,422 | 2026-06-04 | S |
| LEE JOHNNY C | Director · Officer | 18,195 | 2026-07-20 | F |
| Liu Vincent | Officer | 17,325 | 2026-03-20 | F |
| Huang Tsu Te | Officer | 16,158 | 2026-05-08 | F |
| Polakoff Scott | Director | 15,190 | 2026-05-21 | M |
| Franko Robert | Director | 14,804 | 2026-05-21 | M |
| Pannu Geraldine | Director | 8,267 | 2026-05-21 | M |
| Wong Frank | Director | 7,067 | 2026-05-21 | M |
| HOPKINS LYNN M | Officer | 6,269 | 2026-05-08 | F |
| Chang Ashley | Officer | 3,356 | 2026-05-08 | F |
| Rizkalla Mina S. | Officer | 1,447 | 2026-05-08 | F |
| Hanson Diana | Officer | 983 | 2026-08-19 | F |
| Bennett Bill | Director | 700 | 2026-05-21 | M |
| Fan Gary | Officer | 0 | 2026-05-26 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-08-19 | Hanson Diana | Option exercise (derivative) | 767 | $0.00 | 1,533 |
| 2026-08-19 | Hanson Diana | Tax withholding | 276 | $26.40 | 983 |
| 2026-08-19 | Hanson Diana | Option exercise | 767 | $0.00 | 1,259 |
| 2026-07-20 | LEE JOHNNY C | Option exercise (derivative) | 5,500 | $0.00 | 0 |
| 2026-07-20 | LEE JOHNNY C | Tax withholding | 1,974 | $26.74 | 18,195 |
| 2026-07-20 | LEE JOHNNY C | Option exercise | 5,500 | $0.00 | 20,169 |
| 2026-06-04 | Morris David Richard | Open-market sale | 1,946 | $23.99 | 43,422 |
| 2026-05-26 | Fan Gary | Open-market sale | 2,368 | $24.01 | 0 |
| 2026-05-21 | Morris David Richard | Option exercise (derivative) | 1,946 | $0.00 | 700 |
| 2026-05-21 | Morris David Richard | Grant / award (derivative) | 2,646 | $0.00 | 2,646 |
| 2026-05-21 | Morris David Richard | Option exercise | 1,946 | $0.00 | 45,368 |
| 2026-05-21 | Wong Frank | Option exercise (derivative) | 1,846 | $0.00 | 700 |
| 2026-05-21 | Wong Frank | Grant / award (derivative) | 2,546 | $0.00 | 2,546 |
| 2026-05-21 | Wong Frank | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | Wong Frank | Option exercise | 1,846 | $0.00 | 7,067 |
| 2026-05-21 | Wong Frank | Option exercise | 700 | $0.00 | 5,221 |
| 2026-05-21 | Polakoff Scott | Option exercise (derivative) | 1,846 | $0.00 | 700 |
| 2026-05-21 | Polakoff Scott | Grant / award (derivative) | 2,546 | $0.00 | 2,546 |
| 2026-05-21 | Polakoff Scott | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | Polakoff Scott | Option exercise | 1,846 | $0.00 | 15,190 |
| 2026-05-21 | Polakoff Scott | Option exercise | 700 | $0.00 | 13,344 |
| 2026-05-21 | Franko Robert | Option exercise (derivative) | 2,162 | $0.00 | 700 |
| 2026-05-21 | Franko Robert | Grant / award (derivative) | 2,862 | $0.00 | 2,862 |
| 2026-05-21 | Franko Robert | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | Franko Robert | Option exercise | 2,162 | $0.00 | 14,804 |
| 2026-05-21 | Franko Robert | Option exercise | 700 | $0.00 | 12,642 |
| 2026-05-21 | LIN CHUANG I | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | LIN CHUANG I | Option exercise | 700 | $0.00 | 52,047 |
| 2026-05-21 | Bennett Bill | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | Bennett Bill | Option exercise | 700 | $0.00 | 700 |
| 2026-05-21 | Pannu Geraldine | Option exercise (derivative) | 1,846 | $0.00 | 700 |
| 2026-05-21 | Pannu Geraldine | Grant / award (derivative) | 2,546 | $0.00 | 2,546 |
| 2026-05-21 | Pannu Geraldine | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | Pannu Geraldine | Option exercise | 1,846 | $0.00 | 8,267 |
| 2026-05-21 | Pannu Geraldine | Option exercise | 700 | $0.00 | 6,421 |
| 2026-05-21 | Wong Lee Joyce | Option exercise (derivative) | 2,062 | $0.00 | 700 |
| 2026-05-21 | Wong Lee Joyce | Grant / award (derivative) | 2,762 | $0.00 | 2,762 |
| 2026-05-21 | Wong Lee Joyce | Option exercise (derivative) | 700 | $0.00 | 0 |
| 2026-05-21 | Wong Lee Joyce | Option exercise | 2,062 | $0.00 | 53,887 |
| 2026-05-21 | Wong Lee Joyce | Option exercise | 700 | $0.00 | 51,825 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.