SEC Form 4 · Updated Daily

RMCF

— ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Ownership

Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

Financials Ownership

Current Reporting Owners

Owner	Role	Shares Owned	As Of	Last Activity
GLOBAL VALUE INVESTMENT CORP.	10%+ Owner	1,971,306	2026-01-16	P
GEYGAN JAMES	Reporting Owner	1,971,306	2026-01-16	P
Wilke Stacy	Reporting Owner	1,971,306	2026-01-16	P
Geygan Kathleen	Reporting Owner	1,971,306	2026-01-16	P
GVP 2021-A, L.P.	Reporting Owner	1,971,306	2026-01-16	P
GVP 2021-A, LLC	Reporting Owner	1,971,306	2026-01-16	P
Rice Shawn G	Reporting Owner	1,971,306	2026-01-16	P
GEYGAN JEFFREY RICHART	10%+ Owner · Director	1,775,873	2026-09-09	J
American Heritage Railways, Inc.	10%+ Owner	860,000	2026-05-04	S
Craig Steven Lynn	Director	364,289	2026-09-01	A
HARPER ALLEN C	10%+ Owner · Director	124,519	2026-07-08	A
Cass Carrie E	Officer	124,263	2026-03-05	A
KEATING MELVIN L	Director	103,079	2026-09-01	A
Quinn Brian J	Director	98,961	2026-09-01	A
Perez Jacome Friscione Alberto	Director	79,016	2026-09-01	A

Recent Filings

Date	Owner	Activity	Shares	Price	Owned After
2026-09-09	GEYGAN JEFFREY RICHART	J	16,605	—	1,775,873
2026-09-01	GEYGAN JEFFREY RICHART	Grant / award	55,622	—	244,563
2026-09-01	Perez Jacome Friscione Alberto	Grant / award	55,622	$0.00	79,016
2026-09-01	Quinn Brian J	Grant / award	55,622	$0.00	98,961
2026-09-01	KEATING MELVIN L	Grant / award	55,622	$0.00	103,079
2026-09-01	Craig Steven Lynn	Grant / award	55,622	$0.00	364,289
2026-08-31	GEYGAN JEFFREY RICHART	Grant / award	3,900	—	188,941
2026-08-26	Perez Jacome Friscione Alberto	Grant / award	7,000	$0.00	23,394
2026-08-26	Quinn Brian J	Grant / award	7,000	$0.00	43,339
2026-08-26	KEATING MELVIN L	Grant / award	7,000	$0.00	47,457
2026-07-08	HARPER ALLEN C	Grant / award	107,399	$0.00	124,519
2026-05-04	American Heritage Railways, Inc.	Open-market sale	50,000	$2.45	860,000
2026-05-04	HARPER ALLEN C	Open-market sale	50,000	$2.45	860,000
2026-05-01	American Heritage Railways, Inc.	Open-market sale	35,900	$2.45	910,000
2026-05-01	HARPER ALLEN C	Open-market sale	35,900	$2.45	910,000
2026-03-05	Cass Carrie E	Grant / award	54,263	$0.00	124,263
2026-03-05	American Heritage Railways, Inc.	Open-market sale	8,918	$2.60	945,900
2026-03-05	HARPER ALLEN C	Open-market sale	8,918	$2.60	945,900
2026-03-04	American Heritage Railways, Inc.	Open-market sale	11,297	$2.60	954,818
2026-03-04	HARPER ALLEN C	Open-market sale	11,297	$2.60	954,818
2026-02-27	American Heritage Railways, Inc.	Open-market sale	5,241	$2.60	966,115
2026-02-27	HARPER ALLEN C	Open-market sale	5,241	$2.60	966,115
2026-02-26	American Heritage Railways, Inc.	Open-market sale	18,715	$2.61	971,356
2026-02-26	HARPER ALLEN C	Open-market sale	18,715	$2.61	971,356
2026-02-25	American Heritage Railways, Inc.	Open-market sale	430	$2.60	990,071
2026-02-25	HARPER ALLEN C	Open-market sale	430	$2.60	990,071
2026-02-20	American Heritage Railways, Inc.	Open-market sale	7,499	$2.60	990,501
2026-02-20	HARPER ALLEN C	Open-market sale	7,499	$2.60	990,501
2026-02-19	American Heritage Railways, Inc.	Open-market sale	2,000	$2.62	998,000
2026-02-19	HARPER ALLEN C	Open-market sale	2,000	$2.62	998,000
2026-01-16	Rice Shawn G	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	Geygan Kathleen	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	Wilke Stacy	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	GEYGAN JAMES	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	GEYGAN JEFFREY RICHART	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	GVP 2021-A, LLC	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	GVP 2021-A, L.P.	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	GLOBAL VALUE INVESTMENT CORP.	Open-market buy	11,300	$1.98	1,971,306
2026-01-16	GEYGAN JEFFREY RICHART	Open-market buy	11,300	$1.98	1,792,478
2025-12-22	KEATING MELVIN L	Grant / award	25,248	$0.00	40,457

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.