SEC Form 4 · Updated Daily
SMBK
— SmartFinancial, Inc. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Phillips Ottis H | Director | 229,800 | 2023-01-26 | A |
| Ogle David Austin | Director | 197,451 | 2026-01-29 | A |
| Barrett Victor Lynn | Director | 151,724 | 2026-06-10 | P |
| Miller Ted Charles | Director | 142,764 | 2025-01-16 | A |
| Carroll William Young Jr. | Director · Officer | 133,094 | 2026-03-10 | A |
| Welborn Wesley Miller | Director | 100,010 | 2026-03-10 | A |
| Miller Clifton N | Director | 92,751 | 2020-05-27 | S |
| Whaley Keith Edward | Director | 87,369 | 2026-01-29 | A |
| Wolpert Geoffrey Alan | Director | 55,357 | 2026-05-19 | G |
| LEE JERRY D | Director · Officer | 50,500 | 2007-08-15 | P |
| Tucker Steven B. | Director | 47,222 | 2026-10-23 | S |
| Yoder William L | Officer | 43,731 | 2020-01-22 | A |
| Wicks James Beaumont | Director | 41,364 | 2020-01-23 | A |
| PAYNE DOYCE G MD | Director | 41,051 | 2018-01-25 | A |
| Davis Gregory L. | Officer | 38,215 | 2023-09-29 | F |
| Kuhn Robert Wade Jr. | Officer | 34,510 | 2018-09-06 | M |
| Carroll William Young Sr. | Director · Officer | 29,468 | 2020-03-12 | P |
| LEVINE LAWRENCE D | Director | 27,529 | 2012-05-17 | S |
| Gorczynski Ronald J | Officer | 24,729 | 2026-03-10 | A |
| JONES GREGORY B | Director · Officer | 24,700 | 2006-08-15 | M |
| Ackermann Cathy G | Director | 19,831 | 2026-06-04 | P |
| Coxwell John H Sr | Officer | 19,387 | 2016-09-23 | M |
| Petty Gary Wayne Jr | Officer | 18,565 | 2025-01-01 | F |
| HUGHES NATHANIEL F | Officer | 16,161 | 2015-09-30 | P |
| Berke Monique | Director | 13,136 | 2022-05-26 | A |
| Boyd Rebecca C | Officer | 12,342 | 2026-03-10 | A |
| Cain Cynthia A | Officer | 12,214 | 2026-03-10 | A |
| Jordan Rhett D. | Officer | 10,942 | 2026-10-26 | S |
| Johnson C Bryan | Officer | 10,225 | 2018-11-02 | P |
| Fussell David | Director | 7,500 | 2014-03-01 | A |
| Schrodt Martin E | Officer | 7,251 | 2026-03-10 | A |
| McDonald Frank S | Director | 4,278 | 2018-01-25 | A |
| Trumpp Jarrod M | Officer | 2,990 | 2026-03-10 | A |
| White Kimberly | Director | 2,516 | 2009-09-09 | P |
| Shomaker Kelli D | Director | 2,120 | 2026-05-04 | P |
| PRESLEY JOHN M | Director | 0 | 2024-12-09 | S |
| YESSICK MARSHA | Director | 0 | 2015-08-28 | D |
| Watson Robert B | Officer | 0 | 2015-08-28 | D |
| Vercoe James Robert Jr. | Officer | 0 | 2015-08-28 | D |
| DRIVER B KENNETH | Director | 0 | 2015-08-28 | D |
| WIGGINS BILLY O | Director | 0 | 2015-08-28 | D |
| FILLAUER KARL | Director | 0 | 2015-08-28 | D |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-10-26 | Jordan Rhett D. | Open-market sale | 200 | $49.80 | 10,942 |
| 2026-10-23 | Tucker Steven B. | Open-market sale | 3,500 | $49.50 | 47,222 |
| 2026-09-14 | Jordan Rhett D. | Open-market sale | 230 | $52.05 | 11,142 |
| 2026-08-04 | Jordan Rhett D. | Open-market sale | 430 | $52.75 | 11,372 |
| 2026-06-12 | Jordan Rhett D. | Open-market sale | 400 | $45.00 | 11,802 |
| 2026-06-10 | Barrett Victor Lynn | Open-market buy | 3,000 | $43.78 | 151,724 |
| 2026-06-04 | Ackermann Cathy G | Open-market buy | 3,000 | $42.12 | 19,831 |
| 2026-05-19 | Wolpert Geoffrey Alan | Gift | 31,118 | $0.00 | 34,059 |
| 2026-05-19 | Wolpert Geoffrey Alan | Gift | 31,118 | $0.00 | 55,357 |
| 2026-05-18 | Wolpert Geoffrey Alan | Gift | 24,849 | $0.00 | 65,178 |
| 2026-05-04 | Shomaker Kelli D | Open-market buy | 290 | $41.30 | 2,120 |
| 2026-05-01 | Wolpert Geoffrey Alan | Gift | 23,721 | $0.00 | 90,027 |
| 2026-05-01 | Wolpert Geoffrey Alan | Gift | 23,721 | $0.00 | 24,238 |
| 2026-04-24 | Jordan Rhett D. | Open-market sale | 500 | $41.85 | 12,202 |
| 2026-03-10 | Carroll William Young Jr. | Grant / award | 9,450 | $0.00 | 133,094 |
| 2026-03-10 | Welborn Wesley Miller | Grant / award | 3,542 | $0.00 | 100,010 |
| 2026-03-10 | Gorczynski Ronald J | Grant / award | 3,752 | $0.00 | 24,729 |
| 2026-03-10 | Jordan Rhett D. | Grant / award | 3,414 | $0.00 | 12,702 |
| 2026-03-10 | Cain Cynthia A | Grant / award | 2,052 | $0.00 | 12,214 |
| 2026-03-10 | Trumpp Jarrod M | Grant / award | 990 | $0.00 | 2,990 |
| 2026-03-10 | Schrodt Martin E | Grant / award | 1,998 | $0.00 | 7,251 |
| 2026-03-10 | Boyd Rebecca C | Grant / award | 1,913 | $0.00 | 12,342 |
| 2026-02-09 | Welborn Wesley Miller | Open-market buy | 835 | $43.13 | 96,468 |
| 2026-01-29 | Barrett Victor Lynn | Grant / award | 808 | $0.00 | 148,724 |
| 2026-01-29 | Ogle David Austin | Grant / award | 808 | $0.00 | 197,451 |
| 2026-01-29 | Shomaker Kelli D | Grant / award | 808 | $0.00 | 1,830 |
| 2026-01-29 | Tucker Steven B. | Grant / award | 808 | $0.00 | 50,722 |
| 2026-01-29 | Whaley Keith Edward | Grant / award | 808 | $0.00 | 87,369 |
| 2026-01-29 | Wolpert Geoffrey Alan | Grant / award | 808 | $0.00 | 100,376 |
| 2026-01-29 | Ackermann Cathy G | Grant / award | 808 | $0.00 | 16,831 |
| 2026-01-27 | Shomaker Kelli D | Open-market buy | 255 | $39.38 | 1,022 |
| 2026-01-01 | Welborn Wesley Miller | Tax withholding | 1,305 | $36.99 | 95,633 |
| 2026-01-01 | Boyd Rebecca C | Tax withholding | 445 | $36.99 | 10,408 |
| 2026-01-01 | Cain Cynthia A | Tax withholding | 445 | $36.99 | 10,142 |
| 2026-01-01 | Carroll William Young Jr. | Tax withholding | 1,807 | $36.99 | 123,644 |
| 2026-01-01 | Gorczynski Ronald J | Tax withholding | 842 | $36.99 | 20,936 |
| 2026-01-01 | Jordan Rhett D. | Tax withholding | 816 | $36.99 | 9,288 |
| 2025-12-10 | Tucker Steven B. | Open-market sale | 10,625 | $38.01 | 49,914 |
| 2025-11-18 | Jordan Rhett D. | Open-market sale | 250 | $35.00 | 10,104 |
| 2025-07-24 | Shomaker Kelli D | Grant / award | 767 | $0.00 | 767 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.