SEC Form 4 · Updated Daily
SONM
— DNA X, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| AJP Holding Company, LLC | 10%+ Owner | 19,463,452 | 2022-08-08 | P |
| B. Riley Financial, Inc. | 10%+ Owner | 5,563,843 | 2021-08-23 | S |
| RILEY BRYANT R | 10%+ Owner | 5,563,843 | 2021-08-23 | S |
| BRC Partners Management GP, LLC | 10%+ Owner | 5,563,843 | 2021-08-23 | S |
| B. RILEY PRINCIPAL INVESTMENTS, LLC | 10%+ Owner | 5,563,843 | 2021-08-23 | S |
| B. RILEY CAPITAL MANAGEMENT, LLC | 10%+ Owner | 5,563,843 | 2021-08-23 | S |
| BRC Partners Opportunity Fund, LP | 10%+ Owner | 5,563,843 | 2021-08-23 | S |
| Nokomis Capital, L.L.C. | 10%+ Owner | 2,995,703 | 2020-05-21 | S |
| Hendrickson Brett | 10%+ Owner | 2,995,703 | 2020-05-21 | S |
| Narula Ashima | 10%+ Owner | 1,946,345 | 2025-03-11 | — |
| Orbic North America LLC | 10%+ Owner | 1,946,345 | 2025-03-11 | — |
| Narula Parveen | 10%+ Owner | 1,946,345 | 2025-03-11 | — |
| MORGAN STANLEY | 10%+ Owner | 846,629 | 2021-10-12 | S |
| Wilkinson Thomas Wiley | Director | 727,500 | 2020-06-09 | P |
| Plaschke Robert | Director · Officer | 504,250 | 2019-05-22 | S |
| LYTTON LAURENCE W | 10%+ Owner | 400,514 | 2025-06-26 | S |
| TIRVA ROBERT L. | Officer | 315,348 | 2022-07-13 | S |
| Liu Hao Peter | Director · Officer | 269,388 | 2025-02-06 | A |
| DNA Holdings Venture Inc. | 10%+ Owner | 223,201 | 2025-12-15 | — |
| Howe Alan B | Director | 176,403 | 2023-03-24 | P |
| Principe Jose Carlos | Director | 149,426 | 2022-11-18 | A |
| Hochschild Maurice | Director | 134,000 | 2020-06-09 | P |
| Johnson Jeffrey D | Director | 119,000 | 2020-06-09 | A |
| NAUMANN KENNETH DALE | Director | 66,265 | 2021-06-17 | A |
| Becher Charles | Officer | 62,668 | 2025-04-23 | S |
| MULICA MICHAEL C | Director | 54,071 | 2026-02-09 | A |
| Steenstra Jack | Director | 49,139 | 2025-04-23 | S |
| Cassano James S | Director | 49,126 | 2025-04-23 | S |
| Kneuer John | Director | 40,220 | 2021-11-12 | A |
| SWENSON SUSAN | Director | 39,806 | 2021-11-12 | A |
| WALKER JAMES M | Officer | 38,000 | 2019-05-09 | — |
| Crolius Clayton | Officer | 36,719 | 2026-02-09 | A |
| B. Riley FBR, Inc. | 10%+ Owner | 25,500 | 2019-10-30 | — |
| Young Kenneth M | Officer | 25,500 | 2019-10-30 | P |
| Wang Jeffrey | 10%+ Owner · Director | 21,301 | 2025-04-23 | S |
| Thangadurai George | Director | 723 | 2025-07-18 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-02-09 | MULICA MICHAEL C | Grant / award | 50,000 | $0.00 | 54,071 |
| 2026-02-09 | Crolius Clayton | Grant / award | 35,000 | $0.00 | 36,719 |
| 2025-12-15 | DNA Holdings Venture Inc. | — | — | — | 223,201 |
| 2025-07-18 | Thangadurai George | — | — | — | 723 |
| 2025-06-30 | LYTTON LAURENCE W | Open-market sale | 400,514 | $1.39 | 0 |
| 2025-06-26 | LYTTON LAURENCE W | Open-market sale | 466,402 | $1.50 | 400,514 |
| 2025-05-12 | LYTTON LAURENCE W | — | — | — | 866,916 |
| 2025-05-12 | LYTTON LAURENCE W | — | — | — | 800,000 |
| 2025-04-23 | Steenstra Jack | Open-market sale | 23,381 | $1.45 | 49,139 |
| 2025-04-23 | Wang Jeffrey | Open-market sale | 4,478 | $1.45 | 21,301 |
| 2025-04-23 | Cassano James S | Open-market sale | 23,381 | $1.45 | 49,126 |
| 2025-04-23 | Crolius Clayton | Open-market sale | 11,634 | $1.45 | 30,958 |
| 2025-04-23 | MULICA MICHAEL C | Open-market sale | 27,818 | $1.45 | 73,292 |
| 2025-04-23 | Becher Charles | Open-market sale | 31,326 | $1.45 | 62,668 |
| 2025-03-31 | Cassano James S | Grant / award | 46,728 | $0.00 | 72,507 |
| 2025-03-31 | Steenstra Jack | Grant / award | 46,728 | $0.00 | 72,520 |
| 2025-03-31 | MULICA MICHAEL C | Grant / award | 46,728 | $0.00 | 101,110 |
| 2025-03-11 | Narula Parveen | — | — | — | 1,946,345 |
| 2025-03-11 | Narula Parveen | — | — | — | 1,000 |
| 2025-03-11 | Orbic North America LLC | — | — | — | 1,946,345 |
| 2025-03-11 | Orbic North America LLC | — | — | — | 1,000 |
| 2025-03-11 | Narula Ashima | — | — | — | 1,946,345 |
| 2025-03-11 | Narula Ashima | — | — | — | 1,000 |
| 2025-02-20 | LYTTON LAURENCE W | — | — | — | 866,916 |
| 2025-02-06 | Liu Hao Peter | Grant / award | 63,604 | $0.00 | 269,388 |
| 2025-02-06 | Crolius Clayton | Grant / award | 33,922 | $0.00 | 42,592 |
| 2025-02-06 | Becher Charles | Grant / award | 70,671 | $0.00 | 93,994 |
| 2024-11-13 | MULICA MICHAEL C | Open-market sale | 2,559 | $3.28 | 54,382 |
| 2024-11-12 | MULICA MICHAEL C | Grant / award | 14,124 | $0.00 | 56,941 |
| 2024-07-19 | Wang Jeffrey | Open-market sale | 1,623 | $3.67 | 25,779 |
| 2024-07-19 | Cassano James S | Open-market sale | 1,623 | $3.68 | 25,779 |
| 2024-07-19 | Steenstra Jack | Open-market sale | 1,623 | $3.67 | 25,792 |
| 2024-06-21 | Wang Jeffrey | Open-market sale | 36,016 | $0.69 | 274,011 |
| 2024-06-21 | Cassano James S | Open-market sale | 36,015 | $0.69 | 274,012 |
| 2024-06-21 | Steenstra Jack | Open-market sale | 35,882 | $0.69 | 274,145 |
| 2024-06-21 | MULICA MICHAEL C | Open-market sale | 36,016 | $0.69 | 428,156 |
| 2024-06-20 | Wang Jeffrey | Grant / award | 78,947 | $0.00 | 310,027 |
| 2024-06-20 | Cassano James S | Grant / award | 78,947 | $0.00 | 310,027 |
| 2024-06-20 | Steenstra Jack | Grant / award | 78,947 | $0.00 | 310,027 |
| 2024-06-20 | MULICA MICHAEL C | Grant / award | 78,947 | $0.00 | 464,172 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.