SEC Form 4 · Updated Daily
TMP
— TOMPKINS FINANCIAL CORPORATION OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| SPAIN MICHAEL H | Director | 139,414.549 | 2026-01-15 | M |
| GATES REEDER D | Director | 99,517 | 2007-05-14 | J |
| SPAIN JR WILLIAM D | Director | 76,491 | 2006-05-31 | S |
| ROMAINE STEPHEN S | Director · Officer | 71,620.697 | 2026-07-28 | M |
| Achzet Russell K | Director | 62,795 | 2009-08-19 | S |
| HARDIE JAMES R | Director | 62,000 | 2015-05-07 | G |
| ALEXANDER JOHN E | Director | 53,202.39 | 2023-05-17 | P |
| BYRNES JAMES J | Director | 45,236 | 2014-05-07 | P |
| FULMER JAMES W | Director | 39,393.03 | 2023-07-31 | G |
| YUNKER CRAIG | Director | 30,874.7 | 2022-03-01 | M |
| FETSKO FRANCIS M | Officer | 27,884 | 2023-02-06 | F |
| STEWART DONALD S | Officer | 27,165 | 2007-03-01 | S |
| KLEIN GERALD J JR | Officer | 25,296 | 2021-11-04 | S |
| HARTZ GREGORY J | Officer | 23,554.77 | 2022-12-01 | G |
| VALENTI SUSAN M. | Officer | 21,508.41 | 2024-08-02 | M |
| BOYCE DAVID S | Officer | 20,818 | 2025-10-31 | D |
| MILEWSKI FRANK C | Director | 19,041.02 | 2021-08-16 | P |
| UPDIKE LAWRENCE A | Officer | 18,627 | 2008-02-06 | M |
| McKenna John M | Officer | 17,284.915 | 2026-08-07 | M |
| WEBER ALFRED J | Director | 14,689.97 | 2024-10-04 | A |
| GRUBER SCOTT L | Officer | 14,651.18 | 2021-11-22 | M |
| Rochon Thomas R. | Director | 13,350.45 | 2025-01-15 | M |
| MCClurg John D | Director | 12,834 | 2024-08-29 | P |
| Rahilly Ita M | Director | 11,849.391 | 2026-05-26 | P |
| BANTLE ROBERT B | Officer | 11,675 | 2012-11-07 | M |
| Fontaine Alyssa H | Officer | 10,888.788 | 2026-09-02 | M |
| GARNER STEPHEN E | Officer | 9,500 | 2006-02-27 | M |
| DAVIS ROBERT D | Officer | 9,061 | 2012-08-01 | — |
| SHAY MICHAEL D | Director | 8,762 | 2007-05-14 | — |
| DeMilia David M | Officer | 7,598.106 | 2026-10-16 | M |
| Torcello Diane D | Officer | 7,561.693 | 2026-07-27 | M |
| BATTAGLIA PAUL J. | Director | 7,308.36 | 2024-01-30 | M |
| Johnson Patricia A | Director | 7,258.673 | 2026-10-01 | A |
| Howard Brian A | Officer | 7,066.67 | 2023-11-13 | D |
| Kunkel Ginger G | Officer | 6,075.413 | 2026-05-18 | A |
| Kershaw David | Officer | 5,076.515 | 2026-08-04 | M |
| Lindberg Bonita N | Officer | 4,805.44 | 2024-05-03 | D |
| Tomazin Matthew D | Officer | 4,726.003 | 2025-11-12 | A |
| HAYNES CARL E | Director | 4,701 | 2012-10-12 | P |
| PAGE RICHARD W. | Reporting Owner | 4,456 | 2012-08-31 | M |
| HYLAND ROSEMARY G. | Officer | 4,313.48 | 2016-01-29 | D |
| ROGERS THOMAS J | Officer | 3,740 | 2011-02-07 | M |
| Guarino Charles J | Officer | 3,599 | 2025-11-12 | A |
| Rooney Kathleen M | Reporting Owner | 3,555 | 2012-06-22 | M |
| SALM THOMAS R | Director | 3,488 | 2009-02-25 | P |
| Henry Susan A | Director | 3,132.66 | 2019-01-11 | M |
| PARKER SANDRA A. | Director | 2,598.4 | 2013-11-15 | P |
| Lee Angela B | Director | 2,210 | 2026-10-01 | A |
| Mastin Stacie M | Officer | 2,190.69 | 2025-11-12 | A |
| Coletti Janet M. | Director | 2,000 | 2024-05-16 | P |
| Fessenden Daniel J. | Director | 1,988.221 | 2026-10-01 | A |
| Harrison Elizabeth W | Director | 1,818.88 | 2010-08-16 | L |
| Angelis Stephen M | Officer | 1,500 | 2015-11-10 | D |
| Taylor Eric W | Officer | 1,360 | 2026-08-01 | F |
| GRISWOLD WILLIAM W | Director | 600 | 2006-10-31 | S |
| Cribbs Steven W | Officer | 382 | 2022-02-07 | D |
| Anderson Johanna B | Officer | 295.556 | 2025-12-31 | D |
| Huhtala John E | Officer | 230 | 2026-05-28 | — |
| DOLGE RICHARD M | Officer | 0 | 2006-01-31 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-10-16 | DeMilia David M | Option exercise (derivative) | 255 | $0.00 | 0 |
| 2026-10-16 | DeMilia David M | Tax withholding | 227 | $97.58 | 7,371.106 |
| 2026-10-16 | DeMilia David M | Option exercise | 255 | $76.90 | 7,598.106 |
| 2026-10-14 | DeMilia David M | L | 1.042 | $95.97 | 7,343.106 |
| 2026-10-02 | Coletti Janet M. | Grant / award (derivative) | 19.71 | $98.93 | 799.436 |
| 2026-10-02 | Davidson Heidi M | Grant / award (derivative) | 90.211 | $98.93 | 2,906.821 |
| 2026-10-02 | Davidson Heidi M | Grant / award (derivative) | 169.303 | $98.93 | 2,816.61 |
| 2026-10-02 | Eaton Helen | Grant / award (derivative) | 156.922 | $98.93 | 3,297.25 |
| 2026-10-02 | Catarisano Nancy E. | Grant / award (derivative) | 90.211 | $98.93 | 7,639.355 |
| 2026-10-02 | Catarisano Nancy E. | Grant / award (derivative) | 209.229 | $98.93 | 7,549.144 |
| 2026-10-01 | Fessenden Daniel J. | Grant / award | 128 | $97.01 | 1,988.221 |
| 2026-10-01 | Lee Angela B | Grant / award | 216 | $97.01 | 2,210 |
| 2026-10-01 | Johnson Patricia A | Grant / award | 187 | $97.01 | 7,258.673 |
| 2026-09-14 | DeMilia David M | L | 1.002 | $99.84 | 7,342.064 |
| 2026-09-02 | Fontaine Alyssa H | Option exercise (derivative) | 802 | $0.00 | 0 |
| 2026-09-02 | Fontaine Alyssa H | Tax withholding | 713 | $97.56 | 10,175.788 |
| 2026-09-02 | Fontaine Alyssa H | Option exercise | 802 | $76.90 | 10,888.788 |
| 2026-08-12 | DeMilia David M | L | 0.995 | $100.51 | 7,313.846 |
| 2026-08-07 | McKenna John M | Option exercise (derivative) | 802 | $0.00 | 0 |
| 2026-08-07 | McKenna John M | Tax withholding | 712 | $98.73 | 16,572.915 |
| 2026-08-07 | McKenna John M | Option exercise | 802 | $76.90 | 17,284.915 |
| 2026-08-04 | Kershaw David | Option exercise (derivative) | 260 | $0.00 | 0 |
| 2026-08-04 | Kershaw David | Tax withholding | 220 | $101.54 | 4,856.515 |
| 2026-08-04 | Kershaw David | Option exercise | 260 | $76.90 | 5,076.515 |
| 2026-08-01 | Taylor Eric W | Tax withholding | 45 | $99.84 | 1,360 |
| 2026-07-28 | ROMAINE STEPHEN S | Option exercise (derivative) | 1,734 | $0.00 | 0 |
| 2026-07-28 | ROMAINE STEPHEN S | Tax withholding | 1,530 | $101.25 | 70,090.697 |
| 2026-07-28 | ROMAINE STEPHEN S | Option exercise | 1,734 | $76.90 | 71,620.697 |
| 2026-07-27 | Torcello Diane D | Option exercise (derivative) | 250 | $0.00 | 0 |
| 2026-07-27 | Torcello Diane D | Tax withholding | 214 | $99.68 | 7,347.693 |
| 2026-07-27 | Torcello Diane D | Option exercise | 250 | $76.90 | 7,561.693 |
| 2026-07-14 | DeMilia David M | L | 1.084 | $92.29 | 7,312.851 |
| 2026-07-01 | Catarisano Nancy E. | Grant / award (derivative) | 92.162 | $96.84 | 7,289.598 |
| 2026-07-01 | Catarisano Nancy E. | Grant / award (derivative) | 121.592 | $96.84 | 7,197.436 |
| 2026-07-01 | Davidson Heidi M | Grant / award (derivative) | 200.506 | $96.84 | 2,518.002 |
| 2026-07-01 | Davidson Heidi M | Grant / award (derivative) | 92.162 | $96.84 | 2,610.164 |
| 2026-07-01 | Fessenden Daniel J. | Grant / award | 130 | $95.92 | 1,847.51 |
| 2026-07-01 | Johnson Patricia A | Grant / award | 189 | $95.92 | 6,967.637 |
| 2026-07-01 | Coletti Janet M. | Grant / award (derivative) | 20.136 | $96.84 | 774.381 |
| 2026-07-01 | Lee Angela B | Grant / award | 219 | $95.92 | 1,994 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.