SEC Form 4 · Updated Daily
TMP
— TOMPKINS FINANCIAL CORPORATION OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| SPAIN MICHAEL H | Director | 139,414.549 | 2026-01-15 | M |
| ROMAINE STEPHEN S | Director · Officer | 70,090.697 | 2026-07-28 | F |
| McKenna John M | Officer | 16,572.915 | 2026-08-07 | F |
| Rahilly Ita M | Director | 11,849.391 | 2026-05-26 | P |
| Fontaine Alyssa H | Officer | 10,175.788 | 2026-09-02 | F |
| Torcello Diane D | Officer | 7,347.693 | 2026-07-27 | F |
| DeMilia David M | Officer | 7,262.978 | 2026-05-18 | F |
| Johnson Patricia A | Director | 6,967.637 | 2026-07-01 | A |
| Kunkel Ginger G | Officer | 5,874.413 | 2026-05-18 | F |
| Kershaw David | Officer | 4,856.515 | 2026-08-04 | F |
| Tomazin Matthew D | Officer | 4,726.003 | 2025-11-12 | A |
| Lee Angela B | Director | 1,994 | 2026-07-01 | A |
| Fessenden Daniel J. | Director | 1,847.51 | 2026-07-01 | A |
| Taylor Eric W | Officer | 1,360 | 2026-08-01 | F |
| Anderson Johanna B | Officer | 295.556 | 2025-12-31 | D |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-02 | Fontaine Alyssa H | Option exercise (derivative) | 802 | $0.00 | 0 |
| 2026-09-02 | Fontaine Alyssa H | Tax withholding | 713 | $97.56 | 10,175.788 |
| 2026-09-02 | Fontaine Alyssa H | Option exercise | 802 | $76.90 | 10,888.788 |
| 2026-08-07 | McKenna John M | Option exercise (derivative) | 802 | $0.00 | 0 |
| 2026-08-07 | McKenna John M | Tax withholding | 712 | $98.73 | 16,572.915 |
| 2026-08-07 | McKenna John M | Option exercise | 802 | $76.90 | 17,284.915 |
| 2026-08-04 | Kershaw David | Option exercise (derivative) | 260 | $0.00 | 0 |
| 2026-08-04 | Kershaw David | Tax withholding | 220 | $101.54 | 4,856.515 |
| 2026-08-04 | Kershaw David | Option exercise | 260 | $76.90 | 5,076.515 |
| 2026-08-01 | Taylor Eric W | Tax withholding | 45 | $99.84 | 1,360 |
| 2026-07-28 | ROMAINE STEPHEN S | Option exercise (derivative) | 1,734 | $0.00 | 0 |
| 2026-07-28 | ROMAINE STEPHEN S | Tax withholding | 1,530 | $101.25 | 70,090.697 |
| 2026-07-28 | ROMAINE STEPHEN S | Option exercise | 1,734 | $76.90 | 71,620.697 |
| 2026-07-27 | Torcello Diane D | Option exercise (derivative) | 250 | $0.00 | 0 |
| 2026-07-27 | Torcello Diane D | Tax withholding | 214 | $99.68 | 7,347.693 |
| 2026-07-27 | Torcello Diane D | Option exercise | 250 | $76.90 | 7,561.693 |
| 2026-07-01 | Davidson Heidi M | Grant / award (derivative) | 200.506 | $96.84 | 2,518.002 |
| 2026-07-01 | Davidson Heidi M | Grant / award (derivative) | 92.162 | $96.84 | 2,610.164 |
| 2026-07-01 | Fessenden Daniel J. | Grant / award | 130 | $95.92 | 1,847.51 |
| 2026-07-01 | Johnson Patricia A | Grant / award | 189 | $95.92 | 6,967.637 |
| 2026-07-01 | Coletti Janet M. | Grant / award (derivative) | 20.136 | $96.84 | 774.381 |
| 2026-07-01 | Lee Angela B | Grant / award | 219 | $95.92 | 1,994 |
| 2026-07-01 | Eaton Helen | Grant / award (derivative) | 179.42 | $96.84 | 3,094.904 |
| 2026-05-26 | Rahilly Ita M | Open-market buy | 1,164.144 | $85.90 | 11,849.391 |
| 2026-05-18 | ROMAINE STEPHEN S | Tax withholding | 1,580 | $84.18 | 69,886.697 |
| 2026-05-18 | ROMAINE STEPHEN S | Grant / award | 3,095 | $0.00 | 71,466.697 |
| 2026-05-18 | Kunkel Ginger G | Tax withholding | 201 | $84.18 | 5,874.413 |
| 2026-05-18 | Kunkel Ginger G | Grant / award | 730 | $0.00 | 6,075.413 |
| 2026-05-18 | Fontaine Alyssa H | Tax withholding | 359 | $84.18 | 9,992.498 |
| 2026-05-18 | Fontaine Alyssa H | Grant / award | 730 | $0.00 | 10,351.498 |
| 2026-05-18 | McKenna John M | Tax withholding | 264 | $84.18 | 16,482.915 |
| 2026-05-18 | McKenna John M | Grant / award | 730 | $0.00 | 16,746.915 |
| 2026-05-18 | DeMilia David M | Tax withholding | 264 | $84.18 | 7,262.978 |
| 2026-05-18 | DeMilia David M | Grant / award | 730 | $0.00 | 7,526.978 |
| 2026-05-13 | DeMilia David M | L | 1.208 | $82.75 | 6,769.129 |
| 2026-04-14 | DeMilia David M | L | 1.183 | $84.50 | 6,767.921 |
| 2026-04-06 | Fessenden Daniel J. | Grant / award | 155 | $80.09 | 1,717.51 |
| 2026-04-06 | Johnson Patricia A | Grant / award | 226 | $80.09 | 6,778.637 |
| 2026-04-06 | Lee Angela B | Grant / award | 262 | $80.09 | 1,775 |
| 2026-04-02 | Catarisano Nancy E. | Grant / award (derivative) | 369.894 | $80.09 | 6,906.885 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.