SEC Form 4 · Updated Daily
UPLD
— UPLAND SOFTWARE, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| MCDONALD JOHN T | Director · Officer | 2,640,887 | 2026-04-30 | A |
| DevFactory FZ-LLC | 10%+ Owner | 1,803,574 | 2021-05-19 | — |
| ESW Capital, LLC | 10%+ Owner | 1,803,574 | 2021-05-19 | — |
| LIEMANDT JOSEPH | 10%+ Owner | 1,803,574 | 2021-05-19 | — |
| ACORN PERFORMANCE GROUP, INC. | 10%+ Owner | 1,803,574 | 2014-11-05 | — |
| MJBW Investments, LP | Reporting Owner | 1,351,159 | 2015-11-23 | — |
| KLEINHEINZ JOHN B | Reporting Owner | 1,351,159 | 2015-11-23 | — |
| GLOBAL UNDERVALUED SECURITIES MASTER FUND LP | Reporting Owner | 1,351,159 | 2015-11-23 | — |
| KLEINHEINZ CAPITAL PARTNERS, INC. | Reporting Owner | 1,351,159 | 2015-11-23 | — |
| MJBW Genpar, LLC | Reporting Owner | 1,351,159 | 2015-11-23 | — |
| EPM Live, Inc. | Reporting Owner | 854,400 | 2018-08-24 | S |
| WAVE SYSTEMS CORP | 10%+ Owner | 661,166 | 2017-12-14 | S |
| Hill Michael Douglass | Officer | 383,360 | 2026-06-16 | F |
| Favaron Rodney C | Officer | 338,742 | 2022-06-16 | F |
| Sarracino Steven | Director | 337,031 | 2014-11-12 | C |
| Cummings Karen | Officer | 306,432 | 2025-06-30 | F |
| HGGC FUND IV GP, LTD. | 10%+ Owner | 251,727 | 2022-08-23 | — |
| ULYSSES AGGREGATOR, LP | 10%+ Owner | 251,727 | 2022-08-23 | — |
| Yates Oliver Robert MacFarlane | Officer | 251,567 | 2024-03-16 | F |
| Miller Paul Kenneth | Officer | 209,387 | 2023-12-16 | F |
| Gill Kinloch III | Officer | 194,590 | 2023-09-16 | F |
| MAY DAVID | Director | 191,437 | 2025-10-27 | A |
| Breslin Matthew | Officer | 150,000 | 2024-02-06 | A |
| Walsh Teresa Miles | Director | 144,490 | 2025-10-27 | A |
| Smith Matthew Harnden | Officer | 131,908 | 2025-06-16 | F |
| Chung David H S | Director | 124,484 | 2025-10-27 | A |
| COURTER STEPHEN E | Director | 124,232 | 2025-10-27 | A |
| Ross Joe | Director | 118,545 | 2023-07-31 | A |
| Burk Ian | Officer | 113,313 | 2022-12-16 | F |
| Doman Dan | Officer | 86,473 | 2026-09-16 | F |
| Nathaniel Sean | Officer | 48,574 | 2026-09-16 | F |
| Henley R Brian | Officer | 40,990 | 2014-11-05 | — |
| Mattox Timothy | Director | 36,052.6 | 2026-08-07 | S |
| Simon Jennifer L. | Officer | 28,883 | 2026-09-16 | F |
| Tamez David | Officer | 6,947 | 2026-07-28 | — |
| AV Partners X, L.L.C. | 10%+ Owner | 0 | 2017-11-16 | J |
| AV Partners IX LP | 10%+ Owner | 0 | 2017-11-16 | J |
| Austin Ventures IX LP | 10%+ Owner | 0 | 2017-11-16 | J |
| AV Partners IX LLC | 10%+ Owner | 0 | 2017-11-16 | J |
| AV Partners X, L.P. | 10%+ Owner | 0 | 2017-11-16 | J |
| AUSTIN VENTURES X LP | 10%+ Owner | 0 | 2017-11-16 | J |
| THORNTON JOHN D | 10%+ Owner | 0 | 2017-11-16 | J |
| DEANGELIS KENNETH P | 10%+ Owner | 0 | 2017-11-16 | J |
| PACITTI CHRISTOPHER A | 10%+ Owner | 0 | 2017-11-16 | J |
| Siegel Philip S | 10%+ Owner | 0 | 2017-11-16 | J |
| ARAGONA JOSEPH C | 10%+ Owner | 0 | 2017-11-16 | J |
| Melik Ludwig | Officer | 0 | 2014-11-05 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-16 | Simon Jennifer L. | Tax withholding | 1,117 | $3.94 | 28,883 |
| 2026-09-16 | Nathaniel Sean | Tax withholding | 1,640 | $3.94 | 48,574 |
| 2026-09-16 | Doman Dan | Tax withholding | 2,952 | $3.94 | 86,473 |
| 2026-08-17 | Simon Jennifer L. | Grant / award (derivative) | 6,666 | $0.00 | 6,666 |
| 2026-08-17 | Simon Jennifer L. | Grant / award | 30,000 | $0.00 | 30,000 |
| 2026-08-07 | Mattox Timothy | Open-market sale | 847.4 | $4.28 | 36,052.6 |
| 2026-08-06 | Mattox Timothy | Open-market sale | 1,000 | $4.27 | 36,900 |
| 2026-08-05 | Mattox Timothy | Open-market sale | 1,000 | $4.53 | 37,900 |
| 2026-08-04 | Mattox Timothy | Open-market sale | 1,000 | $4.33 | 38,900 |
| 2026-08-03 | Mattox Timothy | Open-market sale | 1,000 | $4.45 | 39,900 |
| 2026-07-31 | Mattox Timothy | Open-market sale | 1,000 | $4.48 | 40,900 |
| 2026-07-28 | Tamez David | — | — | — | 6,947 |
| 2026-06-16 | Doman Dan | Tax withholding | 29,515 | $0.61 | 894,251 |
| 2026-06-16 | Nathaniel Sean | Tax withholding | 18,605 | $0.61 | 502,146 |
| 2026-06-16 | Hill Michael Douglass | Tax withholding | 8,931 | $0.61 | 383,360 |
| 2026-06-04 | Nathaniel Sean | Grant / award (derivative) | 133,333 | $0.00 | 133,333 |
| 2026-06-04 | Nathaniel Sean | Grant / award | 500,000 | $0.00 | 520,751 |
| 2026-05-01 | Nathaniel Sean | — | — | — | 20,751 |
| 2026-04-30 | MCDONALD JOHN T | Disposition to issuer (derivative) | 250,000 | $0.00 | 0 |
| 2026-04-30 | MCDONALD JOHN T | Grant / award | 250,000 | $0.00 | 2,640,887 |
| 2026-03-16 | Doman Dan | Tax withholding | 33,491 | $0.54 | 923,766 |
| 2026-03-16 | Hill Michael Douglass | Tax withholding | 8,931 | $0.54 | 392,291 |
| 2026-03-16 | MCDONALD JOHN T | Tax withholding | 18,605 | $0.54 | 2,390,887 |
| 2026-02-27 | Doman Dan | Grant / award | 100,000 | $0.00 | 957,257 |
| 2026-02-23 | Doman Dan | Grant / award | 150,000 | $0.00 | 857,257 |
| 2026-02-23 | Hill Michael Douglass | Grant / award | 70,000 | $0.00 | 401,222 |
| 2025-12-16 | Hill Michael Douglass | Tax withholding | 8,856 | $1.49 | 331,222 |
| 2025-12-16 | MCDONALD JOHN T | Tax withholding | 19,677 | $1.49 | 2,409,492 |
| 2025-12-16 | Doman Dan | Tax withholding | 24,595 | $1.49 | 707,257 |
| 2025-10-27 | Walsh Teresa Miles | Grant / award | 25,000 | $0.00 | 144,490 |
| 2025-10-27 | MAY DAVID | Grant / award | 25,000 | $0.00 | 191,437 |
| 2025-10-27 | Mattox Timothy | Grant / award | 25,000 | $0.00 | 419,008 |
| 2025-10-27 | COURTER STEPHEN E | Grant / award | 25,000 | $0.00 | 124,232 |
| 2025-10-27 | Chung David H S | Grant / award | 25,000 | $0.00 | 124,484 |
| 2025-09-16 | Doman Dan | Tax withholding | 26,236 | $2.48 | 731,852 |
| 2025-09-16 | Hill Michael Douglass | Tax withholding | 11,152 | $2.48 | 340,078 |
| 2025-09-16 | MCDONALD JOHN T | Tax withholding | 22,956 | $2.48 | 2,429,169 |
| 2025-09-11 | MCDONALD JOHN T | Open-market sale | 14,438 | $2.36 | 2,452,125 |
| 2025-06-30 | Cummings Karen | Tax withholding | 40,993 | $1.95 | 306,432 |
| 2025-06-16 | Cummings Karen | Tax withholding | 11,479 | $1.84 | 347,425 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.