SEC CIK 1015934

DEMPSEY NEAL

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
GWREview stock →90,9012013-09-06
ENPHview stock →4,2772015-02-25

Position History — ENPH

Reported shares owned immediately after each Form 4 transaction, over time.

0507,4991,014,9971,522,4962011-112012-032012-042012-042015-022015-022015-022015-02

Recent Filings — ENPH

DateActivitySharesPriceOwned After
2016-04-28Grant / award (derivative)49,788$0.0049,788
2015-04-30Grant / award (derivative)10,209$0.0010,209
2015-02-25J1,500$0.004,277
2015-02-25J6,404$0.0016,486
2015-02-25J298,500$0.00818,219
2015-02-19J398,000$0.001,116,719
2015-02-19J10,082$0.0010,082
2015-02-19J2,000$0.005,777
2014-08-19Open-market sale300,000$10.031,522,496
2014-05-01Grant / award (derivative)18,804$0.0070,923
2013-05-02Grant / award (derivative)27,428$0.0027,428
2012-05-11Grant / award (derivative)24,691$0.0024,691
2012-04-04Conversion (derivative)189,050—0
2012-04-04Conversion (derivative)468,647—0
2012-04-04Conversion (derivative)971,753—0
2012-04-04Open-market buy166,667$6.00166,667
2012-04-04Conversion468,647—468,647
2012-04-04Conversion189,050—189,050
2012-04-04Conversion971,753—971,753
2012-03-29———26,378
2011-11-15Open-market buy13,402$0.5813,402
2011-11-15Open-market buy13,402$5.2713,402

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.