SEC CIK 1111142

COWEN SCOTT S

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
NWLview stock →87,8832017-09-11
NCview stock →3,1862016-07-01

Position History — NWL

Reported shares owned immediately after each Form 4 transaction, over time.

029,29458,58987,8832006-052010-052011-082012-112013-112015-052016-042017-09

Recent Filings — NWL

DateActivitySharesPriceOwned After
2017-09-11Open-market buy2,000$43.6087,883
2017-05-10Grant / award (derivative)2,731$0.002,731
2017-05-08Option exercise (derivative)2,995$0.000
2017-05-08Option exercise2,995—85,883
2016-05-11Grant / award (derivative)2,995$0.002,995
2016-04-14Option exercise (derivative)3,287$0.000
2016-04-14Option exercise3,287$44.1984,834
2016-02-16Option exercise (derivative)5,353$0.000
2016-02-16Option exercise5,353$31.2080,327
2016-02-05Option exercise (derivative)5,713$0.000
2016-02-05Option exercise5,713$27.8074,974
2015-05-13Option exercise (derivative)3,287$0.003,287
2015-05-11Option exercise (derivative)4,234$0.000
2015-05-11Option exercise4,234$40.0769,261
2015-02-24Option exercise (derivative)4,000$0.000
2015-02-24Option exercise4,000$21.6865,027
2014-05-14Option exercise (derivative)4,234$0.004,234
2014-05-08Option exercise (derivative)4,626$0.000
2014-05-08Option exercise4,626$28.9961,027
2013-11-13Option exercise (derivative)4,000$0.000
2013-11-13Option exercise4,000$22.9157,901
2013-11-13Gift1,500$0.0056,401
2013-05-09Option exercise (derivative)6,020—0
2013-05-09Option exercise6,020—53,901
2013-05-08Grant / award (derivative)4,626$0.004,626
2012-11-14Gift1,230$0.0047,881
2012-05-11Option exercise (derivative)5,364—0
2012-05-11Option exercise5,364—49,111
2012-05-09Grant / award (derivative)6,020$0.006,020
2011-08-16Grant / award10,000$13.4243,747
2011-08-01Grant / award7,000$15.2933,747
2011-05-12Option exercise (derivative)5,844—0
2011-05-12Option exercise5,844—26,747
2011-05-11Grant / award (derivative)5,364$0.005,364
2010-09-20Open-market sale5,979$17.0420,903
2010-05-12Grant / award (derivative)5,844$0.005,844
2010-05-06Option exercise9,226—26,882
2009-05-07Option exercise (derivative)5,018—0
2009-05-07Option exercise5,018—17,656
2009-05-06Grant / award (derivative)9,226$0.009,226
2008-05-07Grant / award (derivative)5,018$0.005,018
2007-05-09Grant / award (derivative)5,353$0.005,353
2007-05-09Grant / award1,753$0.0011,830
2006-05-10Grant / award (derivative)5,713$0.005,713
2006-05-10Grant / award2,340$0.0010,077

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.