SEC CIK 1238884
NICOLS JOHN J
Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CDXSview stock → | 783,965 | 2023-04-18 |
| ALBview stock → | 24,443 | 2012-04-20 |
Position History — CDXS
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CDXS
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2023-04-18 | Option exercise (derivative) | 35,714 | $0.00 | 142,856 |
| 2023-04-18 | Open-market sale | 35,714 | $4.14 | 783,965 |
| 2023-04-18 | Option exercise | 35,714 | $1.97 | 819,679 |
| 2023-04-17 | Option exercise (derivative) | 35,714 | $0.00 | 178,570 |
| 2023-04-17 | Option exercise | 35,714 | $1.97 | 819,679 |
| 2023-04-17 | Open-market sale | 35,714 | $4.24 | 783,965 |
| 2023-03-16 | Option exercise (derivative) | 35,714 | $0.00 | 214,284 |
| 2023-03-16 | Option exercise | 35,714 | $1.97 | 819,679 |
| 2023-03-16 | Open-market sale | 35,714 | $4.11 | 783,965 |
| 2023-03-15 | Option exercise (derivative) | 35,714 | $0.00 | 249,998 |
| 2023-03-15 | Option exercise | 35,714 | $1.97 | 819,679 |
| 2023-03-15 | Open-market sale | 35,714 | $4.09 | 783,965 |
| 2023-02-24 | Option exercise (derivative) | 35,714 | $0.00 | 285,712 |
| 2023-02-24 | Open-market sale | 35,714 | $4.83 | 783,965 |
| 2023-02-24 | Option exercise | 35,714 | $1.97 | 819,679 |
| 2023-02-23 | Open-market sale | 39,785 | $5.36 | 783,965 |
| 2023-01-24 | Option exercise (derivative) | 35,714 | $0.00 | 321,426 |
| 2023-01-24 | Open-market sale | 35,714 | $6.42 | 823,750 |
| 2023-01-24 | Option exercise | 35,714 | $1.97 | 859,464 |
| 2023-01-23 | Open-market sale | 39,785 | $6.58 | 823,750 |
| 2022-12-12 | Option exercise (derivative) | 35,714 | $0.00 | 357,140 |
| 2022-12-12 | Open-market sale | 35,714 | $5.68 | 863,535 |
| 2022-12-12 | Option exercise | 35,714 | $1.97 | 899,249 |
| 2022-12-09 | Open-market sale | 39,785 | $5.66 | 863,535 |
| 2022-11-16 | Option exercise (derivative) | 35,714 | $0.00 | 392,854 |
| 2022-11-16 | Option exercise | 35,714 | $1.97 | 939,034 |
| 2022-11-16 | Open-market sale | 35,714 | $6.36 | 903,320 |
| 2022-11-15 | Open-market sale | 39,786 | $6.79 | 903,320 |
| 2022-10-28 | Option exercise (derivative) | 35,716 | $0.00 | 428,568 |
| 2022-10-28 | Option exercise | 35,716 | $1.97 | 978,822 |
| 2022-10-28 | Open-market sale | 35,716 | $5.53 | 943,106 |
| 2022-10-27 | Open-market sale | 39,786 | $5.68 | 943,106 |
| 2022-10-06 | Option exercise (derivative) | 35,716 | $0.00 | 464,284 |
| 2022-10-06 | Option exercise | 35,716 | $1.97 | 1,018,608 |
| 2022-10-06 | Open-market sale | 35,716 | $5.99 | 982,892 |
| 2022-10-05 | Open-market sale | 39,787 | $6.04 | 982,892 |
| 2022-08-15 | Option exercise (derivative) | 39,000 | $0.00 | 0 |
| 2022-08-15 | Option exercise | 39,000 | $2.32 | 1,061,679 |
| 2022-08-15 | Open-market sale | 39,000 | $8.78 | 1,022,679 |
| 2022-08-12 | Option exercise (derivative) | 38,500 | $0.00 | 39,000 |
| 2022-08-12 | Option exercise | 38,500 | $2.32 | 1,061,179 |
| 2022-08-12 | Open-market sale | 38,500 | $8.62 | 1,022,679 |
| 2022-05-12 | Option exercise (derivative) | 38,500 | $0.00 | 77,500 |
| 2022-05-12 | Open-market sale | 16,409 | $10.61 | 1,022,679 |
| 2022-05-12 | Option exercise | 38,500 | $2.32 | 1,061,179 |
| 2022-05-12 | Open-market sale | 22,091 | $10.09 | 1,039,088 |
| 2022-05-11 | Option exercise (derivative) | 38,500 | $0.00 | 116,000 |
| 2022-05-11 | Open-market sale | 38,500 | $10.31 | 1,022,679 |
| 2022-05-11 | Option exercise | 38,500 | $2.32 | 1,061,179 |
| 2022-03-10 | Option exercise (derivative) | 38,500 | $0.00 | 154,500 |
| 2022-03-10 | Open-market sale | 38,500 | $18.93 | 1,022,679 |
| 2022-03-10 | Option exercise | 38,500 | $2.32 | 1,061,179 |
| 2022-03-09 | Option exercise (derivative) | 38,500 | $0.00 | 193,000 |
| 2022-03-09 | Option exercise | 38,500 | $2.32 | 1,061,179 |
| 2022-03-09 | Open-market sale | 38,500 | $19.30 | 1,022,679 |
| 2022-02-08 | Grant / award (derivative) | 200,062 | $0.00 | 200,062 |
| 2022-02-07 | Grant / award (derivative) | 40,000 | $0.00 | 40,000 |
| 2021-11-11 | Option exercise (derivative) | 38,500 | $0.00 | 231,500 |
| 2021-11-11 | Open-market sale | 11,327 | $39.07 | 1,022,679 |
| 2021-11-11 | Option exercise | 38,500 | $2.32 | 1,061,179 |
| 2021-11-11 | Open-market sale | 27,173 | $38.19 | 1,034,006 |
| 2021-11-10 | Option exercise (derivative) | 35,000 | $0.00 | 0 |
| 2021-11-10 | Open-market sale | 14,071 | $39.85 | 1,042,133 |
| 2021-11-10 | Option exercise | 35,000 | $3.46 | 1,057,679 |
| 2021-11-10 | Open-market sale | 1,475 | $39.12 | 1,056,204 |
| 2021-11-10 | Open-market sale | 19,454 | $40.69 | 1,022,679 |
| 2021-08-13 | Option exercise (derivative) | 35,000 | $0.00 | 35,000 |
| 2021-08-13 | Option exercise | 35,000 | $3.46 | 1,057,679 |
| 2021-08-13 | Open-market sale | 35,000 | $23.77 | 1,022,679 |
| 2021-08-12 | Option exercise (derivative) | 35,000 | $0.00 | 70,000 |
| 2021-08-12 | Open-market sale | 934 | $25.29 | 1,022,679 |
| 2021-08-12 | Option exercise | 35,000 | $3.46 | 1,057,679 |
| 2021-08-12 | Open-market sale | 34,066 | $24.51 | 1,023,613 |
| 2021-05-18 | Option exercise (derivative) | 35,000 | $0.00 | 105,000 |
| 2021-05-18 | Option exercise | 35,000 | $3.46 | 1,057,679 |
| 2021-05-18 | Open-market sale | 13,877 | $18.56 | 1,043,802 |
| 2021-05-18 | Open-market sale | 21,123 | $18.93 | 1,022,679 |
| 2021-05-17 | Option exercise (derivative) | 35,385 | $0.00 | 140,000 |
| 2021-05-17 | Option exercise | 35,385 | $3.46 | 1,058,064 |
| 2021-05-17 | Open-market sale | 35,385 | $18.12 | 1,022,679 |
| 2021-02-16 | Grant / award (derivative) | 35,000 | $0.00 | 35,000 |
| 2021-02-16 | Grant / award (derivative) | 198,000 | $0.00 | 198,000 |
| 2020-02-11 | Grant / award (derivative) | 50,000 | $0.00 | 50,000 |
| 2020-02-11 | Grant / award (derivative) | 138,600 | $0.00 | 138,600 |
| 2019-09-12 | Gift | 60,000 | $0.00 | 1,022,679 |
| 2019-08-20 | Open-market buy | 10,000 | $13.30 | 1,082,679 |
| 2019-08-20 | Open-market buy | 10,000 | $13.30 | 1,082,679 |
| 2019-03-19 | Option exercise (derivative) | 40,000 | $0.00 | 175,385 |
| 2019-03-19 | Option exercise | 40,000 | $3.46 | 1,112,679 |
| 2019-03-19 | Open-market sale | 40,000 | $20.79 | 1,072,679 |
| 2019-03-18 | Option exercise (derivative) | 15,072 | $0.00 | 215,385 |
| 2019-03-18 | Option exercise | 15,072 | $3.46 | 1,087,751 |
| 2019-03-18 | Open-market sale | 15,072 | $20.95 | 1,072,679 |
| 2019-02-20 | Grant / award (derivative) | 383,500 | $0.00 | 383,500 |
| 2019-02-20 | Grant / award (derivative) | 40,000 | $0.00 | 40,000 |
| 2018-12-07 | Option exercise (derivative) | 40,000 | $0.00 | 230,457 |
| 2018-12-07 | Open-market sale | 3,812 | $22.09 | 1,072,679 |
| 2018-12-07 | Option exercise | 3,812 | $3.46 | 1,076,491 |
| 2018-12-06 | Option exercise (derivative) | 40,000 | $0.00 | 234,269 |
| 2018-12-06 | Open-market sale | 40,000 | $21.75 | 1,072,679 |
| 2018-12-06 | Option exercise | 40,000 | $3.46 | 1,112,679 |
| 2018-09-28 | Option exercise (derivative) | 40,000 | $0.00 | 274,269 |
| 2018-09-28 | Option exercise | 40,000 | $3.46 | 1,112,679 |
| 2018-09-28 | Open-market sale | 40,000 | $17.43 | 1,072,679 |
| 2018-09-27 | Option exercise (derivative) | 40,000 | $0.00 | 314,269 |
| 2018-09-27 | Open-market sale | 32,900 | $17.50 | 1,079,779 |
| 2018-09-27 | Option exercise | 40,000 | $3.46 | 1,112,679 |
| 2018-09-27 | Open-market sale | 7,100 | $18.68 | 1,072,679 |
| 2018-08-15 | Option exercise (derivative) | 2,400 | $0.00 | 354,269 |
| 2018-08-15 | Option exercise | 2,400 | $3.46 | 1,075,079 |
| 2018-08-15 | Open-market sale | 2,400 | $14.90 | 1,072,679 |
| 2018-08-14 | Option exercise (derivative) | 11,859 | $0.00 | 356,669 |
| 2018-08-14 | Option exercise | 11,859 | $3.46 | 1,084,538 |
| 2018-08-14 | Open-market sale | 11,859 | $15.19 | 1,072,679 |
| 2018-06-11 | Option exercise (derivative) | 1,800 | $0.00 | 368,528 |
| 2018-06-11 | Option exercise | 1,800 | $3.46 | 1,074,479 |
| 2018-06-11 | Open-market sale | 1,800 | $14.48 | 1,072,679 |
| 2018-06-08 | Option exercise (derivative) | 7,207 | $0.00 | 370,328 |
| 2018-06-08 | Option exercise | 7,207 | $3.46 | 1,079,886 |
| 2018-06-08 | Open-market sale | 7,207 | $15.35 | 1,072,679 |
| 2018-03-23 | Option exercise (derivative) | 16,154 | $0.00 | 377,535 |
| 2018-03-23 | Option exercise | 16,154 | $3.46 | 1,088,833 |
| 2018-03-23 | Open-market sale | 16,154 | $11.43 | 1,072,679 |
| 2018-03-22 | Option exercise (derivative) | 6,311 | $0.00 | 393,689 |
| 2018-03-22 | Open-market sale | 6,311 | $11.91 | 1,072,679 |
| 2018-03-22 | Option exercise | 6,311 | $3.46 | 1,078,990 |
| 2018-03-05 | Tax withholding | 92,175 | $10.90 | 1,072,679 |
| 2018-02-21 | Grant / award (derivative) | 130,000 | $0.00 | 130,000 |
| 2018-02-20 | Grant / award (derivative) | 130,000 | $0.00 | 130,000 |
| 2018-02-05 | Grant / award (derivative) | 671,000 | $0.00 | 671,000 |
| 2017-03-05 | Tax withholding | 149,119 | $4.15 | 1,164,854 |
| 2017-02-10 | Tax withholding | 8,554 | $4.35 | 1,313,973 |
| 2017-02-03 | Grant / award (derivative) | 220,000 | $0.00 | 220,000 |
| 2017-01-16 | Grant / award | 421,208 | $0.00 | 1,322,527 |
| 2016-06-13 | Tax withholding | 97,838 | $4.08 | 901,319 |
| 2016-03-05 | Tax withholding | 90,367 | $3.66 | 999,157 |
| 2016-02-19 | Grant / award (derivative) | 211,000 | $0.00 | 211,000 |
| 2016-02-19 | Grant / award | 259,840 | $0.00 | 1,089,524 |
| 2016-02-10 | Tax withholding | 8,534 | $3.93 | 829,684 |
| 2015-06-13 | Tax withholding | 94,281 | $4.10 | 838,218 |
| 2015-03-05 | Tax withholding | 40,789 | $3.99 | 932,499 |
| 2015-02-11 | Grant / award (derivative) | 306,000 | $0.00 | 306,000 |
| 2015-02-11 | Grant / award | 212,000 | $0.00 | 973,288 |
| 2015-02-10 | Tax withholding | 8,786 | $3.59 | 761,288 |
| 2014-06-13 | Tax withholding | 70,571 | $1.48 | 769,966 |
| 2014-06-13 | Tax withholding | 70,463 | $1.48 | 770,074 |
| 2014-02-24 | Grant / award (derivative) | 500,000 | $0.00 | 500,000 |
| 2013-06-13 | Tax withholding | 70,463 | $2.17 | 840,537 |
| 2013-03-08 | Open-market buy | 27,000 | $2.42 | 911,000 |
| 2013-03-07 | Open-market buy | 27,000 | $2.27 | 884,000 |
| 2013-03-06 | Open-market buy | 27,000 | $2.16 | 857,000 |
| 2013-01-24 | Grant / award (derivative) | 270,000 | $0.00 | 270,000 |
| 2013-01-24 | Grant / award | 80,000 | $0.00 | 830,000 |
| 2012-06-13 | Grant / award (derivative) | 400,000 | $0.00 | 400,000 |
| 2012-06-13 | Grant / award | 750,000 | $0.00 | 750,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.