SEC CIK 1251553

SOUTHWELL DAVID P

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
RCKTview stock →204,5222026-08-03
PTCTview stock →20,8502026-01-02

Position History — PTCT

Reported shares owned immediately after each Form 4 transaction, over time.

09,61719,23328,8502013-062015-072020-102022-012023-032023-042025-092026-01

Recent Filings — PTCT

DateActivitySharesPriceOwned After
2026-01-02Grant / award (derivative)3,475$0.003,475
2026-01-02Grant / award4,000$0.0020,850
2025-09-09Option exercise (derivative)12,000$0.000
2025-09-09Option exercise12,000$30.8628,850
2025-09-09Open-market sale12,000$58.3416,850
2025-01-03Grant / award (derivative)8,800$0.008,800
2025-01-03Grant / award4,000$0.0016,850
2024-05-08Gift1,650$0.0012,850
2024-02-15Grant / award (derivative)10,000$0.0010,000
2024-02-15Grant / award4,000$0.0014,500
2023-04-17Option exercise (derivative)11,429$18.010
2023-04-17Open-market sale5,188$51.4310,500
2023-04-17Option exercise11,429$18.0121,929
2023-04-17Open-market sale6,241$50.6915,688
2023-03-31Option exercise (derivative)2,571$18.0111,429
2023-03-31Open-market sale2,571$50.0510,500
2023-03-31Option exercise2,571$18.0113,071
2023-03-27Option exercise (derivative)10,000$27.050
2023-03-27Open-market sale5,301$45.4110,600
2023-03-27Open-market sale100$46.0310,500
2023-03-27Option exercise10,000$27.0520,500
2023-03-27Open-market sale4,599$44.7115,901
2023-01-05Grant / award (derivative)10,000$0.0010,000
2023-01-05Grant / award4,000$0.0010,500
2022-01-07Grant / award (derivative)12,000$0.0012,000
2022-01-07Grant / award3,200$0.006,500
2021-01-06Grant / award (derivative)10,000$0.0010,000
2021-01-06Grant / award1,650$0.003,300
2020-10-16Option exercise (derivative)15,000$10.850
2020-10-16Open-market sale11,500$51.522,150
2020-10-16Option exercise12,000$11.2313,650
2020-10-16Open-market sale500$52.181,650
2020-10-16Open-market sale14,300$51.502,350
2020-10-16Option exercise15,000$10.8516,650
2020-01-29Grant / award (derivative)10,000$0.0010,000
2020-01-29Grant / award1,650$0.001,650
2019-01-22Grant / award (derivative)14,000$0.0014,000
2018-01-03Grant / award (derivative)14,000$0.0014,000
2017-01-03Grant / award (derivative)12,000$0.0012,000
2016-01-04Grant / award (derivative)12,000$0.0012,000
2015-07-06Option exercise (derivative)15,000$0.0015,000
2015-07-06Option exercise15,000$10.8523,604
2015-07-06Open-market sale700$48.220
2015-07-06Open-market sale22,904$47.50700
2015-03-23Open-market sale2,200$68.998,721
2015-03-23Open-market sale117$69.918,604
2015-01-02Grant / award (derivative)12,000$51.0012,000
2014-03-21Open-market sale1,117$31.3510,921
2014-03-21Open-market sale1,200$30.5412,038
2014-01-28Grant / award (derivative)10,000$27.0510,000
2013-06-19———13,238

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.