SEC CIK 1251553
SOUTHWELL DAVID P
Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| RCKTview stock → | 204,522 | 2026-08-03 |
| PTCTview stock → | 20,850 | 2026-01-02 |
Position History — RCKT
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — RCKT
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2026-08-03 | J | 150,000 | $0.00 | 204,522 |
| 2026-06-18 | Grant / award (derivative) | 64,860 | $0.00 | 64,860 |
| 2026-06-18 | Grant / award | 22,862 | $0.00 | 54,522 |
| 2025-06-18 | Grant / award | 30,000 | $0.00 | 31,660 |
| 2024-06-13 | Grant / award (derivative) | 23,944 | $0.00 | 23,944 |
| 2024-05-02 | Gift | 59,716 | $0.00 | 113,124 |
| 2024-05-02 | Gift | 113,124 | $0.00 | 1,660 |
| 2024-04-15 | Option exercise (derivative) | 29,624 | $4.34 | 0 |
| 2024-04-15 | Option exercise | 29,624 | $4.34 | 124,784 |
| 2024-04-15 | Open-market sale | 10,000 | $24.05 | 114,784 |
| 2024-04-12 | Option exercise (derivative) | 70,000 | $4.34 | 29,624 |
| 2024-04-12 | Open-market sale | 10,284 | $25.16 | 95,160 |
| 2024-04-12 | Open-market sale | 59,716 | $24.22 | 105,444 |
| 2024-04-12 | Option exercise | 70,000 | $4.34 | 165,160 |
| 2023-06-22 | Grant / award (derivative) | 25,850 | $0.00 | 25,850 |
| 2022-06-13 | Grant / award (derivative) | 47,745 | $0.00 | 47,745 |
| 2021-06-14 | Grant / award (derivative) | 12,236 | $0.00 | 12,236 |
| 2020-06-16 | Grant / award (derivative) | 20,000 | $0.00 | 20,000 |
| 2019-01-28 | Grant / award (derivative) | 30,000 | $0.00 | 30,000 |
| 2018-12-13 | Open-market sale | 38,768 | $15.19 | 95,160 |
| 2018-12-07 | Open-market sale | 4,923 | $14.91 | 133,928 |
| 2018-12-06 | Open-market sale | 52,809 | $15.15 | 138,851 |
| 2018-11-28 | Option exercise (derivative) | 65,625 | $0.00 | 0 |
| 2018-11-28 | Option exercise | 153,125 | — | 191,660 |
| 2018-04-02 | Option exercise (derivative) | 21,875 | — | 65,625 |
| 2018-04-02 | Option exercise | 21,875 | — | 38,535 |
| 2018-03-29 | Grant / award (derivative) | 40,000 | $0.00 | 40,000 |
| 2017-01-23 | Grant / award (derivative) | 350,000 | $0.00 | 350,000 |
| 2017-01-06 | Open-market buy | 60,000 | $1.75 | 62,765 |
| 2016-03-22 | Grant / award (derivative) | 215,000 | $0.00 | 215,000 |
| 2015-06-24 | Grant / award (derivative) | 150,000 | $5.03 | 548,497 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.