SEC CIK 1341382
Topper James N
Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| COLLview stock → | 582,490 | 2015-05-12 |
| ANABview stock → | 80,812 | 2020-11-16 |
Position History — ANAB
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — ANAB
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2023-01-06 | Grant / award (derivative) | 10,600 | $0.00 | 10,600 |
| 2023-01-06 | Grant / award (derivative) | 3,900 | $0.00 | 3,900 |
| 2022-02-10 | Grant / award (derivative) | 9,200 | $0.00 | 9,200 |
| 2021-02-10 | Grant / award (derivative) | 11,000 | $0.00 | 11,000 |
| 2020-11-16 | J | 26,354 | $0.00 | 80,812 |
| 2020-11-16 | J | 22,604 | $0.00 | 54,458 |
| 2020-11-16 | J | 98,275 | $0.00 | 199,529 |
| 2020-11-16 | J | 344,860 | $0.00 | 700,171 |
| 2020-11-16 | J | 973,612 | $0.00 | 0 |
| 2020-02-12 | Grant / award (derivative) | 11,000 | $0.00 | 11,000 |
| 2019-02-08 | Grant / award (derivative) | 6,000 | $0.00 | 6,000 |
| 2018-05-11 | J | 301,024 | $0.00 | 0 |
| 2018-05-11 | J | 1,372,000 | $0.00 | 973,612 |
| 2018-05-11 | J | 31,854 | $0.00 | 31,854 |
| 2018-05-11 | J | 301,024 | $0.00 | 301,024 |
| 2018-02-02 | Grant / award (derivative) | 6,000 | $0.00 | 6,000 |
| 2017-02-24 | Grant / award (derivative) | 15,000 | $0.00 | 15,000 |
| 2017-01-31 | Conversion (derivative) | 604,055 | $0.00 | 0 |
| 2017-01-31 | Conversion (derivative) | 1,428,571 | $0.00 | 0 |
| 2017-01-31 | Conversion (derivative) | 195,751 | $0.00 | 0 |
| 2017-01-31 | Conversion (derivative) | 209,095 | $0.00 | 0 |
| 2017-01-31 | Conversion | 2,228,377 | $0.00 | 2,228,377 |
| 2017-01-31 | Conversion | 733,740 | $0.00 | 733,740 |
| 2017-01-31 | Open-market buy | 311,291 | $15.00 | 1,045,031 |
| 2017-01-31 | Open-market buy | 88,709 | $15.00 | 297,804 |
| 2017-01-31 | Conversion | 209,095 | $0.00 | 209,095 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.