SEC CIK 1405275
Casady Mark S
Reported ownership across 3 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LPLAview stock → | 130,957 | 2017-03-02 |
| CFGview stock → | 24,124.12 | 2020-02-12 |
| HMNview stock → | 6,308.21 | 2022-05-25 |
Position History — LPLA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LPLA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2017-03-02 | Option exercise (derivative) | 2,000 | $0.00 | 401,329 |
| 2017-03-02 | Open-market sale | 2,000 | $40.75 | 130,957 |
| 2017-03-02 | Option exercise | 2,000 | $19.85 | 132,957 |
| 2017-02-22 | Option exercise (derivative) | 58,628 | $0.00 | 0 |
| 2017-02-22 | Option exercise | 58,628 | $31.60 | 189,585 |
| 2017-02-22 | Open-market sale | 58,628 | $40.40 | 130,957 |
| 2017-02-15 | Option exercise (derivative) | 175,885 | $0.00 | 58,628 |
| 2017-02-15 | Option exercise (derivative) | 2,889 | $0.00 | 0 |
| 2017-02-15 | Option exercise | 175,885 | $31.60 | 496,170 |
| 2017-02-15 | Open-market sale | 365,213 | $40.76 | 130,957 |
| 2017-02-15 | Option exercise | 2,889 | $34.61 | 133,846 |
| 2017-02-15 | Option exercise | 186,439 | $32.26 | 320,285 |
| 2017-02-14 | Option exercise (derivative) | 147,111 | $0.00 | 2,889 |
| 2017-02-14 | Option exercise (derivative) | 57,360 | $0.00 | 0 |
| 2017-02-14 | Option exercise | 147,111 | $34.61 | 335,428 |
| 2017-02-14 | Option exercise | 57,360 | $22.08 | 188,317 |
| 2017-02-14 | Open-market sale | 204,471 | $40.65 | 130,957 |
| 2017-02-13 | Option exercise (derivative) | 62,640 | $0.00 | 57,360 |
| 2017-02-13 | Open-market sale | 62,640 | $40.84 | 130,957 |
| 2017-02-13 | Option exercise | 62,640 | $22.08 | 193,597 |
| 2016-02-25 | Grant / award (derivative) | 403,329 | $0.00 | 403,329 |
| 2015-05-28 | Open-market buy | 21,100 | $42.48 | 63,871 |
| 2015-03-06 | Grant / award (derivative) | 400,000 | $0.00 | 400,000 |
| 2014-08-21 | Gift | 300,000 | $0.00 | 9,857 |
| 2014-02-24 | Grant / award (derivative) | 148,375 | $0.00 | 148,375 |
| 2014-02-14 | Gift | 150,000 | $0.00 | 309,857 |
| 2013-11-04 | Gift | 520,000 | $0.00 | 543,665 |
| 2013-02-22 | Grant / award (derivative) | 234,513 | $0.00 | 234,513 |
| 2012-08-16 | Open-market sale | 142,662 | $28.63 | 1,039,671 |
| 2012-03-02 | Gift | 30,000 | $0.00 | 1,190,133 |
| 2012-03-02 | Gift | 7,800 | $0.00 | 1,182,333 |
| 2012-02-09 | Grant / award (derivative) | 186,439 | $0.00 | 186,439 |
| 2012-02-09 | Open-market sale | 60,000 | $32.28 | 1,220,133 |
| 2011-12-01 | Open-market sale | 984 | $30.00 | 1,280,133 |
| 2011-11-30 | Open-market sale | 19,016 | $30.00 | 1,281,117 |
| 2010-12-22 | Open-market buy (derivative) | 150,000 | $0.00 | 150,000 |
| 2010-11-17 | Option exercise (derivative) | 500,910 | $0.00 | 0 |
| 2010-11-17 | Gift | 55,000 | $0.00 | 1,703,204 |
| 2010-11-17 | Gift | 92,000 | $0.00 | 92,000 |
| 2010-11-17 | Gift | 70,000 | $0.00 | 1,279,204 |
| 2010-11-17 | Gift | 170,000 | $0.00 | 1,349,204 |
| 2010-11-17 | Gift | 184,000 | $0.00 | 1,519,204 |
| 2010-11-17 | Gift | 70,000 | $0.00 | 70,000 |
| 2010-11-17 | Open-market sale | 2,148,916 | $30.00 | 1,758,204 |
| 2010-11-17 | Option exercise | 2,003,650 | $1.88 | 3,907,120 |
| 2010-11-17 | Option exercise | 500,910 | $1.35 | 1,903,470 |
| 2010-11-17 | Option exercise | 1,402,560 | $1.49 | 1,402,560 |
| 2009-09-14 | Open-market buy (derivative) | 120,000 | $0.00 | 120,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.