SEC Form 4 · Updated Daily
CDXS
— CODEXIS, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Opaleye Management Inc. | 10%+ Owner | 10,305,000 | 2025-11-26 | S |
| SULAT JAMES R | 10%+ Owner · Director | 5,957,108 | 2010-04-27 | C |
| Shell Brazil Holding B.V. | 10%+ Owner | 5,573,319 | 2011-05-31 | J |
| Equilon Enterprises LLC | 10%+ Owner | 5,573,319 | 2011-05-20 | J |
| Raizen Energia Participacoes S.A. | 10%+ Owner | 5,573,319 | 2011-06-01 | — |
| Ispagnac Participacoes Ltda. | 10%+ Owner | 5,573,319 | 2011-06-01 | — |
| Cosan S.A. Industria e Comercio | 10%+ Owner | 5,573,319 | 2011-06-01 | — |
| Cosan Ltd. | 10%+ Owner | 5,573,319 | 2011-06-01 | — |
| Royal Dutch Shell plc | 10%+ Owner | 5,573,319 | 2011-06-01 | — |
| Vivo Ventures VII Affiliates Fund, L.P. | 10%+ Owner | 4,144,495 | 2017-09-14 | S |
| VIVO VENTURES VII, LLC | 10%+ Owner | 4,144,495 | 2017-09-14 | S |
| Vivo Ventures Fund VII, L.P. | 10%+ Owner | 4,144,495 | 2017-09-14 | S |
| EDB Investments Pte Ltd. | 10%+ Owner | 3,358,522 | 2010-04-27 | C |
| Biomedical Sciences Investment Fund Pte Ltd. | 10%+ Owner | 3,358,522 | 2010-04-27 | C |
| NICOLS JOHN J | Director | 819,679 | 2023-04-18 | M |
| DILLY STEPHEN GEORGE | Director | 727,053 | 2025-11-11 | A |
| MAXYGEN INC | 10%+ Owner | 524,643 | 2010-12-14 | J |
| Sheehy Douglas T. | Officer | 247,617 | 2016-03-05 | F |
| MOORE ALISON | Director · Officer | 244,171 | 2026-10-12 | S |
| KELLEY BERNARD J | Director | 226,136 | 2021-08-10 | M |
| SHAW ALAN | Director · Officer | 225,846 | 2011-12-15 | S |
| Dorgan Byron L | Director | 223,581 | 2024-06-11 | A |
| Norrett Kevin | Officer | 177,327 | 2025-02-05 | A |
| Ryali Sriram | Officer | 175,791 | 2024-01-01 | A |
| SANGSTER GORDON | Officer | 174,453 | 2019-03-21 | M |
| Lalonde James | Officer | 151,023 | 2019-05-13 | M |
| PARKER H STEWART | Director | 143,583 | 2025-06-10 | A |
| WOLF DENNIS P | Director | 138,951 | 2025-11-21 | S |
| Singhvi Rahul | Director | 137,052 | 2025-06-10 | A |
| Fitzgerald Margaret Nell | Officer | 133,770 | 2024-01-01 | A |
| Lutz Stefan | Officer | 130,421 | 2026-02-24 | S |
| Martinborough Esther | Director | 129,036 | 2025-06-10 | A |
| Collins Cynthia | Director | 112,157 | 2025-06-10 | A |
| O'Toole David D | Officer | 110,687 | 2013-09-04 | F |
| Smith David V | Director | 105,705 | 2025-06-10 | A |
| Anton David L. | Officer | 93,777 | 2013-02-10 | F |
| Seufer-Wasserthal Peter | Officer | 93,064 | 2013-01-24 | A |
| Richards Christos | Director | 85,133 | 2025-06-10 | A |
| De Vre Raymond | Director | 84,811 | 2026-06-11 | S |
| Tobin Matthew | Officer | 78,707 | 2013-05-16 | M |
| Karsner Alexander | Director | 78,519 | 2014-01-02 | A |
| Sarret Joseph J. | Officer | 74,000 | 2012-03-07 | A |
| Cheng Pam P. | Director | 69,589 | 2019-06-11 | A |
| Glaub Kathleen Sereda | Director | 68,481 | 2019-06-11 | A |
| Aaker Jennifer | Director | 66,211 | 2023-06-13 | A |
| Strumph Peter M | Officer | 60,756 | 2012-06-01 | A |
| Erbez Georgia | Officer | 60,475 | 2026-10-12 | S |
| Yang Patrick Y | Director | 53,785 | 2022-06-14 | A |
| Lawson Robert J | Officer | 44,000 | 2011-05-11 | P |
| TAYLOR DEAN ROSS JR | Reporting Owner | 38,554 | 2023-02-07 | F |
| BARUCH THOMAS R | Director | 33,093 | 2020-06-12 | S |
| Dowd Brian Paul | Officer | 28,310 | 2012-06-01 | A |
| Aldridge Michael D. | Officer | 22,000 | 2018-05-17 | M |
| Ho Mark | Reporting Owner | 12,654 | 2012-07-10 | — |
| Pasternack Bruce A | Director | 10,000 | 2010-08-24 | P |
| CMEA Ventures LS Management 2000, L.P. | 10%+ Owner | 0 | 2014-11-10 | S |
| Collier David J | 10%+ Owner | 0 | 2014-11-10 | S |
| Handelsman Karl D. | 10%+ Owner | 0 | 2014-11-10 | S |
| CMEA Ventures Life Sciences 2000, Civil Law Partnership | 10%+ Owner | 0 | 2014-11-10 | S |
| CMEA VENTURES LIFE SCIENCES 2000 LP | 10%+ Owner · Director | 0 | 2014-11-10 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-10-12 | MOORE ALISON | Open-market sale | 6,335 | $1.36 | 244,171 |
| 2026-10-12 | Erbez Georgia | Open-market sale | 6,335 | $1.36 | 60,475 |
| 2026-06-17 | De Vre Raymond | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | DILLY STEPHEN GEORGE | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Martinborough Esther | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Singhvi Rahul | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Smith David V | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Richards Christos | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Collins Cynthia | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | PARKER H STEWART | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-11 | De Vre Raymond | Open-market sale | 2,605 | $2.37 | 84,811 |
| 2026-02-24 | Lutz Stefan | Open-market sale | 5,862 | $1.13 | 130,421 |
| 2026-02-23 | Erbez Georgia | Grant / award (derivative) | 316,100 | $0.00 | 316,100 |
| 2026-02-23 | MOORE ALISON | Grant / award (derivative) | 993,000 | $0.00 | 993,000 |
| 2026-02-23 | Lutz Stefan | Grant / award (derivative) | 316,100 | $0.00 | 316,100 |
| 2026-02-06 | MOORE ALISON | Open-market sale | 3,826 | $1.31 | 250,506 |
| 2026-02-06 | Erbez Georgia | Open-market sale | 3,826 | $1.31 | 66,810 |
| 2026-02-06 | Lutz Stefan | Open-market sale | 2,492 | $1.31 | 136,283 |
| 2026-01-07 | Lutz Stefan | Open-market sale | 4,685 | $1.70 | 138,775 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 8,533 | $1.67 | 179,989 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 245,000 | $1.67 | 9,955,000 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 8,533 | $1.67 | 179,989 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 245,000 | $1.67 | 9,955,000 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 2,490 | $1.75 | 188,522 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 105,000 | $1.75 | 10,200,000 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 2,490 | $1.75 | 188,522 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 105,000 | $1.75 | 10,200,000 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 5,000 | $1.74 | 191,012 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 148,318 | $1.74 | 10,305,000 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 5,000 | $1.74 | 191,012 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 148,318 | $1.74 | 10,305,000 |
| 2025-11-21 | WOLF DENNIS P | Open-market sale | 8,952 | $1.56 | 138,951 |
| 2025-11-13 | MOORE ALISON | Grant / award (derivative) | 500,000 | $0.00 | 500,000 |
| 2025-11-13 | MOORE ALISON | Grant / award | 85,000 | $0.00 | 254,332 |
| 2025-11-12 | Opaleye Management Inc. | Open-market sale | 165,000 | $1.96 | 10,453,318 |
| 2025-11-12 | Opaleye Management Inc. | Open-market sale | 27,459 | $1.94 | 196,012 |
| 2025-11-12 | Opaleye Management Inc. | Open-market sale | 890,000 | $1.94 | 10,618,318 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 13,211 | $1.80 | 223,461 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 535,000 | $1.80 | 11,508,318 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 13,211 | $1.80 | 223,461 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.