SEC Form 4 · Updated Daily
CDXS
— CODEXIS, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| DILLY STEPHEN GEORGE | Director | 727,053 | 2025-11-11 | A |
| MOORE ALISON | Officer | 250,506 | 2026-02-06 | S |
| Opaleye Management Inc. | 10%+ Owner | 179,989 | 2025-12-01 | S |
| PARKER H STEWART | Director | 143,583 | 2025-06-10 | A |
| WOLF DENNIS P | Director | 138,951 | 2025-11-21 | S |
| Singhvi Rahul | Director | 137,052 | 2025-06-10 | A |
| Lutz Stefan | Officer | 130,421 | 2026-02-24 | S |
| Martinborough Esther | Director | 129,036 | 2025-06-10 | A |
| Smith David V | Director | 105,705 | 2025-06-10 | A |
| Richards Christos | Director | 85,133 | 2025-06-10 | A |
| De Vre Raymond | Director | 84,811 | 2026-06-11 | S |
| Erbez Georgia | Director | 66,810 | 2026-02-06 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-06-17 | De Vre Raymond | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | DILLY STEPHEN GEORGE | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Martinborough Esther | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Singhvi Rahul | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Smith David V | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Richards Christos | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | Collins Cynthia | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-17 | PARKER H STEWART | Grant / award (derivative) | 66,350 | $0.00 | 66,350 |
| 2026-06-11 | De Vre Raymond | Open-market sale | 2,605 | $2.37 | 84,811 |
| 2026-02-24 | Lutz Stefan | Open-market sale | 5,862 | $1.13 | 130,421 |
| 2026-02-23 | Erbez Georgia | Grant / award (derivative) | 316,100 | $0.00 | 316,100 |
| 2026-02-23 | MOORE ALISON | Grant / award (derivative) | 993,000 | $0.00 | 993,000 |
| 2026-02-23 | Lutz Stefan | Grant / award (derivative) | 316,100 | $0.00 | 316,100 |
| 2026-02-06 | MOORE ALISON | Open-market sale | 3,826 | $1.31 | 250,506 |
| 2026-02-06 | Erbez Georgia | Open-market sale | 3,826 | $1.31 | 66,810 |
| 2026-02-06 | Lutz Stefan | Open-market sale | 2,492 | $1.31 | 136,283 |
| 2026-01-07 | Lutz Stefan | Open-market sale | 4,685 | $1.70 | 138,775 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 8,533 | $1.67 | 179,989 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 245,000 | $1.67 | 9,955,000 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 8,533 | $1.67 | 179,989 |
| 2025-12-01 | Opaleye Management Inc. | Open-market sale | 245,000 | $1.67 | 9,955,000 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 2,490 | $1.75 | 188,522 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 105,000 | $1.75 | 10,200,000 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 2,490 | $1.75 | 188,522 |
| 2025-11-28 | Opaleye Management Inc. | Open-market sale | 105,000 | $1.75 | 10,200,000 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 5,000 | $1.74 | 191,012 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 148,318 | $1.74 | 10,305,000 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 5,000 | $1.74 | 191,012 |
| 2025-11-26 | Opaleye Management Inc. | Open-market sale | 148,318 | $1.74 | 10,305,000 |
| 2025-11-21 | WOLF DENNIS P | Open-market sale | 8,952 | $1.56 | 138,951 |
| 2025-11-13 | MOORE ALISON | Grant / award (derivative) | 500,000 | $0.00 | 500,000 |
| 2025-11-13 | MOORE ALISON | Grant / award | 85,000 | $0.00 | 254,332 |
| 2025-11-12 | Opaleye Management Inc. | Open-market sale | 165,000 | $1.96 | 10,453,318 |
| 2025-11-12 | Opaleye Management Inc. | Open-market sale | 27,459 | $1.94 | 196,012 |
| 2025-11-12 | Opaleye Management Inc. | Open-market sale | 890,000 | $1.94 | 10,618,318 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 13,211 | $1.80 | 223,461 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 535,000 | $1.80 | 11,508,318 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 13,211 | $1.80 | 223,461 |
| 2025-11-11 | Opaleye Management Inc. | Open-market sale | 535,000 | $1.80 | 11,508,318 |
| 2025-11-11 | DILLY STEPHEN GEORGE | Grant / award | 50,000 | $1.85 | 727,053 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.