SEC Form 4 · Updated Daily
IOVA
— IOVANCE BIOTHERAPEUTICS, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Rothbaum Wayne P. | Director | 28,067,333 | 2024-02-20 | P |
| KESSLER PAUL | Director · Officer | 15,693,215 | 2013-07-24 | A |
| VOYTICKY DAVID J | Director | 13,353,215 | 2013-07-24 | A |
| Brooke Robert T. | Reporting Owner | 4,440,008 | 2011-03-25 | J |
| BRISTOL INVESTMENT FUND LTD | 10%+ Owner | 3,867,863 | 2014-11-06 | S |
| Cataldo Tony | Director · Officer | 3,000,000 | 2011-05-06 | A |
| ACM Capital Partners, LLC | 10%+ Owner | 2,823,333 | 2015-05-01 | S |
| Ayer Capital Partners, LLC | 10%+ Owner | 2,823,333 | 2015-05-01 | S |
| Ayer Capital Management, LP | 10%+ Owner | 2,823,333 | 2015-05-01 | S |
| Singh Manish | 10%+ Owner · Director · Officer | 2,546,000 | 2013-12-30 | A |
| Abotaleb Ibrahim | 10%+ Owner · Director · Officer | 2,000,000 | 2008-03-06 | — |
| Lewis Gerald | 10%+ Owner · Director · Officer | 2,000,000 | 2008-03-06 | — |
| MCKILLIGAN RICHARD | Reporting Owner | 1,220,016 | 2011-03-29 | J |
| Schroeder Martin | Director | 1,000,000 | 2011-08-22 | P |
| Vogt Frederick G | Director · Officer | 602,085 | 2026-09-08 | M |
| MCPEAK MERRILL A | Director | 320,150 | 2024-02-20 | P |
| Venkatesan Jay | Director | 312,500 | 2012-05-31 | — |
| Fardis Maria | Director | 298,786 | 2020-06-01 | F |
| Puri Raj K. | Officer | 260,842 | 2026-09-08 | M |
| HAWKINS ELMA | Director · Officer | 200,555 | 2015-02-28 | M |
| Radvanyi Laszlo | Officer | 180,000 | 2014-06-23 | A |
| Kirby Daniel Gordon | Officer | 156,947 | 2026-08-10 | M |
| BILINSKY IGOR | Officer | 146,050 | 2026-09-08 | M |
| GRAF FINCKENSTEIN FRIEDRICH | Officer | 144,087 | 2026-06-05 | M |
| Hillsberg Sanford | Director | 120,500 | 2016-08-24 | S |
| WEISER MICHAEL | Director | 112,632 | 2022-05-31 | P |
| Rosinack Matthew W. | Officer | 89,129 | 2025-06-30 | — |
| Bender James G. | Officer | 88,726 | 2015-09-30 | F |
| Bellemin Jean-Marc | Officer | 64,993 | 2025-06-02 | M |
| Maynard Ryan D | Director | 57,500 | 2024-11-12 | M |
| Dukes Iain D. | Director | 54,000 | 2024-02-20 | P |
| Roche Corleen M. | Officer | 49,995 | 2026-08-06 | M |
| Valle Franco | Officer | 130 | 2016-08-22 | — |
| Hamilton Atlantic | 10%+ Owner | 0 | 2010-03-31 | J |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-09-30 | Berkowitz Noah | Grant / award (derivative) | 135,000 | $0.00 | 135,000 |
| 2026-09-30 | Berkowitz Noah | Grant / award (derivative) | 180,000 | $0.00 | 180,000 |
| 2026-09-30 | Berkowitz Noah | Grant / award (derivative) | 135,000 | $0.00 | 135,000 |
| 2026-09-08 | Puri Raj K. | Option exercise (derivative) | 9,766 | $0.00 | 58,599 |
| 2026-09-08 | Puri Raj K. | Tax withholding | 4,478 | $8.70 | 256,364 |
| 2026-09-08 | Puri Raj K. | Option exercise | 9,766 | $0.00 | 260,842 |
| 2026-09-08 | BILINSKY IGOR | Option exercise (derivative) | 7,813 | $0.00 | 46,878 |
| 2026-09-08 | BILINSKY IGOR | Tax withholding | 3,976 | $8.70 | 142,074 |
| 2026-09-08 | BILINSKY IGOR | Option exercise | 7,813 | $0.00 | 146,050 |
| 2026-09-08 | Vogt Frederick G | Option exercise (derivative) | 15,626 | $0.00 | 93,756 |
| 2026-09-08 | Vogt Frederick G | Tax withholding | 6,638 | $8.70 | 595,447 |
| 2026-09-08 | Vogt Frederick G | Option exercise | 15,626 | $0.00 | 602,085 |
| 2026-09-01 | BILINSKY IGOR | Option exercise (derivative) | 8,789 | $0.00 | 17,580 |
| 2026-09-01 | BILINSKY IGOR | Tax withholding | 4,472 | $8.28 | 138,237 |
| 2026-09-01 | BILINSKY IGOR | Option exercise | 8,789 | $0.00 | 142,709 |
| 2026-09-01 | Puri Raj K. | Option exercise (derivative) | 5,470 | $0.00 | 10,939 |
| 2026-09-01 | Puri Raj K. | Tax withholding | 2,508 | $8.28 | 251,076 |
| 2026-09-01 | Puri Raj K. | Option exercise | 5,470 | $0.00 | 253,584 |
| 2026-09-01 | Vogt Frederick G | Option exercise (derivative) | 41,669 | $0.00 | 83,338 |
| 2026-09-01 | Vogt Frederick G | Tax withholding | 17,702 | $8.28 | 586,459 |
| 2026-09-01 | Vogt Frederick G | Option exercise | 41,669 | $0.00 | 604,161 |
| 2026-08-10 | Kirby Daniel Gordon | Option exercise (derivative) | 10,001 | $0.00 | 60,003 |
| 2026-08-10 | Kirby Daniel Gordon | Tax withholding | 2,436 | $6.40 | 154,511 |
| 2026-08-10 | Kirby Daniel Gordon | Option exercise | 10,001 | $0.00 | 156,947 |
| 2026-08-06 | Roche Corleen M. | Option exercise (derivative) | 49,995 | $0.00 | 100,005 |
| 2026-08-06 | Roche Corleen M. | Tax withholding | 21,238 | $6.21 | 28,757 |
| 2026-08-06 | Roche Corleen M. | Option exercise | 49,995 | $0.00 | 49,995 |
| 2026-06-16 | Puri Raj K. | Grant / award (derivative) | 15,000 | $0.00 | 15,000 |
| 2026-06-16 | Maynard Ryan D | Grant / award (derivative) | 90,316 | $0.00 | 90,316 |
| 2026-06-16 | Countouriotis Athena | Grant / award (derivative) | 90,316 | $0.00 | 90,316 |
| 2026-06-16 | Dukes Iain D. | Grant / award (derivative) | 180,632 | $0.00 | 180,632 |
| 2026-06-16 | WEISER MICHAEL | Grant / award (derivative) | 90,316 | $0.00 | 90,316 |
| 2026-06-05 | BILINSKY IGOR | Option exercise (derivative) | 7,813 | $0.00 | 54,691 |
| 2026-06-05 | BILINSKY IGOR | Tax withholding | 3,976 | $4.23 | 133,920 |
| 2026-06-05 | BILINSKY IGOR | Option exercise | 7,813 | $0.00 | 137,896 |
| 2026-06-05 | Puri Raj K. | Option exercise (derivative) | 9,766 | $0.00 | 68,365 |
| 2026-06-05 | Puri Raj K. | Tax withholding | 3,843 | $4.23 | 248,114 |
| 2026-06-05 | Puri Raj K. | Option exercise | 9,766 | $0.00 | 251,957 |
| 2026-06-05 | GRAF FINCKENSTEIN FRIEDRICH | Option exercise (derivative) | 7,813 | $0.00 | 54,691 |
| 2026-06-05 | GRAF FINCKENSTEIN FRIEDRICH | Tax withholding | 3,976 | $4.23 | 140,111 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.