SEC Form 4 · Updated Daily
RILY
— BRC GROUP HOLDINGS, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| ELLIOTT INTERNATIONAL, L.P. | 10%+ Owner | 29,985,400 | 2014-05-19 | P |
| Nokomis Capital, L.L.C. | 10%+ Owner | 24,000,000 | 2014-05-19 | — |
| Hendrickson Brett | 10%+ Owner | 24,000,000 | 2014-05-19 | — |
| ELLIOTT ASSOCIATES, L.P. | 10%+ Owner | 16,143,600 | 2014-05-19 | P |
| MILLER LLOYD I III | Reporting Owner | 12,467,600 | 2014-05-19 | P |
| RILEY BRYANT R | 10%+ Owner | 6,574,236 | 2026-06-16 | S |
| Yellen Harvey M | 10%+ Owner · Director · Officer | 5,280,000 | 2010-06-16 | — |
| DJ Fund Investments, LLC - Series E | 10%+ Owner | 2,000,000 | 2014-05-19 | — |
| LaRocque Michael | 10%+ Owner | 2,000,000 | 2014-05-19 | — |
| Goldman Fred | 10%+ Owner | 2,000,000 | 2014-05-19 | — |
| Middleton International Ltd | 10%+ Owner | 1,499,270 | 2014-07-15 | — |
| ASHER DANIEL | 10%+ Owner | 1,369,693 | 2022-05-20 | X |
| Carpenter Scott K | Officer | 1,000,136 | 2014-05-19 | P |
| KELLEHER THOMAS J /ADV | Officer | 899,288 | 2026-06-16 | G |
| Liverpool Limited Partnership | 10%+ Owner | 807,180 | 2014-07-15 | — |
| PAULSON RANDALL E | Director | 370,398 | 2026-04-03 | A |
| Moore Andrew | Officer | 324,420 | 2025-06-02 | D |
| Gumaer Andrew | Director · Officer | 320,867 | 2019-05-24 | F |
| Ahn Phillip J. | Officer | 285,122 | 2025-06-02 | D |
| Klein Mark D | Director | 278,630 | 2011-07-15 | F |
| HENDRIX RICHARD J | Director | 251,654 | 2017-07-03 | A |
| Wunderlich Gary Kent JR | Director | 241,213 | 2018-07-03 | F |
| Young Kenneth M | Officer | 224,726 | 2024-05-31 | F |
| D Agostino Robert P | Director | 211,989 | 2026-04-03 | A |
| Erickson Paul | Officer | 191,653 | 2011-08-19 | P |
| ANTIN ROBERT L | Director | 131,914 | 2026-04-03 | A |
| Pabst Thomas E | Officer | 109,195 | 2010-08-02 | A |
| Weitz Mark | Officer | 104,715 | 2010-08-02 | A |
| Yessner Scott | Officer | 100,000 | 2025-06-03 | A |
| Friedman Lester M | Officer | 89,021 | 2010-08-02 | A |
| Williams Mikel H | Director | 65,698 | 2022-10-18 | D |
| Labran Renee E | Director | 58,152 | 2026-04-03 | A |
| Brandt Tamara Sue | Director | 57,614 | 2026-04-03 | A |
| Sheldon Michael Joseph | Director | 56,677 | 2023-05-23 | A |
| Walters Marian | Director | 55,980 | 2026-04-03 | A |
| WEITZMAN HOWARD | Officer | 53,710 | 2026-04-13 | F |
| LEVITT MICHAEL J | Director | 44,255 | 2011-07-15 | F |
| Forman Alan N | Officer | 34,974 | 2026-06-30 | F |
| Todaro Richard L | Director | 22,775 | 2017-08-18 | A |
| HART MATTHEW J | Director | 19,474 | 2015-05-09 | A |
| HILTON HUGH G | Director | 16,953 | 2015-05-09 | A |
| Sims Todd D. | Director | 15,163 | 2020-09-14 | D |
| Knopf Fred Nachum | Officer | 8,829 | 2026-07-01 | — |
| Alternative Asset Management Acquisition Corp. | 10%+ Owner | 100 | 2009-07-17 | — |
| Naughton Mark P | Officer | 0 | 2010-06-16 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-07-01 | Knopf Fred Nachum | — | — | — | 8,829 |
| 2026-06-30 | Forman Alan N | Tax withholding | 2,853 | $8.18 | 34,974 |
| 2026-06-16 | RILEY BRYANT R | Open-market sale | 195,492 | $9.00 | 6,574,236 |
| 2026-06-16 | KELLEHER THOMAS J /ADV | Gift | 3,000 | $0.00 | 899,288 |
| 2026-05-14 | Forman Alan N | Open-market sale | 79,445 | $8.56 | 37,827 |
| 2026-05-13 | Forman Alan N | Open-market sale | 20,555 | $8.58 | 117,272 |
| 2026-04-13 | Forman Alan N | Tax withholding | 3,741 | $7.23 | 137,827 |
| 2026-04-13 | KELLEHER THOMAS J /ADV | Tax withholding | 22,440 | $7.23 | 70,541 |
| 2026-04-13 | WEITZMAN HOWARD | Tax withholding | 4,861 | $7.23 | 53,710 |
| 2026-04-13 | RILEY BRYANT R | Tax withholding | 17,059 | $7.23 | 6,769,728 |
| 2026-04-03 | Walters Marian | Grant / award | 33,064 | $0.00 | 55,980 |
| 2026-04-03 | Walters Marian | Grant / award | 14,695 | $0.00 | 22,916 |
| 2026-04-03 | Walters Marian | Grant / award | 3,660 | $0.00 | 8,221 |
| 2026-04-03 | PAULSON RANDALL E | Grant / award | 33,064 | $0.00 | 370,398 |
| 2026-04-03 | PAULSON RANDALL E | Grant / award | 14,695 | $0.00 | 337,334 |
| 2026-04-03 | PAULSON RANDALL E | Grant / award | 3,660 | $0.00 | 322,639 |
| 2026-04-03 | D Agostino Robert P | Grant / award | 33,064 | $0.00 | 211,989 |
| 2026-04-03 | D Agostino Robert P | Grant / award | 14,695 | $0.00 | 178,925 |
| 2026-04-03 | D Agostino Robert P | Grant / award | 3,660 | $0.00 | 164,230 |
| 2026-04-03 | ANTIN ROBERT L | Grant / award | 33,064 | $0.00 | 131,914 |
| 2026-04-03 | ANTIN ROBERT L | Grant / award | 14,695 | $0.00 | 98,850 |
| 2026-04-03 | ANTIN ROBERT L | Grant / award | 3,660 | $0.00 | 84,155 |
| 2026-04-03 | Labran Renee E | Grant / award | 33,064 | $0.00 | 58,152 |
| 2026-04-03 | Labran Renee E | Grant / award | 14,695 | $0.00 | 25,088 |
| 2026-04-03 | Labran Renee E | Grant / award | 3,660 | $0.00 | 10,393 |
| 2026-04-03 | Brandt Tamara Sue | Grant / award | 33,064 | $0.00 | 57,614 |
| 2026-04-03 | Brandt Tamara Sue | Grant / award | 14,695 | $0.00 | 24,550 |
| 2026-04-03 | Brandt Tamara Sue | Grant / award | 3,660 | $0.00 | 9,855 |
| 2025-06-03 | Yessner Scott | Grant / award | 100,000 | $0.00 | 100,000 |
| 2025-06-02 | Forman Alan N | Disposition to issuer | 1,373 | $3.05 | 141,568 |
| 2025-06-02 | RILEY BRYANT R | Disposition to issuer | 14,030 | $3.05 | 6,786,787 |
| 2025-06-02 | KELLEHER THOMAS J /ADV | Disposition to issuer | 14,030 | $3.05 | 92,981 |
| 2025-06-02 | WEITZMAN HOWARD | Disposition to issuer | 915 | $3.05 | 58,571 |
| 2025-06-02 | Moore Andrew | Disposition to issuer | 7,349 | $3.05 | 324,420 |
| 2025-06-02 | Ahn Phillip J. | Disposition to issuer | 7,349 | $3.05 | 285,122 |
| 2025-03-14 | Forman Alan N | Disposition to issuer | 10,376 | $4.16 | 142,941 |
| 2025-03-14 | WEITZMAN HOWARD | Disposition to issuer | 9,556 | $4.16 | 59,486 |
| 2025-03-14 | Ahn Phillip J. | Disposition to issuer | 22,055 | $4.16 | 292,471 |
| 2025-03-14 | Moore Andrew | Disposition to issuer | 23,044 | $4.16 | 331,769 |
| 2025-03-14 | KELLEHER THOMAS J /ADV | Disposition to issuer | 44,109 | $4.16 | 107,011 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.