SEC CIK 1206977
FALBERG KATHRYN E
Reported ownership across 4 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| HALOview stock → | 358,253 | 2016-05-04 |
| JAZZview stock → | 133,387 | 2014-03-05 |
| BMRNview stock → | 2,640 | 2016-07-15 |
| TTDview stock → | 0 | 2026-03-23 |
Position History — HALO
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — HALO
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2016-05-04 | Grant / award | 20,202 | $0.00 | 358,253 |
| 2016-01-13 | Option exercise (derivative) | 10,000 | $4.94 | 0 |
| 2016-01-13 | Option exercise | 10,000 | $10.37 | 328,051 |
| 2016-01-13 | Option exercise | 10,000 | $4.94 | 338,051 |
| 2015-05-06 | Grant / award | 13,175 | $0.00 | 318,051 |
| 2014-05-13 | Grant / award | 24,876 | $0.00 | 304,876 |
| 2013-08-14 | Open-market buy | 50,000 | $6.91 | 280,000 |
| 2013-08-12 | Open-market buy | 50,000 | $6.72 | 230,000 |
| 2013-05-16 | Grant / award | 20,000 | $0.00 | 180,000 |
| 2012-11-13 | Open-market buy | 50,000 | $5.21 | 160,000 |
| 2012-05-03 | Grant / award | 20,000 | $0.00 | 110,000 |
| 2011-05-05 | Grant / award | 20,000 | $0.00 | 90,000 |
| 2010-05-06 | Grant / award | 20,000 | $0.00 | 70,000 |
| 2009-05-07 | Grant / award | 20,000 | $0.00 | 50,000 |
| 2008-05-08 | Grant / award (derivative) | 10,000 | $4.94 | 20,000 |
| 2008-05-08 | Grant / award | 15,000 | $4.94 | 30,000 |
| 2007-05-15 | Grant / award (derivative) | 10,000 | $10.37 | 10,000 |
| 2007-05-15 | Grant / award | 15,000 | $10.37 | 15,000 |
| 2007-05-15 | — | — | — | 0 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.