SEC CIK 1232019

HERSCHER PENNY

Reported ownership across 3 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
VIAVview stock →50,7532014-11-18
RMBSview stock →26,1452017-10-02
LITEview stock →2,1652026-07-15

Position History — VIAV

Reported shares owned immediately after each Form 4 transaction, over time.

017,49534,99052,4852009-072010-112011-072011-122012-122013-122014-11

Recent Filings — VIAV

DateActivitySharesPriceOwned After
2014-12-08Grant / award (derivative)11,297$0.0011,297
2014-11-18Open-market sale1,732$13.2750,753
2014-11-17Option exercise (derivative)4,329$0.004,329
2014-11-17Option exercise4,329$0.0052,485
2014-11-15Option exercise (derivative)4,726$0.004,726
2014-11-15Option exercise4,726$0.0048,156
2014-11-14Option exercise (derivative)3,526$0.007,052
2014-11-14Option exercise3,526$0.0043,430
2013-12-03Open-market sale1,146$11.9739,904
2013-12-01Option exercise (derivative)2,864$0.000
2013-12-01Option exercise2,864$0.0041,050
2013-11-19Open-market sale1,732$12.0438,186
2013-11-17Option exercise (derivative)4,329$0.004,329
2013-11-17Option exercise4,329$0.0039,918
2013-11-15Option exercise (derivative)4,725$0.009,452
2013-11-15Option exercise4,725$0.0035,589
2013-11-14Grant / award (derivative)10,578$0.0010,578
2012-12-04Open-market sale1,146$12.2930,864
2012-12-01Option exercise (derivative)2,864$0.002,864
2012-12-01Option exercise2,864$0.0032,010
2012-11-20Open-market sale1,732$10.8729,146
2012-11-17Option exercise (derivative)4,329$0.008,658
2012-11-17Option exercise4,329$0.0030,878
2012-11-15Grant / award (derivative)14,177$0.0014,177
2012-11-13Open-market sale2,077$11.0726,549
2012-11-12Option exercise (derivative)5,192$0.000
2012-11-12Option exercise5,192$0.0028,626
2011-12-02Open-market sale1,145$11.1423,434
2011-12-01Option exercise (derivative)2,863$0.005,728
2011-12-01Option exercise2,863$0.0024,579
2011-11-17Grant / award (derivative)12,987$0.0012,987
2011-11-15Open-market sale4,493$11.9021,716
2011-11-13Option exercise (derivative)6,039$0.000
2011-11-13Option exercise6,039$0.0026,209
2011-11-12Option exercise (derivative)5,192$0.005,192
2011-11-12Option exercise5,192$0.0020,170
2011-07-22Open-market sale2,400$14.9414,978
2011-07-21Option exercise (derivative)1,500$0.000
2011-07-21Option exercise6,001$0.0017,378
2011-02-17Open-market sale11,000$26.7511,377
2010-12-01Grant / award (derivative)8,591$0.008,591
2010-11-16Open-market sale2,415$11.4622,377
2010-11-13Option exercise (derivative)6,038$0.006,039
2010-11-13Option exercise6,038$0.0024,792
2010-11-12Option exercise (derivative)5,192$0.0010,384
2010-11-12Open-market sale2,076$11.6418,754
2010-11-12Option exercise5,192$0.0020,830
2010-07-22Open-market sale2,400$10.5315,638
2010-07-21Option exercise (derivative)1,500$0.001,500
2010-07-21Option exercise (derivative)4,500$0.004,501
2010-07-21Option exercise6,000$0.0018,038
2009-11-13Option exercise (derivative)6,038$0.0012,077
2009-11-13Option exercise6,038$0.0012,038
2009-11-12Grant / award (derivative)15,576$0.0015,576
2009-07-21Option exercise (derivative)1,500$0.003,000
2009-07-21Option exercise (derivative)4,500$0.009,001
2009-07-21Option exercise6,000$0.006,000
2008-11-13Grant / award (derivative)18,115$0.0018,115

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.