SEC CIK 1232019

HERSCHER PENNY

Reported ownership across 3 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
VIAVview stock →50,7532014-11-18
RMBSview stock →26,1452017-10-02
LITEview stock →2,1652026-07-15

Position History — RMBS

Reported shares owned immediately after each Form 4 transaction, over time.

020,86141,72162,5822006-072010-022011-102013-102014-102016-102017-102017-10

Recent Filings — RMBS

DateActivitySharesPriceOwned After
2017-10-02Open-market sale6,437$13.4426,145
2017-10-02Grant / award11,792$0.0024,666
2016-11-28Open-market sale30,000$13.5632,582
2016-10-03Grant / award12,874$0.0012,874
2016-10-03Open-market sale6,809$12.4362,582
2015-10-01Open-market sale6,709$11.6655,773
2015-10-01Grant / award13,618$0.0013,618
2014-10-03Open-market sale8,265$12.2149,064
2014-10-01Grant / award13,418$0.0013,418
2013-10-01Grant / award16,530$0.0041,530
2013-10-01Open-market sale10,000$9.5316,530
2012-10-01Grant / award25,000$0.0036,612
2011-10-04Open-market sale3,836$14.4414,187
2011-10-03Open-market buy11,612$0.0011,612
2010-10-04Open-market sale3,978$20.5010,351
2010-10-01Grant / award7,672$0.007,672
2010-02-02Open-market sale8,000$22.684,383
2009-10-01Grant / award9,946$0.009,946
2008-10-01Grant / award12,383$0.0012,383
2007-10-01Grant / award (derivative)20,000$0.0020,000
2006-07-12Grant / award (derivative)40,000$0.0040,000
2006-07-12———0
2006-07-12Grant / award (derivative)40,000$0.0040,000

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.