SEC CIK 1639637
Smith Karen L.
Reported ownership across 4 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SGMOQview stock → | 102,100 | 2025-06-12 |
| JAZZview stock → | 28,474 | 2018-03-05 |
| AUPHview stock → | 24,807 | 2024-11-21 |
| EBSview stock → | 11,888 | 2021-05-07 |
Position History — AUPH
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — AUPH
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2024-11-21 | Grant / award (derivative) | 18,641 | $0.00 | 18,641 |
| 2024-11-21 | Grant / award | 12,135 | $0.00 | 24,807 |
| 2024-11-11 | Open-market sale | 5,241 | $8.43 | 12,672 |
| 2024-11-08 | Option exercise (derivative) | 17,913 | $0.00 | 0 |
| 2024-11-08 | Option exercise | 17,913 | — | 17,913 |
| 2023-08-18 | Grant / award (derivative) | 17,913 | $0.00 | 17,913 |
| 2023-08-18 | Grant / award (derivative) | 28,959 | $0.00 | 28,959 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.