SEC CIK 1311411
Yates Lloyd M
Reported ownership across 5 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| NIview stock → | 519,556.732 | 2026-05-21 |
| DUKview stock → | 41,154 | 2019-08-26 |
| MRSHview stock → | 12,000.75 | 2026-07-23 |
| AWKview stock → | 7,036 | 2021-05-12 |
| SONview stock → | 4,000 | 2019-10-14 |
Position History — DUK
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — DUK
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2019-08-26 | Open-market sale | 11,077 | $90.80 | 41,154 |
| 2019-08-26 | Open-market sale | 1,400 | $90.81 | 39,754 |
| 2019-08-26 | Open-market sale | 1,523 | $90.82 | 38,231 |
| 2019-08-26 | Open-market sale | 1,600 | $90.83 | 36,631 |
| 2019-08-26 | Open-market sale | 100 | $90.83 | 36,531 |
| 2019-08-26 | Open-market sale | 4,300 | $90.84 | 32,231 |
| 2019-05-23 | Open-market sale | 100 | $88.19 | 55,531 |
| 2019-05-23 | Open-market sale | 1,700 | $88.19 | 55,631 |
| 2019-05-23 | Open-market sale | 300 | $88.20 | 55,231 |
| 2019-05-23 | Open-market sale | 3,000 | $88.21 | 52,231 |
| 2019-05-23 | Open-market sale | 17 | $88.18 | 57,331 |
| 2019-02-28 | Tax withholding | 940 | $89.66 | 57,346 |
| 2019-02-27 | Grant / award | 6,091 | $89.28 | 58,286 |
| 2019-02-26 | Open-market sale | 1,500 | $88.51 | 54,195 |
| 2019-02-26 | Open-market sale | 2,000 | $88.51 | 52,195 |
| 2019-02-24 | Tax withholding | 4,474 | $89.91 | 55,695 |
| 2019-02-24 | Tax withholding | 895 | $89.91 | 60,169 |
| 2019-02-22 | Tax withholding | 865 | $89.91 | 61,064 |
| 2019-02-13 | Option exercise (derivative) | 14,586 | $0.00 | 0 |
| 2019-02-13 | Option exercise | 14,586 | $89.59 | 66,770 |
| 2019-02-13 | Tax withholding | 4,841 | $89.59 | 61,929 |
| 2018-02-28 | Grant / award | 6,307 | $75.34 | 55,930 |
| 2018-02-28 | Open-market sale | 3,746 | $76.05 | 52,184 |
| 2018-02-25 | Tax withholding | 542 | $77.22 | 49,623 |
| 2018-02-24 | Tax withholding | 600 | $77.22 | 50,165 |
| 2018-02-22 | Tax withholding | 580 | $75.54 | 50,765 |
| 2018-02-14 | Option exercise | 6,735 | $75.48 | 53,357 |
| 2018-02-14 | Tax withholding | 2,012 | $75.48 | 51,345 |
| 2017-11-13 | Open-market sale | 4,700 | $89.95 | 46,622 |
| 2017-11-13 | Open-market sale | 300 | $89.95 | 51,322 |
| 2017-05-12 | Grant / award | 4,821 | $83.26 | 51,622 |
| 2017-02-27 | Open-market sale | 5,000 | $82.01 | 56,443 |
| 2017-02-25 | Tax withholding | 596 | $81.96 | 61,968 |
| 2017-02-25 | Tax withholding | 525 | $81.96 | 61,443 |
| 2017-02-24 | Tax withholding | 656 | $81.96 | 62,564 |
| 2017-02-22 | Grant / award | 5,804 | $79.87 | 63,220 |
| 2016-02-25 | Tax withholding | 543 | $76.44 | 58,546 |
| 2016-02-25 | Tax withholding | 529 | $76.44 | 58,017 |
| 2016-02-25 | Tax withholding | 601 | $76.44 | 57,416 |
| 2016-02-24 | Option exercise (derivative) | 7,234 | $74.95 | 0 |
| 2016-02-24 | Grant / award | 6,005 | $74.95 | 44,245 |
| 2016-02-24 | Option exercise | 7,234 | $74.95 | 61,486 |
| 2016-02-24 | Tax withholding | 2,397 | $74.95 | 59,089 |
| 2016-02-24 | Grant / award | 10,007 | $74.95 | 54,252 |
| 2016-02-23 | Open-market sale | 2,000 | $74.65 | 38,240 |
| 2015-05-19 | Open-market sale | 5,892 | $76.11 | 40,240 |
| 2015-03-16 | Tax withholding | 459 | $75.71 | 46,132 |
| 2015-02-25 | Option exercise (derivative) | 4,098 | $0.00 | 0 |
| 2015-02-25 | Tax withholding | 542 | $79.01 | 46,562 |
| 2015-02-25 | Option exercise | 4,098 | $79.01 | 48,983 |
| 2015-02-25 | Tax withholding | 522 | $79.01 | 47,104 |
| 2015-02-25 | Tax withholding | 1,357 | $79.01 | 47,626 |
| 2015-02-25 | Grant / award | 5,425 | $79.01 | 44,885 |
| 2014-11-07 | Open-market sale | 4,000 | $82.00 | 39,460 |
| 2014-08-26 | Gift | 2,700 | $0.00 | 43,460 |
| 2014-08-26 | Open-market sale | 4,300 | $72.64 | 46,160 |
| 2014-08-01 | Open-market sale | 300 | $72.24 | 50,460 |
| 2014-07-01 | Open-market sale | 300 | $74.20 | 50,760 |
| 2014-06-02 | Open-market sale | 300 | $70.95 | 51,060 |
| 2014-05-01 | Open-market sale | 300 | $74.60 | 51,360 |
| 2014-04-01 | Open-market sale | 300 | $71.39 | 51,660 |
| 2014-03-14 | Tax withholding | 3,156 | $70.70 | 51,892 |
| 2014-03-03 | Open-market sale | 300 | $70.53 | 55,048 |
| 2014-02-25 | Option exercise (derivative) | 11,992 | $0.00 | 0 |
| 2014-02-25 | Tax withholding | 3,976 | $71.03 | 51,111 |
| 2014-02-25 | Option exercise | 11,992 | $71.03 | 55,087 |
| 2014-02-25 | Grant / award | 4,773 | $71.03 | 55,884 |
| 2014-02-25 | Tax withholding | 536 | $71.03 | 55,348 |
| 2014-02-03 | Open-market sale | 300 | $70.68 | 43,095 |
| 2014-01-02 | Open-market sale | 300 | $69.23 | 43,395 |
| 2013-12-02 | Open-market sale | 300 | $70.13 | 43,695 |
| 2013-11-01 | Open-market sale | 300 | $71.96 | 43,995 |
| 2013-10-01 | Open-market sale | 300 | $67.50 | 44,295 |
| 2013-09-03 | Open-market sale | 300 | $65.94 | 44,595 |
| 2013-08-09 | Open-market sale | 8,689 | $71.22 | 44,895 |
| 2013-05-14 | Open-market sale | 200 | $72.43 | 60,324 |
| 2013-05-14 | Open-market sale | 3,800 | $72.44 | 56,524 |
| 2013-05-14 | Open-market sale | 3,000 | $72.45 | 53,524 |
| 2013-03-16 | Tax withholding | 2,104 | $69.95 | 60,524 |
| 2013-02-25 | Option exercise (derivative) | 8,415 | $0.00 | 0 |
| 2013-02-25 | Option exercise | 8,415 | $69.11 | 60,531 |
| 2013-02-25 | Tax withholding | 2,808 | $69.11 | 57,723 |
| 2013-02-25 | Grant / award | 4,905 | $69.11 | 62,628 |
| 2012-08-30 | Open-market sale | 4,200 | $64.91 | 52,916 |
| 2012-08-30 | Open-market sale | 800 | $64.92 | 52,116 |
| 2012-07-02 | — | — | — | 57,116 |
| 2012-07-02 | — | — | — | 1,508 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.