SEC CIK 1203072

RIEPE JAMES S

Reported ownership across 4 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
TROWview stock →1,263,3842006-04-06
LPLAview stock →95,2142020-03-31
GNWview stock →68,0002012-05-21
NDAQview stock →31,7772013-05-22

Position History — GNW

Reported shares owned immediately after each Form 4 transaction, over time.

022,66745,33368,0002006-032007-112008-032008-082012-05

Recent Filings — GNW

DateActivitySharesPriceOwned After
2021-03-31Grant / award (derivative)19,387.3—476,442.95
2020-09-30Grant / award (derivative)16,360.91—457,055.65
2020-06-30Grant / award (derivative)22,313.06—440,694.74
2020-03-31Grant / award (derivative)16,326.02—418,381.67
2019-12-31Grant / award (derivative)3,485.08—402,055.65
2019-09-30Grant / award (derivative)14,763.89—398,570.57
2019-06-28Grant / award (derivative)19,797.49—383,806.68
2019-03-29Grant / award (derivative)16,953.54—364,009.19
2018-12-31Grant / award (derivative)2,746.47—347,055.65
2018-09-28Grant / award (derivative)14,981.7—344,309.18
2018-06-29Grant / award (derivative)15,083.48—329,327.48
2018-03-29Grant / award (derivative)22,188.35—314,244
2017-12-31Grant / award (derivative)4,282.55—292,055.65
2017-09-30Grant / award (derivative)17,129.2—287,773.1
2017-06-30Grant / award (derivative)17,577.33—270,643.9
2017-03-31Grant / award (derivative)16,010.92—253,066.58
2016-09-30Grant / award (derivative)11,976.13—237,055.65
2016-06-30Grant / award (derivative)20,292.59—225,079.52
2016-03-31Grant / award (derivative)22,731.28—204,786.93
2015-12-31Grant / award (derivative)16,460.38—182,055.65
2015-09-30Grant / award (derivative)13,119.09—165,595.27
2015-06-30Grant / award (derivative)8,185.8—152,476.18
2015-03-31Grant / award (derivative)8,707.98—144,290.39
2014-12-31Grant / award (derivative)7,757.53—135,582.41
2014-09-30Grant / award (derivative)4,853.09—127,824.87
2014-06-30Grant / award (derivative)3,677.83—122,971.78
2014-03-31Grant / award (derivative)3,769.62—119,293.95
2013-12-31Grant / award (derivative)3,832.05—115,524.34
2013-09-30Grant / award (derivative)4,731.67—111,692.29
2013-06-28Grant / award (derivative)5,333.94—106,960.62
2013-03-28Grant / award (derivative)5,848.83—101,626.68
2012-12-31Grant / award (derivative)8,475.8—95,777.85
2012-09-28Grant / award (derivative)14,059.28—87,302.05
2012-06-29Grant / award (derivative)5,448.29—73,242.77
2012-05-21Open-market buy45,000$5.0168,000
2012-03-30Grant / award (derivative)3,225.62—67,794.48
2011-12-30Grant / award (derivative)4,459.4—64,568.85
2011-09-30Grant / award (derivative)4,913.37—60,109.46
2011-06-30Grant / award (derivative)2,782.12—55,196.09
2011-03-31Grant / award (derivative)2,208.19—52,413.97
2010-12-31Grant / award (derivative)2,194.59—50,205.78
2010-09-30Grant / award (derivative)2,329.67—48,011.19
2010-06-30Grant / award (derivative)1,949.72—45,681.52
2010-03-31Grant / award (derivative)1,709.56—43,731.81
2009-12-31Grant / award (derivative)2,106.37—42,022.25
2009-09-30Grant / award (derivative)2,068.79—39,915.88
2009-06-30Grant / award (derivative)3,700.85—37,847.09
2009-03-31Grant / award (derivative)15,156.3—34,146.24
2009-02-12Disposition to issuer (derivative)18,989.94—0
2009-02-12Grant / award (derivative)18,989.94—18,989.94
2008-12-31Grant / award (derivative)9,122.01—18,989.94
2008-09-30Grant / award (derivative)1,878.45—9,642.13
2008-08-22Open-market buy10,000$15.2323,000
2008-06-30Grant / award (derivative)1,208.49—7,714.23
2008-03-31Grant / award (derivative)1,076.18—6,477.78
2008-03-10Open-market buy10,000$21.7013,000
2007-12-31Grant / award (derivative)930.43—5,378.08
2007-11-02Open-market buy2,400$25.383,000
2007-10-29Grant / award (derivative)15.88—4,447.65
2007-09-28Grant / award (derivative)806.56—4,431.76
2007-07-27Grant / award (derivative)10.45—3,625.2
2007-06-29Grant / award (derivative)677.77—3,614.76
2007-04-27Grant / award (derivative)7.36—2,936.99
2007-03-30Grant / award (derivative)690.38—2,929.63
2007-01-29Grant / award (derivative)5.87—2,239.25
2006-12-29Grant / award (derivative)710.94—2,233.39
2006-10-27Grant / award (derivative)4.06—1,522.44
2006-09-29Grant / award (derivative)681.02—1,518.39
2006-07-27Grant / award (derivative)1.84—837.36
2006-06-30Grant / award (derivative)716.58—835.52
2006-04-27Grant / award (derivative)0.27—118
2006-03-31Grant / award (derivative)118—118
2006-03-22———600

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.