SEC CIK 1203072

RIEPE JAMES S

Reported ownership across 4 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
TROWview stock →1,263,3842006-04-06
LPLAview stock →95,2142020-03-31
GNWview stock →68,0002012-05-21
NDAQview stock →31,7772013-05-22

Position History — LPLA

Reported shares owned immediately after each Form 4 transaction, over time.

032,14764,29596,4422008-032013-022017-032018-032018-062018-122019-082020-03

Recent Filings — LPLA

DateActivitySharesPriceOwned After
2020-03-31Grant / award9$0.0095,214
2020-03-31Grant / award44$0.0095,258
2019-11-21Grant / award26$0.0095,205
2019-11-21Grant / award5$0.0095,179
2019-08-23Grant / award7$0.0095,141
2019-08-23Grant / award33$0.0095,174
2019-06-03Grant / award29$0.0095,134
2019-06-03Grant / award6$0.0095,105
2019-05-09Grant / award1,070$0.0095,099
2019-05-09Grant / award2,074$0.0094,029
2019-03-29Grant / award8$0.0091,933
2019-03-29Grant / award22$0.0091,955
2018-12-12Option exercise (derivative)4,500$0.000
2018-12-12Open-market sale4,517$60.6991,925
2018-12-12Option exercise4,500$18.0487,442
2018-12-12Option exercise4,500$19.7491,942
2018-12-12Option exercise4,500$23.0296,442
2018-11-26Grant / award9$0.0082,916
2018-11-26Grant / award26$0.0082,942
2018-08-23Grant / award23$0.0082,907
2018-08-23Grant / award9$0.0082,884
2018-06-01Grant / award8$0.0082,853
2018-06-01Grant / award22$0.0082,875
2018-05-18Grant / award1,271$0.0082,845
2018-05-18Grant / award2,463$0.0081,574
2018-03-23Grant / award22$0.0079,111
2018-03-02Option exercise (derivative)4,500$0.000
2018-03-02Option exercise4,500$27.1775,721
2018-03-02Option exercise4,500$26.3380,221
2018-03-02Option exercise4,500$24.9684,721
2018-03-02Open-market sale5,632$62.7779,089
2018-01-08Option exercise (derivative)4,500$0.000
2018-01-08Option exercise4,500$27.8071,221
2017-11-27Grant / award25$0.0066,721
2017-08-24Grant / award28$0.0066,696
2017-05-25Grant / award33$0.0066,668
2017-05-18Grant / award3,199$0.0064,667
2017-05-18Grant / award1,968$0.0066,635
2017-03-24Grant / award11$0.0061,468
2017-03-24Grant / award22$0.0061,457
2016-12-14Grant / award3,468$0.0059,701
2016-12-14Grant / award1,734$0.0061,435
2015-05-18Grant / award1,592$42.8556,233
2015-05-12Grant / award3,185$40.8154,641
2014-05-07Grant / award1,706$46.8951,456
2014-03-06Grant / award935$53.4749,750
2013-11-19Grant / award1,183$0.0048,815
2013-02-22Grant / award1,582$0.0047,632
2012-11-08Grant / award1,785$0.0046,050
2012-02-09Grant / award1,550$0.0044,265
2011-12-01Grant / award1,667$0.0042,715
2011-02-16Grant / award1,513$0.0041,048
2010-12-01Grant / award1,428$0.0039,535
2010-03-15Grant / award2,136$0.0038,107
2009-11-16Grant / award (derivative)4,500$0.004,500
2009-06-02Grant / award (derivative)4,500$0.004,500
2009-02-12Grant / award (derivative)4,500$0.004,500
2008-11-19Grant / award (derivative)4,500—4,500
2008-09-09Grant / award (derivative)4,500$0.004,500
2008-05-14Grant / award (derivative)4,500$0.004,500
2008-05-14Grant / award (derivative)4,500$0.004,500
2008-03-14———35,971
2008-03-14———35,971
2008-02-12Grant / award (derivative)4,500$0.004,500
2008-02-12Grant / award (derivative)4,500$0.004,500

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.