SEC CIK 1203072

RIEPE JAMES S

Reported ownership across 4 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
TROWview stock →1,263,3842006-04-06
LPLAview stock →95,2142020-03-31
GNWview stock →68,0002012-05-21
NDAQview stock →31,7772013-05-22

Position History — NDAQ

Reported shares owned immediately after each Form 4 transaction, over time.

010,59221,18531,7772006-052007-052008-052009-052010-052011-052012-052013-05

Recent Filings — NDAQ

DateActivitySharesPriceOwned After
2013-05-22Grant / award3,713$0.0031,777
2012-05-22Grant / award5,153$0.0028,064
2011-05-26Grant / award6,358$0.0022,911
2010-05-27Grant / award3,961$0.0016,553
2009-05-20Grant / award4,201$0.0012,592
2008-05-21Grant / award2,272$0.008,391
2007-05-23Grant / award1,506$0.006,119
2006-05-23Grant / award1,592$0.004,613

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.