SEC CIK 1219855

BARRETT M JAMES

Reported ownership across 9 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
CBIOview stock →5,001,1972018-05-10
RYTMview stock →4,909,9562017-10-10
SYBXview stock →4,228,9402018-01-26
APPNview stock →2,724,2022018-02-13
BOXview stock →2,091,4572015-01-28
BEview stock →1,333,3332018-07-27
GRPNview stock →200,0002013-09-13
SUPNview stock →97,3552016-03-16
WDAYview stock →10,3962013-04-10

Position History — CBIO

Reported shares owned immediately after each Form 4 transaction, over time.

01,667,0663,334,1315,001,1972014-012014-012014-012014-012014-012015-112015-112018-052018-052018-052018-05

Recent Filings — CBIO

DateActivitySharesPriceOwned After
2018-05-18Grant / award (derivative)11,000$0.0011,000
2018-05-10Option exercise (out-of-money) (derivative)216,046$0.000
2018-05-10Option exercise (out-of-money)298,406$0.335,001,197
2018-05-10Open-market sale4,006$17.814,702,791
2018-05-10Option exercise (out-of-money)216,046$0.334,706,797
2018-05-10Open-market sale5,533$17.814,995,664
2017-05-25Grant / award (derivative)11,000$0.0011,000
2016-05-17Grant / award (derivative)11,000$0.0011,000
2015-11-16Option exercise (out-of-money) (derivative)9,445$0.330
2015-11-16Option exercise (out-of-money)9,445$0.334,491,203
2015-11-16Open-market sale452$6.914,490,751
2015-07-15Grant / award (derivative)11,000$0.0011,000
2014-01-15Conversion (derivative)11,250,850$0.000
2014-01-15Open-market buy512,500$8.004,093,377
2014-01-15Conversion3,580,877—3,580,877
2014-01-15Open-market buy487,500$8.004,481,758
2014-01-15Conversion3,407,283—3,994,258
2014-01-09———586,975
2014-01-09Grant / award (derivative)15,401$0.0015,401

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.